Top Tens – History: Top 10 Empires (Special Mention – Complete)

 

I introduced my Top 10 Wars of History on the basis that I’ve always found wars a fascinating subject of history, so it’s not surprising that I’ve also always found empires a fascinating subject of history, again from the fortunate perspective of being well removed from the sharp end of them – and have similarly ranked my Top 10 Empires of History.

But I don’t just have a top ten. As usual for my top tens, I have a whole host of special mentions. My usual rule is twenty special mentions – where the subject matter is prolific enough, as it is here – which I suppose would usually make each top ten a top thirty. My special mentions are also where I tend to have some fun with the subject category and splash out with some wilder entries.

 

 

Diachronic map of the main empires of the modern era (1492-1945) – by Nagihuan for Wikipedia “Colonial Empires” under the Creative Commons CC0 1.0 Universal Public Domain Declaration

 

(1) EUROPEAN EMPIRES

 

The definitive imperialism for most of the world – not least because it was the imperialism that defined the modern world, the first truly global imperialism that transformed the world from regional to global.

Indeed, so much so that imperialism is often defined exclusively as European imperialism, particularly when you throw in my next three special mentions as offshoots of it to broaden it to Western imperialism.

This ignores that empires predated European imperialism throughout the world, well before the existence or even the concept of the European nations behind it. A substantial part of the impact of European imperialism lies in how recent it is, eclipsing any predecessors, and the wounds it inflicted are still raw. No one seeks reparations from Roman or Mongolian imperialism.

It’s striking to think that decolonization or independence is within living memory for many of the subjects of European imperialism, particularly in Africa, with some empires clinging on into the 1970s (looking at you, Portugal ) or even beyond in legacy or some residual colonies (looking at you, Hong Kong).

Equally it ignores that many of the states that fought or fell to European imperialism were themselves empires, often aggressively or belligerently so. Indeed, I’d say all of them, at least for any polities that comprised more than one ethnic group or beyond tribes and tribal confederations. Even more homogenous or tribal polities tended to be imperial in nature over their own members, in the absence of any concept of participatory representation, where they were not actually imperial to or over their neighbors.

Ironically, it was European political concepts that undermined the default imperial state settings that applied elsewhere or prior to them, as they would the European empires themselves.

However, European imperialism was distinctive in a number of ways so as to distinguish it as the modern definition of imperialism. One is that very factor – that it is recent or modern. Another is that it consisted almost entirely of maritime empires, as opposed to the more usual territorial empires conquering adjoining or neighboring territories by land. Of course, they are not the only maritime empires in history, but those other empires either tended to be more mixed between maritime and territorial conquests or lacked the same reach (or both).

And that last point brings us to the most distinctive feature of European imperialism – its unprecedented scope, scale, and transformative force, particularly when viewed collectively, as it tends to be outside Europe.

In terms of scale and scope, it reached to every metaphorical corner of the globe, including an unparalleled command of the seas (and even skies), and to every continent, including Antarctica. Only a few countries remained independent of one European empire or another – and even then independence was often only nominal or more a balance of power between competing European nations or spheres of influence. It is not for nothing that of the top ten empires in history by land area or size, four of them are European.

And in terms of transformative force, we are living in the world it made – “to which we owe the development of transport and communication” as well as “the spread of science and technology”, industry and trade, and European culture and political ideologies. Not to mention the spread of European languages as global lingua franca – English above all, but also French and Spanish.

And yes – that transformative force had its negative aspects, which indeed tend to be the focus of contemporary perspectives on European imperialism to the exclusion of anything else. Although history is not a balance sheet, all European powers were quite prepared to resort to brutality when they had to, albeit some more so than others, or else they wouldn’t have had any empires.

Although the rest of the world tends to see European imperialism collectively – with some justice – that does conceal that there was not one European imperial power but several, as a general rule fiercely competitive with each other. Indeed, the fierce competition between European nations is often identified as a reason for European imperialism in the first place, as European technological and other advancement owed itself to European nations competing – and warring – with each other.

It also conceals that there was more than one European imperialism within what was, after all, a span of over at least half a millennium. A common historical classification is to divide European imperialism into two broad phases, albeit overlapping – as for example with the classification of the British and French Empires into their First and Second Empires which largely reflects those phases (although the Spanish and Portuguese Empires might arguably be divided into three phases).

In the first phase, from Columbus’ “discovery” of the Americas in 1492 through to the early nineteenth century or so – often styled as the Age of Discovery – the subject of European imperialism was predominantly the Americas. European imperialism did extend to Africa and Asia but was limited – in Africa as tropical disease limited European encroachment into the continent’s interior (although European penetration of the continent’s coastline and the consequent Atlantic slave trade was damaging enough) and in Asia as its polities were mostly robust enough to resist direct conquest.

This phase was certainly marked by fierce competition between European powers, despite the early lead of Spain and Portugal, which cooperated with each other at least in dividing the world up into their respective spheres of influence, by papal mediation in the 1494 Treaty of Tordesillas (although only after Portugal nudged the line further west to party it up in Brazil).

Other European nations disagreed as three others competed with the Spanish and Portuguese to round out the big five imperial powers in this phase – the British (or English prior to 1707), the French, and after they became independent of Spain, the Dutch. The British and French eclipsed the Spanish and Portuguese as they fought in what was no less than an Anglo-French contest for global supremacy, fought particularly in North America and India.

That phase came to end with the first wave of decolonization or wars of independence by their American settler states, although substantial parts of the Americas remained in European empires or spheres of influence.

While the second phase effectively began before the end of the first phase, it acquired its full force after the Napoleonic Wars in what is often styled as the Age of Imperialism or New Imperialism in the 19th and 20th centuries, as the European powers descended on Asia and Africa, the latter styled as the Scramble for Africa.

While they remained competitive to the point of occasional conflict in this phase, the European powers were remarkably cooperative in negotiating their empires or spheres of influence, although a large part of that was necessity from British naval supremacy or Pax Britannica

European imperialism deserves and will get its own top 10 (and special mentions) to do it justice, not least for ranking the individual European imperial powers. The focus of this entry are the classic eight continental European imperial powers and their empires- British (who also rank third in my Top 10 Empires), Spanish (who also rank fifth in my Top 10 Empires), French, Dutch, Portuguese, Belgians, Germans and Italians.

Some might note that this omits a significant European empire, indeed the largest apart from the British – but this was distinctive and separate enough to earn its own special mention entry, as were the two other substantial non-European imperial powers in the Age of Imperialism.

A proper tier ranking of the classic eight will await their own top ten list for European empires, but Britain was obviously top dog in this phase of imperialism. Spain, which had been the British Empire of the first phase, was knocked down to mid-tier when most of its Latin American empire won its independence, then to bottom tier when defeated by the United States in the Spanish-American War.

France, the Netherlands, and Portugal all rank in high or mid-tier, with Belgium ranking in low tier for its abominations in the Congo – and latecomers Germany and Italy bringing up the rear in bottom-tier with the scraps left by other empires. Italy earned the particular humiliation of being defeated by Ethiopia, so that the latter remained the only African state to retain independence (apart from the American founded state of Liberia).

However, the charges of European imperialism don’t stop with the end of formal European empires, as European powers are charged with simply substituting neo-colonialism or neo-imperialism -“which leverages economic power” (or other forms of power and influence) “rather than military force” (or direct means of control) “in an informal empire”.

 

RATING: 5 STARS*****
S-TIER (GOD TIER)

 

Russian Empire by Milenioscuro for Wikipedia “Russian Empire” licensed under https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(2) RUSSIAN & SOVIET EMPIRES

 

Bizarro European empire and third largest empire by size in history, such that even the residual state of Russia remains the largest nation in the world.

Why bizarro European empire? Well, for one thing, as J.M. Roberts pointed out in Triumph of the West, it’s always been unclear where the West ends going east – and in particular on which side of the line of Western civilization the Russian state falls.

For another, the Russian Empire was distinct from other European empires, but ironically its closest parallel is with the United States, albeit still weirdly so, as Alexis de Tocqueville observed when he presciently predicted them – in 1835! – as the future global powers on parallel but opposing paths:

“There are at the present time two great nations in the world, which started from different points, but seem to tend towards the same end. I allude to the Russians and the Americans. Both of them have grown up unnoticed; and whilst the attention of mankind was directed elsewhere, they have suddenly placed themselves in the front rank among the nations, and the world learned their existence and their greatness at almost the same time.

All other nations seem to have nearly reached their natural limits, and they have only to maintain their power; but these are still in the act of growth. All the others have stopped, or continue to advance with extreme difficulty; these alone are proceeding with ease and celerity along a path to which no limit can be perceived. The American struggles against the obstacles which nature opposes to him; the adversaries of the Russian are men. The former combats the wilderness and savage life; the latter, civilization with all its arms. The conquests of the American are therefore gained with the ploughshare; those of the Russian by the sword. The Anglo-American relies upon personal interest to accomplish his ends, and gives free scope to the unguided strength and common sense of the people; the Russian centres all the authority of society in a single arm. The principal instrument of the former is freedom; of the latter, servitude. Their starting-point is different, and their courses are not the same; yet each of them seems marked out by the will of Heaven to sway the destinies of half the globe.”

The primary distinction with other European empires was that, with one notable exception, the Russian Empire was not a maritime empire. Indeed, it was famously landlocked, with an equally famous strategic policy of seeking unobstructed warm-water ports.

Instead, it was a good old-fashioned territorial empire, expanding eastwards from European Russia across Siberia and central Asia, hence its parallel with the United States and its westward ‘manifest destiny’ or territorial expansion (in both cases to the Pacific).

Unlike the United States, it had more arguable justification in terms of its security against historical invasions of nomadic tribe from the steppes, most famously the Mongols – but like the United States (and unlike European maritime empires), it absorbed and retained its territorial conquests or expansion into itself as a nation.

Ultimately, the Russian empire’s eastward expansion brought it to the Pacific Ocean but more fundamentally, to the borders of an Asian state armed with firearms and robust enough to resist it – Qing China, in its prime and powerful enough to defeat Russia in the Sino-Russian border conflicts of the seventeenth century.

Of course, Qing China famously waned in the nineteenth century, while Russia had grown stronger such that it was again able to make encroachments eastwards, but was confronted by Britain and the new rising power in north-east Asia – Japan.

However the Pacific saw that one notable exception for Russia’s maritime empire – as a latecomer in the first phase of European imperialism in the Americas, most famously claiming Alaska (equally famously bought from them by the United States in 1867) but also extending to California and even Hawaii before receding back.

The Russian Empire also expanded southwards through central Asia, but was again blocked by Britain in the so-called Great Game, as well as more regional empires such as the Ottoman Empire. That saw the southernmost extent of the Russian Empire, which did not scramble for Africa like other European empires and was constrained by its naval limitations from extending elsewhere in Asia.

It also expanded westwards into Europe itself, taking Finland from a waning Sweden and partitioning territory (with Prussia and Austria) from the waning Polish-Lithuanian Commonwealth.

Despite all this, the Russian imperial state came crashing down like the three other great imperial states of Europe brought down by the First World War – Imperial Germany, Austria-Hungary and the Ottoman Empire – but more dramatically or spectacularly as it was succeeded by the world’s first communist state, the Soviet Union.

As a communist state, the Soviet Union styled itself as anti-imperialist, but ironically closely emulated or even exceeded the imperialism of its predecessor – arguably in the tradition of two other states that styled themselves as anti-imperialist as they created empires of their own, the United States and Japan.

Initially Soviet imperialism was limited within the former Russian empire itself, but with its rise to superpower escalated to reclaiming its predecessor’s lost territory and then to extending further than the Russian empire ever did, except across the Pacific to the Americas – starting westward to the heart of Europe with its subject satellite states after the Second World War, opposed by the United States in the Cold War, fulfilling de Tocqueville’s prediction.

It also renewed the Russian sphere of influence in north-east Asia, although that fell afoul of a resurgent China, ironically a rival communist state originally within (and a product of) that influence.

The most dramatic success of Soviet imperialism was when it graduated from the traditional territorial empire of its predecessor to the maritime empire of European empires, ironically as those empires were scrambling out of Africa and elsewhere – indeed expanding its influence under its continued anti-imperial guise of supporting decolonization or ‘liberation’ movements from those empires, with overlapping successes in Cuba, south-east Asia and Africa.

Despite all this – and accelerated by one imperial expedition too many into Afghanistan – the Soviet state came crashing down in the end of the Cold War, but not before President Reagan had famously characterized it as the “evil empire”, an epithet much relished by its east European subjects who in turn revolted against it in its death throes.

 

RATING: 5 STARS*****
S-TIER (GOD TIER)

 


The American Empire at its greatest extent (1898-1902) in terms of directly controlled territory by Red4tribe for Wikipedia “American Imperialism” under licence https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(3) AMERICAN EMPIRE

 

“Pick a spot…Any spot. I guarantee you we will have American troops there within thirty years. The Empire that you dreamed of while reading Tacitus” – The Illuminatus! Trilogy

Pax Americana – you’re living in it.

Perhaps the most paradoxical empire – or least the subject of the most vexed debate as to what extent it is an empire at all or whether it is imperialism without an empire, arising from the pervasive sense of its own exceptionalism.

A large part of that is that the United States has traditionally styled itself as anti-imperialist, or in the phrase of Thomas Jefferson, “an empire of liberty”, from its very founding in revolution against the British Empire through its traditional foreign policy encapsulated in the Monroe Doctrine of opposing European imperialism in the Americas – or American intervention beyond the Americas.

However, the United States would hardly be alone in pursuing imperialism while styling itself as anti-imperialist or even doing so in the name of anti-imperialism, as ironically two of its most formidable opponents did the same – Japan and the Soviet Union.

So the very idea of American imperialism or empire, let alone their nature, is one that meets substantial resistance.

However, there was at least the territorial expansion of the United States, as it manifested its destiny westwards across the continent from the very outset, ultimately to the Pacific – to the cost or destruction of all native American peoples in its path, and about half of Mexico.

Again ironically, that was parallel to the eastwards territorial expansion of the Russian empire across Siberia to the Pacific – as Alexis de Tocqueville observed as the basis for his prediction of them as opposing world powers.

Unlike the predominantly maritime empires of other European powers, the Russian empire was predominantly a territorial empire – and so , it is argued, was the United States, particularly as similarly to the Russian Empire and unlike European maritime empires, it absorbed and retained its territorial conquests or expansion into itself as a nation.

Whether one accepts the territorial expansion of the United States as imperialism or an empire, there can be no argument that the United States indeed was or had a formal empire for at least part of its history, as in the map in my feature image, albeit as a latecomer to the Age of Imperialism (or New Imperialism) in the late 19th century.

And it went about being a latecomer in the smartest possible way – it simply picked up someone else’s empire at a bargain bin sale of its own creation, the best pickings of the remaining Spanish empire in the Spanish-American War of 1898.

In that war, the United States acquired the Philippines (while also crushing the Philippines independence movement in the Philippine-American War from 1899 to 1902) as well as Puerto Rico and Guam – both of which it retains as territories today (while the Philippines became independent in 1946).

It also effectively acquired Cuba as a de facto colony even when it did not formally occupy Cuba. Even before that, it had extended its manifest destiny beyond the continent into the Pacific, as it annexed Hawaii (and afterwards to other Pacific islands, such as American Samoa).

However, when people refer to American imperialism, they tend not to be referring to its limited formal empire – or at least not just referring to it – but its informal empire, “the expansion of American political, economic, cultural, and media influence beyond the boundaries of the United States”.

That is, hegemony or sphere of influence in more positive terms, neo-imperialism or neo-colonialism in more negative terms, “which leverages economic power rather than military force in an informal empire” or means of control other than formal annexation or rule. Of course, that may still involve military force when it needs to, but generally neo-imperialism by definition proposes more subtle or indirect means of coercion or influence.

My own view tends towards that of imperialism without an empire – whether or not the United States has comprised a formal or informal empire, its foreign and military policy has unquestionably been imperialistic, at least at certain times and places.

Foremost among those times and places would be its southern neighbors at, well most times actually, because the United States has been at its shabbiest dealing with Latin America. The Monroe Doctrine may have been anti-imperialist towards European powers in the Americas, but not so much for the United States – indeed, it implies the Americas to be their exclusive sphere.

The influence of the United States extended well beyond the Americas with its rise to world power in the world wars, not least in its system of alliances, in what was (or is) dubbed the American Century – indeed, to a world-encircling extent exceeding even that of the British Empire, which it is frequently portrayed as inheriting or succeeding.

 

RATING: 5 STARS*****
S-TIER (GOD TIER)

 

Map of the Japanese Empire at its peak in 1942 (although it did extend its territory in China in 1944-1945) by San Jose for Wikipedia “Japan during World War II” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(4) JAPANESE EMPIRE

 

One of the oldest empires but also one of the newest – which, among other things, makes it one of the oddest.

There were older empires than Japan, whose mythology traces its imperial line to legendary founder Jimmo in 660 BC, although more conventional history tends to trace its origins “in the late Kofun period of the 3rd-6th centuries AD”. However, it is the oldest empire still existing, at least in retaining an emperor, the last state to do so, albeit as ceremonial head of state.

Which brings us to the one of many oddities of Japan’s empire – that for the vast majority of its history, Japan had an emperor without an empire.

Firstly, in the sense that Japan was a homogenous polity that mostly kept to itself, apart from importing cultural influences, mostly from China – contrary to how empire is typically defined as one nation or people ruling over another. In that sense, the Japanese emperor was a somewhat inflated term for monarch, albeit a cult figure in the native Japanese religion of Shinto.

Secondly, in the sense that for a substantial part of its history, the emperor wasn’t even that, but a lame-duck monarch where de facto power was held by military aristocrats in what is generally known as the shogunate. Ironically, it is during one of these periods that Japan actually embarked on empire in the conventional definition of the term – its invasions of Korea in 1592-1598.

Japan was also one of the newest empires, a latecomer in the Age of Imperialism – and as the only Asian imperial power of that otherwise exclusive club of European empires, seen as somewhat of a gate crasher or interloper, although ironically its primary crash course was for collision with the other non-European imperial power, the United States.

Japan narrowly escaped being the subject of an imperial power or powers that was the fate of the rest of Asia. When European imperialism first tentatively reached east Asia about three centuries before in the Age of Discovery, Japan decided it was having none of that and famously sealed itself off in isolationism.

That couldn’t last forever, as European imperialism had bigger guns in the Age of Imperialism – and the United States forced Japan to open up with classic gunboat diplomacy (in the literal form of a fleet commanded by Commodore Perry), starting Japan’s love-hate relationship with the United States as an object of admiration and awe but also potential hostility and rivalry.

That saw Japan revive its emperor within a new centralized government in the Meiji Restoration of 1868 and adapt all those features of European nations that led to their imperial power – in the smartest possible way by following world leaders in their fields, notably building their navy on expertise from Britain and their army on expertise from France, before swapping out the latter for Germany after the French defeat in the Franco-Prussian War.

And what more distinctive European feature was there than an empire? So Japan set about acquiring that too – modestly at first, from its immediate neighbors, starting with the Ryukuan island kingdom in 1879. By 1894, it was powerful enough to join in that other distinctive European feature in the nineteenth century – pawning Qing China, which it did in the First Sino-Japanese War of 1894-1895, acquiring Taiwan, and continuing to use China as its punching bag thereafter.

However, its victory and claims against China saw it clash with European imperial powers keen to maintain the balance of power and their spheres of influence there – foremost among them Russia, looming largest against Japan in north-east Asia. That aligned Japan with Britain, which was similarly concerned with Russia, and they sealed their alignment with a formal alliance in 1902 – which allowed Japan to take on Russia directly and win in the Russo-Japanese War of 1904-1905.

The spoils of victory in that war saw Japan revisit its ambitions in Korea, but this time successfully annexing it – where they were notoriously brutal ruling over it. Not Belgium-brutal, but still up there even on the scale of brutality in the Age of Imperialism.

Japan made more gains at the expense of Germany in and after the First World War – and at the expense of increasing hostility with the United States, prompting Britain to abandon the Anglo-Japanese Alliance.

Which brings us perhaps to most of the oddities of the Japanese Empire, as it sowed the seeds of its rise to one of the largest territorial empires in history at the same time as the seeds of its decline as one of the shortest-lived empires in history. All the while on the path of evil empire, ultimately one that was dying and insane.

Yet on that path and even before, certainly from the Russo-Japanese War, Japan styled itself as anti-imperialist, in the tradition of those two other states that styled themselves as anti-imperialist while engaging in imperialism of their own, the United States and the Soviet Union.

Of course, for Japan this was against European imperialism – propagandizing their own imperialism with slogans such as “Asia for the Asians” and as the Greater East Asian Co-Prosperity Sphere, although they weren’t too big on the co- part of that title, more their own prosperity sphere. Those claims were not without some justice, but they were also with brutality and violence that eclipsed those of European imperialism as well as making their previous occupation of Korea seem like a picnic

Ultimately the Japanese Empire fell to defeat, primarily by the United States in the Pacific War – and Japan was not only shorn of its empire, but itself occupied by an American shogunate, albeit one that proved extraordinarily and unexpectedly enlightened in its role in the equally extraordinary and unexpected revival of Japan as an economic superpower, for a period second only to the United States itself. Which of course has seen Japan also accused of neo-colonialism and neo-imperialism, substituting economic power for military victory in controlling other nations.

 

RATING: 5 STARS*****
S-TIER (GOD TIER)

 

Europe at the height of Axis success by Gorak ten-en for Wikipedia “Nazi Germany” under licence https://creativecommons.org/licenses/by-sa/4.0/

 

(5) NAZI EMPIRE

 

The evil empire par excellence. Although that is an overstatement – it was barely an empire.

Despite styling itself as the Third Reich after the first German “empire” or Reich of a thousand years, the Holy Roman Empire, it didn’t even last as long as the second, Wilhelmine Germany.

In total, Nazi Germany lasted only twelve years from 1933 to 1945 – for which it could only be described as imperial, at least beyond its original borders, for a little over half of that, from 1938 onwards. Well, perhaps from its involvement in the Spanish Civil War before that, although that failed to yield a reliable client state – and it was arguably preparing for its imperialism from its very inception.

And even for war beyond its borders from 1939 to 1945, the second half of that period was defending or retreating from conquests made in the first half – before its complete collapse, defeat, unconditional surrender, occupation and partition. So the Nazi empire was about three years of conquests, albeit impressive, then defending or retreating from those conquests before falling altogether.

The evil part, however, is not an overstatement. It can probably best be summed up by the Encyclopedia of Fantasy’s comparison of the First World War with the Second – “despite the attempts of propagandists on both sides, no wholly evil figure emerges from World War I to occupy the world’s imagination, no one of a viciousness so unmitigated that it seems almost supernatural; Hitler, on the other hand, has all the lineaments of a Dark Lord, and the Reich he hoped to found was a parody of the true Land”.

The Nazi empire, short-lived as it was, consisted of its conquests and occupied territory in Europe and north Africa – as well as its allies that started off resembling client states at best and finished off resembling hostages at worst.

And it was notorious for all the worst features of empire – war, extortion, plunder, slavery and genocide – arguably as a form of hyper-imperialism, both in intent and scale, more so by being crammed into a few short years.

It couldn’t even aspire to the caustic observation of empire by the Roman historian Tacitus through the mouthpiece of a Caledonian chieftain – that they make a desert and call it peace. Rather they made a desert and called it war.

The most that could be said for it was that its occupation of western Europe, extortionate as it was from the outset, was relatively benign – relatively that is, compared to its occupation of eastern Europe, brutal or genocidal as it was from the outset

“It has been argued, and not altogether frivolously, that the crucial German mistake of the Second World War was to have behaved atrociously to Poland and correctly to France when the reverse would have served German interests to better effect”.

On a related side note, I have never understood why the Germans crushed the Warsaw Uprising of 1944, rather than simply withdraw to leave it as a thorn in the Soviet side.

Ironically, there were strains of anti-imperialism within the Nazi empire, similar to those other modern imperial powers that styled themselves as anti-imperialist while creating empires or enacting imperialism of their own. That was particularly so as it opposed the British Empire and hence sporadically invoked or supported anti-imperialism against that empire, as well as its propaganda posing as defending itself (or Europe) from Soviet and American forms of imperialism.

But it couldn’t even do that right – as it was not particularly concerned with expressing such sentiments during its high tide of conquest, and they only came to the fore as it became increasingly desperate defending against its defeat.

 

RATING: 5 STARS*****
S-TIER (GOD-TIER – OR IS THAT DEVIL-TIER?)

 

Assyrian Empire 824-671 BC

 

(6) MESOPOTAMIA – AKKADIAN, ASSYRIAN & BABYLONIAN EMPIRES

 

Ur-imperialism.

The original imperialism – in that Mesopotamia was the origin (or one of the origins) of human civilization, and even more so, states.

Of course those states were necessarily on a small scale, as in the archetypal city-states of Sumerian civilization, and their imperialism was similarly on a small scale, as in city states conquering other city states or their neighbors.

In his book Against the Grain, James C Scott strikingly argues that such imperialism was ingrained (heh) in those states from their very foundations in grain agriculture as an instrument and means of state control, depending on various degrees of forced labor or extraction.

Whether or not that is the case, Sumerian city states warred against each other in what might be regarded as micro-imperialism or proto-imperialism.

Or as I introduced it, ur-imperialism – both as the term ur- is used to connote an ancestral prototype or primeval origin, and for the Sumerian city state of Ur.

One of the aspects of that ur-imperialism is, like many other features of subsequent civilizations, Sumerian civilization created or set the standard features of imperial or at least palace states, including monumental architecture – such as ziggurats! – and imperial or royal cults of leadership.

Ultimately, Mesopotamia evolved to imperialism on a larger scale – with its three namesake empires best known in general history. The Akkadian empire – best known for Sargon of Akkad – managed to conquer or unite all Mesopotamian city states in an area similar to modern Iraq, in the floodplains of the Euphrates and Tigris rivers that defined Mesopotamia.

However, the Akkadian Empire pales in comparison to the biggest and most belligerent of Mesopotamian empires, the Assyrian Empire (or technically neo-Assyrian Empire, as I understand it was a resurgence of the Assyrian state) – indeed, the largest empire in world history to that date.

To be honest, I don’t know too much about the Assyrian Empire, other than it being portrayed as one of the evil empires that menaced the Israelites in the Bible – and also that Jonah was ordered to its capital Ninevah by God before disobeying and being swallowed by the whale.

Although smaller than its predecessor, the Babylonian Empire (or again technically neo-Babylonian Empire) loomed larger in the Bible as one of its ultimate symbols, if not the ultimate symbol, of evil empire, because of the so-called Babylonian captivity and exile of the Jews.

“By the rivers of Babylon, there we sat down; yea, we wept, when we remembered Zion”.

Egypt and Babylon are the two famous (or infamous) poles of captivity for the Jews, but the latter is more raw in the Bible – because it was more recent (and less mythic), but also because the Old Testament was mostly written or compiled at or about that time.

And the symbolism of Babylon as evil empire loomed even larger in Christianity, due to its use as a symbol for Rome in the Book of Apocalypse, with the enduring imagery of that hot harlot, Mystery Babylon.

 

RATING: 4 STARS****
A-TIER (TOP TIER)

 

The maximum borders of the Egyptian empire 1450 BC by J.G. Bartholomew in 1913 (public domain image – Wikipedia “New Kingdom of Egypt”

 

(7) EGYPTIAN EMPIRE

 

“My name is Ozymandias, King of Kings;
Look on my Works, ye Mighty, and despair!”

Even more so than Mesopotamia, Egypt set the standard for imperial state chic, not least in its monumental architecture and statuary, as well as its priesthoods and divine ruler personality cult.

Indeed, it is not too difficult to see the stamp of Egyptian imperial chic even to the twentieth century and beyond, as in the Soviet Union but with a secular party priesthood devoted to the cycles of history as opposed to the Nile and cult of socialism rather than the sun god. Less pyramids perhaps, but equally monumental architecture and statuary, as well as a tendency towards equally grandiose and gigantic projects.

Ironically, despite this imperial chic, Egypt was not so much of an empire itself, except of course to its own subjects, as it largely kept within its own borders to the Nile. The exception is the imperial Egypt of the New Kingdom, when it extended southwards to Nubia and northwards through the Levant – under pharaohs such as Rameses, whose title in Greek gave us the figure in Shelley’s poem.

Also ironically, Egypt has consistently played an important role within empires, but more as imperial prize rather than ruling empire itself – starting with its conquest by Assyrian, Persian and Macedonian empires in turn.

The last also reveals something of an odd recurring tendency, for foreign invaders or subjects from an empire conquering or ruling Egypt to break away from that empire with their own dynasty within Egypt, which is then effectively regarded as Egyptian.

First and foremost among those was the Ptolemaic dynasty, founded by Alexander’s general Ptolemy as a successor state of the Macedonian empire and regarded as the last dynasty of ancient Egypt. It was the dynasty that gave history Egypt’s most famous female monarch, Cleopatra – also Egypt’s last reigning monarch, before its fall to the Roman Empire. Indeed, its fall transformed the Roman Republic into the Roman Empire.

Kudos to Cleopatra, however, for almost pulling all a second breakaway dynasty based in Egypt, this time from the Roman Empire in its eastern half, through her alliance with Mark Antony. Yes – it was a long shot but it’s tempting to imagine the counterfactual of their victory, perhaps anticipating the eastern Roman Empire by three centuries, except from Alexandria rather than Constantinople, with Greek as its lingua franca at an earlier date. Or alternatively something like the short-lived breakaway Palmyrene empire under Zenobia two centuries ahead of the Crisis of the Third Century.

Egypt then became an imperial prize for the Roman Empire – and its richest, the proverbial breadbasket of its empire. That always strikes me as strange from my perspective of contemporary Egypt and its comparative poverty – but then that is part of the more general strange feature that the Roman Empire’s eastern or southern African and Asian provinces were richer than its western and northern European provinces, the reverse of our contemporary perspective.

From there, it was briefly a battlefield between the eastern Roman (or Byzantine) empire and the resurgent Persian (or Sassanid) empire, before falling to the Arab conquest that defeated one and conquered the other.

Egypt remained in the hands of one caliphate after another, but rose to new prominence as the seat of power for the Fatimid Caliphate. The Fatimids did not quite fall within that recurring tendency for Egyptian breakaway dynasties, except perhaps in the last stages of their decline when their rule was effectively confined to Egypt – but the Mamluks did, the slave mercenary military case that rose to rule their own Sultanate in Egypt and beyond, even famously defeating the Mongols at the Battle of Ain Jalat in 1260.

The Mamluks declined in turn, but their role was replayed by Albanian mercenaries with Egypt as a province in the Ottoman Empire, led by their commander Muhammed Ali Pasha, who founded his own dynasty, nominally subject to but effectively independent from the Ottoman Empire.

Egypt became a protectorate of the British Empire, as Egypt again rose to prominence as an imperial prize, not for its agriculture but for the newly constructed Suez Canal as maritime trade route.

And once again ironically, Egypt and the Suez Canal subsequently rose to prominence as the imperial humiliation of the British Empire, with the Suez Crisis in 1956 – often cited as one of the end points of the British Empire.

We’re not quite done with Egypt and its imperial ironies yet – as finally modern Egypt echoed the imperial heights of its ancient New Kingdom with the short-lived United Arab Republic, when it formed a sovereign union with Syria from 1958 to 1961.

 

RATING: 4 STARS****
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Carthaginian dependencies and protectorates through the Punic Wars (public domain image – Wikipedia “Ancient Carthage”)

 

(8) PHOENICIAN & PUNIC EMPIRES

 

The Phoenicians rose to prominence among the Canaanites after the Bronze Age Collapse as the thalassocracy par excellence to dominate the Mediterranean and to influence classical Western civilization.

They earn special mention as with one notable exception they weren’t really an empire. Indeed, they weren’t even really a single ‘nationality’ or state, but an agglomeration of city-states like Sumer before them, located on the Levantine coast (mostly in modern Lebanon) – with the most prominent being Tyre, Sidon, and Byblos.

Of these, Tyre rose to become the richest and most powerful, famed for its purple dye that became synonymous with imperial chic – particularly through its use by the Roman emperor. Under its ruling priest Ithobaal from 887 to 856 BC, it even took a shot at expanding its territory to other Phoenician states, coming the closest the Phoenicians ever did to a unitary territorial state.

So if the Phoenicians didn’t really have an empire or even a single state, why the special mention at all?

Well, firstly there remains the history of Phoenician maritime and mercantile power, indeed the sole such power in the region for several centuries – arguably the precursor of what might be styled as economic neo-imperialism.

Interestingly, they combined maritime power with proto-industrialism. Like the Greek city-states which rose in parallel with them, they had few natural resources – apart from the lumber (or cedar) for which they were famed – so they specialized in craft, construction, and manufacture, for which they were also famed in contemporary literary works from the Bible to Homer.

With that maritime and mercantile power came cultural influence, best known of which is the oldest verified alphabet, but the full extent of their influence on classical Western civilization is still being discovered – for example, the “orientalization” of “Greek cultural and artistic conventions”.

However, “as a mercantile power concentrated along a narrow coastal strip of land, the Phoenicians lacked the size and population to support a large military”, and hence “increasingly fell under the sway of foreign rules” from “neighboring empires – except for their colonies, which brings me to my next point…

Secondly, there was the history Phoenician colonization, overlapping and in rivalry with classical Greek colonization – similarly founding colonies and trading posts, mostly of limited size but of impressive range throughout the Mediterranean coastline. The Greeks may have eclipsed them in the eastern Mediterranean, but the Phoenicians continued to predominate in the western Mediterranean, not least one colony founded by Tyre known to history as Carthage. Which brings me to my third point…

Thirdly, there was that one notable exception to the Phoenicians not really being an empire and that was the empire of the Phoenician colony that effectively took over the other colonies in the western Mediterranean and eclipsed the original Phoenician city-states, even Tyre as the city-state that founded it – Carthage and its Carthaginian or Punic empire.

Like the power that rivalled and ultimately destroyed it as the predominant power in the western Mediterranean – Rome – Carthage was an imperial republic. Before it lost out to the Rome that it mirrored as a republic – as it also mirrored the maritime and mercantile power of the original Phoenician city states – Carthage gradually expanding its economic and political hegemony across the western Mediterranean through a network of “colonies, vassal states and satellite states” that “controlled the largest territory in the region”.

 

RATING: 4 STARS****

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Athens and its Delian League vs Sparta and its Peloponnesian League at the outset of the Peloponnesian War – map by Marysas (from E Levy) for Wikipedia “Delian League” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(9) GREEK – ATHENIAN EMPIRE & SPARTAN HEGEMONY

 

Athenian empire vs Spartan hegemony.

We usually (and correctly) think of the Roman Empire as the imperial template in Western culture, but this can mislead us into overlooking the Greek imperial template in Western culture. No – I’m not talking the Macedonian empire of Alexander the Great, although that too was influential, but the classical Greek city states, particularly the opposing Athenian empire and Spartan hegemony of the Peloponnesian War.

Of course, similarly to the archetypal city-states of Sumerian civilization, their imperialism was on a small scale – city states ruling other city states or their colonies.

And it tended not to call itself a formal empire as such. Indeed, in this it was a remarkably far-reaching imperial template, not so much for imperialism but neo-imperialism. Where the Roman imperial template set the model for imperialism from the fall of the western empire through to the European maritime empires, the Greek imperial template set the model for neo-imperialism from the European maritime empires onwards.

The Athenian empire evolved from the Delian League, an alliance of Greek cities led by Athens against Persia after the Greek-Persian Wars, based on Athenian naval supremacy and named (in modern historiography) after the sacred island of Delos, “where congresses were held in the temple and where the treasury stood until, in a symbolic gesture, Pericles moved it to Athens in 454 BC”.

That last part of moving the Delian treasury to Athens marked the point where the heavy-handed control by Athens of the Delian League evolved into an Athenian empire, where Athens began to use the League’s funds for its own purposes and there were conflicts with or outright rebellions by less powerful League members.

Essentially members of the League were given a choice of either offering armed forces or paying taxes into the treasury. Most states chose the tax, which now doubled up as leaving them effectively disarmed while paying taxes or tribute to Athens. In the words of the classical historian Thucydides, ” it was correspondingly easy” for Athens “to reduce any that tried to leave the confederacy” – that is, crush members that tried to revolt or secede.

Thucydides dramatized just how heavy-handed Athens could be in the famous Melian Dialogue, often invoked by the so-called school of realism in international relations for its maxim that “the strong do what they can and the weak suffer as they must”. Thucydides put that maxim in the mouths of his imagined Athenian emissaries when giving their ultimatum to the neutral island of Melos – surrender and join the League, paying tribute to Athens, or be destroyed.

One might well see the template from this Athenian “empire” or Delian League for the style or techniques of modern neo-imperialism or European maritime empire – even more so when one recalls that the Athenian state was democratic, in the style of so-called democratic empires, “a political state which conducts its internal affairs democratically but externally its policies have a striking resemblance to imperial rule”.

Interestingly, American democracy initially echoed classical Athenian democracy, in that both were also slave-owning societies and excluded women from politics.

Its opposing counterpart, Sparta, was authoritarian at heart but was also shy of formal empire with its Spartan hegemony. Particularly after its victory in the Peloponnesian War, it too could prove equally heavy-handed – establishing many of the pro-Spartan foreign governments throughout the Aegean and also establishing many Spartan garrisons.

Just as I tend to see the Peloponnesian War between democratic Athens and oligarchic Sparta underlying the grand ideological conflict in Western civilization, so too I am tempted to see the Athenian empire and Spartan hegemony resembling the rival United States and Soviet Union in the Cold War, except with victory reversed.

However, there was a deeper template, from which the Athenian empire and Spartan hegemony arose in part, and that was the long history of classical Greek colonization, a precursor of subsequent settler colonialism.

Essentially, Greek cities founded other cities on a prolific scale throughout the Mediterranean and Black Sea coastlines, except in the western Mediterranean where they came up against the Phoenicians and their colonies (in what would become Carthage and its territories), from 750 to 550 BC.

The Greek cities or colonies often became strong city states in their own right, independent of their founding city or cities and often even rivalling them in influence – as in Sicily and southern Italy, to the extent that the Romans called the area Magna Graecia or Great Greece.

I am not familiar enough with the history of Greek colonization to comment on the extent that it was imperial in terms of displacing or dominating any inhabitants in the area of their colonies. However, it certainly had an impact that is occasionally characterized as cultural imperialism – Greek cities spread Greek culture.

However, I would go further – that Western civilization as a whole is effectively a Greek colony.

An analogy that is commonly drawn in modern history is to cast the British and their empire as the Greeks to the Romans of the United States, albeit American imperialism might be styled as closer to that of the Delian League (and its original democratic polity as closer to that of Athens).

 

RATING: 4 STARS****
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Extent of Attila’s empire based on a map from Empires and Barbarians: The Birth of Europe by Peter Heather 2010 – map by Slovenski Volk for Wikipedia “Huns” licensed under https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(10) HUNNIC EMPIRE

 

A classic nomadic empire founded by horse blitzkrieg of mounted nomadic tribes from the Eurasian steppes that should be ranked as the fourth great empire of late antiquity and menacing the other three – Persian Empire as well as eastern and western Roman empires – in turn.

(Although I tend to agree with the observation of Youtuber Tominus Maximus that the Huns generally hated the eastern Roman empire but liked the western Roman empire. Well, you know, until they didn’t.)

However, despite its classic status and notoriety, the Hunnic Empire remains somewhat nebulous because like most nomadic empires, they preferred riding to writing – so we are mostly reliant on what other people wrote about them.

Apparently according to tradition, they were first reported living east of the Volga River. Their origins remain uncertain, other than broadly sweeping across central Asia – with some theories resembling an extent almost as wide as the Mongols, particularly those theories linking them to the Xongniu and other nomadic peoples that menaced China, often stylized as Huns, such as in the Disney version of Mulan.

They are also often linked to other nomadic tribes, sometimes also stylized as Huns, that menaced the Persian Empire and even India. It’s not helped by the tendency, as with the Scythians, to identify or name nomadic tribes across Eurasia as Huns – both before and after the classical Hunnic Empire.

Classical sources have them suddenly appear in Europe or west of the Volga from 370 AD – where they triggered the Migration Period or at least the westward movement of Goths into the Roman Empire and bringing about the latter’s fall.

By 430 AD, they had “established a vast but short-lived empire on the Danubian frontier of the Roman Empire” – with various Germanic or other tribes “either under Hunnic hegemony or fleeing from it”. The Hunnic empire largely crystallized around the charismatic leadership of the most notorious Hun, Attila – and rapidly disintegrated after his death.

Under Attila, the Huns won not just peak empire but also the historical infamy of being extremely barbaric and ruthless towards their adversaries. Although I have to admit Attila being identified as the Scourge of God earns him badass points.

From their empire, the Huns raided the more robust eastern Roman Empire, invading the Balkans and threatening the capital Constantinople, with little to stop them until the emperor opted for the pragmatic policy of paying tribute for peace.

The Huns then invaded the western Roman Empire in 451, with Attila claiming the sister of the western Roman emperor as his bride and half the empire as his dowry – with some fairness, as she had swiped right on him in preference to her betrothal to a Roman senator.

 However, there the Huns encountered the general Flavius Aetius, often hailed as “the last of the Romans”. Ironically, Aetius had effectively risen to power by relying on the Huns – with whom he had previously been a court hostage – as his allies. Now he had to face off against his former allies as Attila invaded Gaul, drawing on the waning resources of an increasingly vestigial empire to field one of its last major military operations in alliance with the Visigoths and its other Germanic allies – and won, defeating the Huns at the Battle of the Catalaunian Plains.

Or not, as historians dispute how conclusive a victory it was. Attila and the Huns withdrew from Gaul, only to invade Italy the following year – and there was little Aetius could do to stop them there, except for the Pope to ask Attila nicely if he would leave without sacking Rome.

Surprisingly, it worked. Attila left Italy – albeit probably more for lack of supplies or expectations of tribute as well as an eastern Roman campaign against the Huns in their homeland. He died the following year, aborting his plans for further campaigns against either empire – as with the Mongols, Europe was saved from invasion by a fortunately timed death (from Attila partying too hard celebrating his latest wedding to his hot new bride).

The Huns took one last shot at the eastern Roman Empire under one of Attila’s sons in 469, vanishing from history with their defeat.

 However, much about the Hunnic Empire remains mysterious, even the empire’s full territorial extent – some maps tentatively suggest their empire extended to the Baltic, but we just don’t know. Similarly, we can only speculate on why Attila agreed to leave Italy, setting aside papal mojo. We only have glimpses of fascinating aspects of the Huns such as their practice of cranial deformation, with their subsequent appearance no doubt adding to their fearsome reputation.

 

RATING: 4 STARS****

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The Republic of Venice with its Domini de Terraferma and Stato da Mar – its main territories in Italy and overseas by Ariel196 for Wikipedia “Venice” licensed under https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

(11) VENETIAN EMPIRE (697 – 1797)

 

Technically the Venetian Republic – La Serenissima or the Most Serene Republic of Venice – it was another imperial republic in the style of Rome, indeed with quite the few parallels between them.

Of course, the world had moved on from the days that an Italian city-state could dominate the peninsula and then the Mediterranean (and beyond) in the style of Rome, but Venice took a damn good swing at it, punching remarkably above its weight.

The parallels with Rome extend to a similarly legendary founding – the Republic dated its founding back to 697 AD (hence my starting date for the Venetian Empire), albeit predated by Venice itself reputed to have been settled by refugees from the Huns and Germanic invaders of the Roman Empire seeking the safety of its islands.

The Republic was founded as the Duchy of Venetia within the eastern Roman Empire’s Exarchate of Ravenna – its leader’s title of Doge originating from the Latin for dux (or duke) as an imperial provincial title. It became increasingly independent as the exarchate crumbled, until effectively achieving de facto independence because of an agreement between the Holy Roman Empire and the eastern Roman Empire.

Its independence corresponded with its rise as imperial republic in its own right. Venice relied on the tried-and-true methods of a smaller state – particularly city and island states – to punch above its weight, namely naval power fuelled by wealth from maritime trade, as well as cunning and sharp practice in diplomacy. That wealth was also fuelled by its art, craft and manufacture – historian Geoffrey Blainey’s observation that Venice was like the Silicon Valley of its time, in things like glassmaking, has always stuck in my mind.

Indeed, while it resembled Rome’s classical (and imperial) republic, it also followed the classical Greek model of a maritime colonial empire with a focus on its naval power and trade, while in many ways pre-empting the European colonial – and neocolonial – empires of which it was a predecessor.

And like all empires, even maritime or mercantile ones, it was in the business of territorial expansion – “During its history it annexed a large part of north-east Italy, Istria, Dalmatia, the coasts of present-day Montenegro and Albania as well as numerous islands in the Adriatic and eastern Ionian seas. At the height of its expansion, between the 13th and 16th centuries, it also governed the Peloponnese, Crete and Cyprus, most of the Greek islands, as well as several cities and ports in the Mediterranean”.

Of course, its rise as imperial republic caused it to come into conflict with rival Italian city-states, notably Genoa, but also the eastern Roman empire. Venice had a weird love-hate symbiotic-parasitic relationship with the eastern Roman Empire – evolving from an imperial province and vassal in the empire’s reconquest of Italy, to ally and close associate of the empire effectively as its navy and trading house, and ultimately to rival and perfidious adversary in the Fourth Crusade.

In some ways, that symbiosis involved Venice as almost the inversion of Constantinople – the heart of a mercantile empire which waxed and rose, sucking from the blood of the latter as it waned and fell. Although ironically, Venice found its fortune to be little more symbiotic with Constantinople than it would have liked after all – as the rival declining eastern Roman empire was replaced by the new rival rising Ottoman Empire.

Even then, its remarkable to think that Venice as a city-state held its own going toe-to-toe with the Ottoman superpower for four centuries or so of Ottoman-Venetian Wars (that commenced even before the fall of Constantinople), albeit inevitably losing territory to the Ottomans.

The rise of the Ottoman Empire also indirectly prompted one of the primary factors behind the decline (and fall) of the Venetian Republic and the Mediterranean in general – the decline of Mediterranean trade relative to the Atlantic as the latter opened in the European Age of Discovery and conquest of the Americas. Even so, the Venetian Republic endured until 1797 when it finally fell to the French under Napoleon.

 

RATING: 4 STARS****

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Map of the Carolingian in 814 AD – Wikipedia “Holy Roman Empire” licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

(12) HOLY ROMAN EMPIRE (800 / 962 – 1806 AD)

 

The Holy Roman Empire of the German Nation.

The thousand year Reich, subsequently styled as the First Reich – which means I’ve featured all three Reichs in my special mentions.

Or as Voltaire famously quipped – neither holy nor Roman nor an empire.

The Holy Roman Empire had some substance to it, but also embodied an idea – or worse, a snub by Pope Leo III to the eastern Roman Empire and its empress Irene by crowning Charlemagne as Roman emperor, in Rome no less, in what must surely rank as a medieval meme.

Of course, underlying that idea was the enduring influence or template of the western Roman Empire, a legacy which many in the European kingdoms or nations subsequent to it sought to revive, even at the expense of the eastern Roman Empire.

That idea had some force to it under Charlemagne, who had achieved the largest unified polity in western Europe since the Roman Empire – although his empire should more accurately be styled as the Frankish Empire- but it soon fell apart after it was divided between his sons.

From that division, Germany emerged as a separate realm from the Frankish Empire, largely from the eastern Frankish empire, and it was from Germany that the Holy Roman Empire truly arose. Historians tend to distinguish the Frankish Empire from the Holy Roman Empire proper, with Otto I as the first Holy Roman Emperor in 962, even if that cuts down that thousand year Reich (from Charlemagne’s coronation in 800) to a mere 844 years.

Again, the idea had some force to it under Otto and his successors, even if it oscillated between that idea as reflected in its title as Roman Empire and the reality as reflected in its title as Empire or Kingdom of the Germans. It was still a snub to the eastern Roman empire, who were deeply insulted by the Pope crowning Roman Emperors – although in fairness, “the Pope was the only one of these people who actually lived in Rome itself” so “it could be argued he was the most entitled to decide who was Emperor of the Romans”.

The actual term Holy Roman Empire began to be used only during the reign of Friedrich or Frederick Barbarossa two centuries and two dynasties later, and under him, the idea had some teeth to it (as well as transforming him into a legendary figure) and continued to do so until his grandson Friedrich II, who attempted to run an Italian-German empire from Sicily.

That reflected the internal struggles within the Empire – with German nobles, with Italian cities or communes, and above all, with the Papacy. “The Empire and the Papacy, both competing for secular and religious power over all Christendom without the means to enforce it, essentially destroyed each other’s credibility. This was not helped by a fairly consistent policy of Emperors to neglect the basis of their power in Germany to grasp at its shadow in Italy – because in order for a German king to become Emperor, he had to go to Italy and be crowned by the pope”.

From there, the empire that had originated as a meme essentially devolved back into one – falling into irrelevancy or worse, the joke of an empire “that mostly clung to life because the ruler of Austria wanted to call himself an emperor and the rest of Europe was willing to humor him”. As Marx quipped, history repeats itself, the first time as tragedy, the second time as farce.

And above all, it was incredibly convoluted, both in history and structure – an emperor elected by powerful regional lords and clergy, in an empire that went from 300 to 1800 “sovereign kingdoms, duchies, free cities, and other entities”.

Hence Voltaire’s famous quip about it – and Napoleon doing away with the whole dog’s breakfast of the Holy Roman Empire in 1806.

 

RATING: 4 STARS****
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Map of the Teutonic Order around 1300 by Marco Zanoli for Wikipedia “Military order (religious society)” licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

(13) TEUTONIC KNIGHTS (1190 -1810)

 

It’s time to splash out with some wilder entries, as I usually do in my special mentions – although this entry is not as wild as you might think.

Yes – it’s pretty wild to think of a religious order, even one founded as a military society during the Crusades, as an empire. The Teutonic Knights or Teutonic Order was founded as the Order of Brothers of the German House of Saint Mary in Jerusalem.

But perhaps not that wild – after all, the Crusaders and their states or military orders served as precursors of European imperialism, as for example with the Reconquista leading directly into the Spanish Conquest of the Americas.

And the Teutonic Knights were arguably the most imperial of military orders, even carving out their own state – the State of the Teutonic Order – in the Baltic during the Northern Crusades. Although let’s not get too much in the past tense as the Teutonic Order still exists, albeit purely religious since 1810 after the military order was disbanded by Napoleon.

Also, I’m on a roll with German imperialism – I’ve managed to include all three German empires (from First to Third Reich) in my special mentions, so this is a bonus round for the imperialism of this definitively German military order, reflected in its very name. That’s pretty much it for German imperialism, except for a few weird African or American colonial ventures by German states prior to modern Germany (Brandenburg-Prussia, Augsburg, and so on).

Anyway, “after Christian forces were defeated in the Middle East”, the Order moved to Transylvania, where it got the taste for blood as an empire (heh) – attempting to build their own state before the Pope and the King of Hungary intervened to boot them out.

If at first you don’t succeed – try, try again. Which the Order did in Prussia as well as the present-day Baltic states, creating the aforementioned State of the Teutonic Order during the Northern Crusades (merging with the Livonian Brothers of the Sword)

From there, the Teutonic Knights “initiated numerous campaigns against its Christian neighbours, the Kingdom of Poland, the Grand Duchy of Lithuania, and the Novgorod Republic…and they also became a naval power in the Baltic Sea” but waned in power after being decisively defeated by a Polish-Lithuanian army at the Battle of Grunwald.

 

RATING: 4 STARS****

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(14) EAST INDIA COMPANY (1600 – 1874)

 

It’s strange to think that most of the heavy lifting of the British Empire in India was done not by the British Crown or government, but by a company – indeed, to the extent that the British Empire in India was effectively that company. But what a company!

That is of course the East India Company – the British East India Company that is, not the Dutch East India Company or one of the other prolific East India Companies established in Europe (Danish, Portuguese, Genoese, French, Swedish and Austrian).

At its peak, the British East India Company was the largest company in the world and accounted for half the trade in the world.

So yes, you might say, that’s big – reflecting that they started with a Crown charter giving them a monopoly on English trade east of Cape of Good Hope and west of the Straits of Magellan – but it was just a company doing company things like trade, wasn’t it?

Well, for the East India Company, company things included having its own armed forces, including its own navy – the Bombay Marine – and three ‘presidency’ armies – the Bengal Army, the Madras Army and the Bombay Army – “totalling about 260,000 soldiers, twice the size of the British army at the time”.

They also included that the company “eventually came to rule large areas of present day Bangladesh, Pakistan and India, exercising military power and assuming administrative functions”, either directly or indirectly through “princely states tied to it by treaty”.

That was particularly so after the Battle of Plassey – the Anglicized form of Palashi or Polashi – when the Company, under the leadership of the famous Robert Clive or “Clive of India”, won against the Nawab of Bengal and the Nawab’s French allies in 1757.

However that all fell apart literally a century later, with the Indian or Sepoy Rebellion of 1857-1858, named for the sepoys that were the mainstay of the East India Company’s power – “locally raised, mostly Muslim, western trained and equipped soldiers that changed warfare in present day South Asia…a few thousand company sepoys, time and again, took on vastly superior Mughal forces numerically and came out victorious”.

Following this rebellion, the British Crown effectively took over the East India Company in India (by the Government of India Act 1858) – “assumed its governmental functions and absorbed its armies” – although the company survived as a financial shadow of its former self until it was formally dissolved (by the East India Stock Redemption Act 1874).

The Company also had its hand in Asia beyond the Indian subcontinent, not least competing with the Dutch for spice from Indonesia – and trading opium to China, prompting the Opium Wars.

“Wait – it’s all companies?”

“Always has been.”

As I said, it is strange to think of a company as the vanguard of British imperialism in India, but it might be observed how often that was the case in Western imperialism – and indeed, some might observe even more so for Western neo-imperialism. United Fruit and banana republics, anyone?

But yes – it was deeply ingrained in the DNA of European or Western imperialism that much of it was effectively private entrepreneurial rather than public governmental. That is, it was done by private individuals – including literal privateers or pirates – and corporations or organizations, albeit typically under government charters.

 

RATING: 4 STARS****

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The Ethiopian Empire in 1952 by Amde Michael – Wikipedia “Ethiopian Empire” licensed under https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

(15) ETHIOPIAN EMPIRE (1270 – 1974)

 

“By the Conquering Lion of the Tribe of Judah, His Imperial Majesty Haile Selassie I, King of Kings, Lord of Lords, Elect of God”

Iron like a Lion in Zion!

Special mention shout-out for the empires of sub-Saharan Africa – of which there are a plethora from which to choose.

The Ethiopian Empire may not seem an obvious first choice – with the Mali Empire, under Mansu Musa, reputed to be the richest man in history, and the Songhai Empire, vying for the wealthiest and largest empires in Africa respectively.

However, the Ethiopian Empire was the longest lasting empire in Africa, enduring seven centuries from the Middle Ages in 1270(!) to the Cold War, with its messianic emperor Haile Selassie one of the last reigning emperors in history, deposed in 1974(!!) by communist revolution. Ethiopia was one of the last countries in the world to have the title for emperor as its head of state, along with Iran and Japan (as well as another empire we’ll mention later in these special mentions) – which left Japan as the only such nation after the 1970s.

Well longest-lasting apart from its enigmatic predecessor, the kingdom of Aksum, which is said to have lasted eight centuries from 100 AD to 900 AD and was styled as one of the great powers of antiquity.

Back to the Ethiopian Empire, sometimes styled as Abyssinia, it has a history that is almost literally the stuff of legend and literally the stuff of religion – starting with its imperial dynasty known as the Solomonic Dynasty, claiming descent from the last Aksumuite king and ultimately the Biblical duo of King Solomon and the Queen of Sheba themselves, tracing Sheba to Ethiopia.

With that Biblical pedigree, it remained staunchly committed to its ancient form of Christianity, despite being surrounded by hostile forces in the Horn of Africa, often identified as the source of the European legend of the mysterious non-European Christian monarch Prester John.

It’s odd to think of Ethiopian crusades against Islamic armies to become the dominant power of the Horn of Africa but that’s effectively what happened – and not too far in time from European crusades.

It’s also odd to think of Ethiopia in decline after that then warding off Islamic invasions, firstly with the help of the Portuguese – and then on their own against the Ottomans. It lost its Red Sea coast to the Ottomans – but then had its golden age, before falling into its own version of a shogunate.

It’s again odd to think of the Ethiopian Empire as an imperial participant in the Scramble for Africa but it was – an expansionist power like the Zulus earlier, expanding into the modern borders of Ethiopia and defeating a rival European power, the Italians pushing down from Eritrea in the Battle of Adwa in 1896, but making it stick unlike the Zulus and preserving their independence, the only African nation to do so (apart from Liberia).

Of course, the Italians famously took another swing at it under Mussolini and won in a strange throwback to the Scramble for Africa, occupying Ethiopia until being defeated there by the British in the Second World War, which saw Emperor Haile Selassie return from exile.

Finally, it’s odd to see its last emperor – the same Haile Selassie – again become the stuff of legend and religion, as he was hailed as a literally messianic figure, the returned Messiah of the Bible, by the Rastafarian religious movement and reggae, hence the quotes opening this entry. To play on an old gag, they saw the God-Emperor of Mankind – and he was black.

Until of course the less poetically named Derg, essentially a military junta, decided he was not the Messiah but just a very naughty boy – and chose the religion of Marxist-Leninism instead.

 

RATING: 4 STARS****
B-TIER (HIGH TIER)

 

 

(16) AZTEC & INCA EMPIRES

 

The preeminent empires of pre-Columbian America, although sadly best known to history (and myself) as foils to the Spanish Empire – albeit because of defeats unparalleled in history for just how few Spanish forces conquered such populous empires in so short a span of time.

I have more knowledge of the Aztec Empire prior to the Spanish Conquest – if only for the lurid horror stories of its imperial religion of human sacrifice on a scale unprecedented in the region, or anywhere else for that matter. However, the nature and extent of Aztec human sacrifice is often disputed as historical propaganda – as indeed is the so-called Black Legend of anti-Spanish history when it comes to the Spanish Conquest of the Aztec Empire – with some fairness on both sides.

The Inca Empire was the largest empire in pre-Colombian America, almost ten times larger than the Aztec Empire and perhaps two or three times as populous but not as brutal. The size of the Inca Empire is quite striking for an empire predominantly in mountainous highlands – “one of the greatest imperial states in human history” created and maintained “without the use of the wheel, draft animals, knowledge of iron or steel, or even a system of writing”. Or largely without money or markets apparently, like Star Trek but without the post-scarcity. Also one without the more characteristic grain cultivation of other agricultural states – instead cultivating potatoes.

Which makes its defeat even more striking than that of the Aztecs, particularly as the Spanish leader Francisco Pizarro started with about a third of the forces of his counterpart Cortes against the Aztecs – a mere 168 soldiers – and was over 60 years of age at the time. Now that’s how to spend your retirement years!

Although Pizarro was perhaps luckier in his timing with a civil war of succession to the Inca imperial throne – as well as capturing and holding the reigning Inca ruler hostage.

Of course, the primary factor for the fall of both empires was the disease or diseases spread ahead of the Spanish who brought them – and which ravaged the native American populations who had no acquired resistance to them. While that would seem to be the greatest scale for the role disease has played in the fall of empires, disease has played a recurring role in the decline or fall of other empires, including the Roman Empire – as is the subject of Plagues and Peoples by historian William H. McNeill.

I have less knowledge of the Inca Empire prior to Spanish Conquest, although that seems apt as it’s an empire that has a quality of mystery or at least mystique to it. That includes the legendary “lost cities of the Incas” to which they retreated as a vestigial empire – the neo-Inca state – as well as “periodic attempts by indigenous leaders to expel the Spanish colonists and re-create the Inca Empire until the late 18th century”.

 

RATING: 4 STARS****
B-TIER (HIGH TIER)

 

 

(17) COMANCHE EMPIRE & LAKOTA AMERICA

 

Yes, yes – they are literally book titles by Pekka Hämäläinen, specialist historian of native North Americans but arguably also empires as historical ideas or at least arguments, although I think that overstates both.

Of the two, the Comanche are the clearer imperial candidate. The Comanche tribal nation occupied territory – known to history as Comancheria – in New Mexico, west Texas and surrounding areas. The argument is that Comancheria, at the peak of its power from the 1750s to the 1850s, comprised an empire or form of imperialism while on the periphery of Spanish, Mexican and American power as well as avoiding the diseases that ravaged other native American tribes.

The game-changer was horses, as it was for the Eurasian nomadic tribes or empires before them, which increased their hunting range for buffalo and mobility for military power.

Eventually disease caught up with them and power of other nations, particularly the United States, moved closer to overwhelm them

The Comanche were not an isolated example as other native American tribes, such as the Lakota in the Great Plains, were able to adapt to the literal use of horsepower to similar effect of the Eurasian nomadic tribes or empires.

It is tempting to imagine a counterfactual where such tribes or tribal confederations swept across the North American plains like latter-day Mongols, but even with their adaptation to horses they were too little and too late in the face of the growing industrial power and population of the United States.

 

RATING: 4 STARS****
X-TIER (WILD TIER)

 

 

Coronation of Bokassa – by way of fair use as it appears to be one of the few images or only image (by unknown photographer) to depict his coronation (with its Napoleonic inspiration), also referenced as such in J.M. Roberts The Triumph of the West

 

(18) CENTRAL AFRICAN EMPIRE (1976-1979)

 

History’s most ridiculous empire.

Also the last empire in Africa, subsequent to the fall of the Ethiopian Empire – and indeed the penultimate country in the world to have a head of state with the title of Emperor, leaving Japan as the last country standing with an Emperor.

The Central African Empire was achieved by the simple expedient of President Bokassa, military dictator of the Central African Republic, declaring himself Emperor and the republic an empire from 4 December 1976 to 21 September 1979.

Sadly, as head of state, he was able to conscript his hapless citizens in his imperial delusions. Also his state’s treasury, as he blew the equivalent of $20 million, a third of the country’s government income, on his coronation ceremony – modelled, like his imperial regalia and regime, on that of Napoleon Bonaparte.

His self-proclaimed empires relied on people playing along with it – not so much his own nation which had little choice about it, but the nation that had actually ruled it as an empire, France. Although that was primarily French President Giscard d’Estaing, who was bafflingly chummy with Bokassa. Of course, that may have had something to do with the diamonds and other gifts Bokassa gave him, ultimately resulting in scandal and election loss for Giscard d’Estaing.

Bokassa proved too embarrassing even for France when school riots led to massacres of civilians, prompting France to withdraw support and Bokassa cosied up to Gaddafi’s Libya instead – France then overthrew Bokassa in what has been called France’s last colonial expedition, Operation Barracuda.

Similarly, there were French and Napoleonic connections to two close runners-up for history’s most ridiculous empires, in the Americas in the nineteenth century rather than Africa in the twentieth – the short-lived Mexican and Haitian Empires.

There are actually two Mexican Empires – the First and Second Mexican Empire. The first is not so ridiculous, although it was short-lived and unique among former Spanish colonies winning independence – a brief monarchy from 1821 to 1823 after Mexico won its war of independence with the Spanish Empire, prompted by Napoleon’s invasion of Spain.

The second occurred from 1864 to 1867 when another Napoleon took another swing at it – this time by Napoleon’s less talented nephew, Napoleon III, who intervened in Mexico (in the Second French Intervention in Mexico) to install a puppet emperor.

These Mexican Empires echoed the earlier Haitian Empires – the first Haitian Empire, briefly created from 1804 to 1806 in its war on independence against Napoleon Bonaparte’s France, and the second from 1849 to 1859, with yet another President inspired by Napoleon declaring himself an emperor. Although at least the Second Haitian Empire did something imperial, invading the Dominican Republic – which had declared independence from Haiti in 1844 – in unsuccessful attempts to reconquer it.

 

RATING: 4 STARS****
X-TIER (WILD TIER)

 

Emperor Norton in full dress uniform and military regalia, his hand on the hilt of a ceremonial sabre, 1875

 

(19) EMPIRE OF JOSHUA NORTON (1859-1880)

 

Emperor Norton I – Emperor of the United States and Protector of Mexico.

Joshua Norton – the man who essentially memed himself into being the first and last Emperor of the United States.

No – he’s not fictional but a real historical figure, albeit somewhat obscure these days but one of San Francisco’s most prominent citizens in the nineteenth century and has fascinated me since I first read about him (in the Illuminatus Trilogy).

And his empire…was not entirely fictional either. Sure – the consensus seems to be that he had a complete mental breakdown after he lost his fortune from commodities trading and real estate speculation, which had elevated him to one of San Francisco’s richest citizens, from being financially ruined by a deal gone bad.

And so he declared himself emperor of the United States by imperial proclamation in a letter to the San Francisco Daily Evening Bulletin newspaper in 1859 – which they published because they thought it was funny. Which it was.

How did the city of San Francisco receive it? That’s the funniest thing – they played along. Restaurants and businesses accepted his self-issued imperial currency, effectively providing their services free of charge in return for being able to proclaim his imperial patronage, as he went about his “duty” inspecting the city. The city did a thriving trade in souvenirs from his eccentric celebrity – even donating him a new imperial uniform to replace his old one, given to him by army officers.

At one point, an overzealous police officer arrested him to commit him for involuntary treatment for a mental disorder. What followed was a massive uproar from the public and newspapers – “let him be emperor if he wants to be” was the public outcry. One paper wrote “that he had shed no blood; robbed no one; and despoiled no country; which is more than can be said of his fellows in that line”.

The Police Chief ordered him released, with a formal apology – which Emperor Norton graciously accepted by way of an imperial pardon for the officer – and thereafter police officers saluted him in the street.

He also used his imperial powers for good. One story told of him was that he had stopped a violently anti-Chinese race riot by interposing himself between the rioters and the hapless Chinese, praying the Lord’s Prayer. The story went that the rioters were so ashamed or embarrassed that they dispersed – and thereafter the residents of Chinatown were among his most loyal subjects.

After a “reign” of 21 years, he collapsed and died on the street. Despite legends of a hidden imperial fortune, he died in complete poverty – but one of the city’s clubs donated a fund for a casket and funeral procession, which was reported to have lined the streets with thousands of the city’s citizens.

I can only hope that my own breakdowns are accompanied by such imperial delusions of grandeur, published and received so warmly. Of course, it helped that Norton carried himself with a sense of genteel grace and nobility, more than a century removed from the city’s contemporary itinerant street figures – and that he lived modestly within his imperial means donated to him rather than some grift.

One of my favorite adaptations of Joshua Norton was in Neil Gaiman’s Sandman – where Dream gives Norton his imperial dream to ward off Despair and Desire. And as it turns out, Delirium, who observes to Dream “He’s not one of mine, is he? His madness keeps him sane”. Death is similarly charmed by him, telling him that out of all the kings and queens she had met (and she has met all of them), he is the one she liked best.

And to end on a personal note, when I visited Los Angeles and San Francisco, I gave myself a quest in each city, with my quest for the latter to seek out the tomb of Emperor Norton.

 

RATING: 4 STARS****
X-TIER (WILD TIER)

 

 

 

(20) HOLLYWOOD & PLAYBOY

 

If the Capitol, Pentagon, or White House represents the American empire’s Augustus, then Hollywood is its Virgil. Or some might say, its Caligula or Nero. Or some even more wild voices might say, a decadent American empire all of itself, at odds with the Republic – Hollywood Babylon.

Or the point where the frontier became film, from the American West to the western, that archetype of American film which one might argue that all American films still are at heart. Or where the West became the road, where all roads lead to the road movie.

We might be at the wildest of my wild tier or bottom of my empire iceberg here but aren’t we just talking about the apex of American cultural imperialism or “soft power”? Well yes, but that doesn’t mean Hollywood can’t rank special mention as empire.

Of course, my preceding special mention for Joshua Norton might outrank this one as the wildest tier or bottom of my empire iceberg but perhaps that he made his imperial proclamation from San Francisco demonstrates a consistent Californian or West Coast exuberance when it comes to American empire – or empires.

I’m joking and I’m serious. After all, if a religious military order like the Teutonic Knights or even more so a company like the East India Company can each rank special mention in my top empires, why not the American entertainment industry for which Hollywood is a geographical focus and metonym? And outside Washington DC, the only other metonym of American influence or power as evocative as Hollywood is Wall Street (except perhaps for Silicon Valley, also on the West Coast and indeed in California).

Hollywood may not have the military and political control over territory as the Teutonic Knights, although it has often been the Homer of the Pentagon’s Iliad or overseas odysseys – but there does seem to be a certain metaphorical parallel between crusading military orders carving out their empire in the converted eastern frontier of Europe with American studios doing the same in their settled western frontier.

The better comparison might be with the East India Company – perhaps not quite to the extent of the latter’s monopoly in world trade (or the latter’s military force), but at least a similar dominance of the world entertainment industry and popular culture. Hollywood was fortunate in that its rise overlapped that of the United States to global dominance in the twentieth century.

That prompts a segue to the second part of this entry – Playboy as empire.

Yes – again I’m joking and serious. In jest, I strive to reserve my final special mention for some kinky entry where the subject permits – and I believe this fulfills my obligation.

In seriousness, like Hollywood – with which there is considerable overlap, at least in its magazine interviews, celebrity pictorial features, and guest list at the iconic Playboy Mansion – Playboy is a metonym for the American adult entertainment industry in general.

Some might argue that is essentially synonymous with Hollywood, particularly those who describe the latter as Hollywood Babylon – it even shared much the same Californian geographical focus, most famously San Fernando Valley. I’ve read that American predominance in the world adult entertainment industry is – or at least was – even more pronounced than that of Hollywood for the general entertainment industry, such that it might even rank (or have ranked) as the American East India Company in terms of monopoly and share of world trade. I don’t know how true or accurate that is but if so, it should be a source of patriotic pride – USA! USA! USA!

Setting aside that metonym for the adult entertainment industry in general, there’s something to be said for the corporate holdings of Playboy itself as an empire. Of course, you could say that of many companies or corporations, drawing parallels with empires in financial, economic and even cultural spheres. Indeed, McDonalds or Coca Cola would perhaps be the iconic archetypes, particularly as the symbolic vanguards of American influence or power, the contemporary equivalent of gunboat diplomacy.

But there’s something to be said of the American adult entertainment industry in general and Playboy in particular, as the global vanguard or dare I say it, missionary position, of American sexual liberalism – and libertinism, the American Sexual Revolution.

Also, I can’t help but identify parallels with the rise and fall of the Playboy magazine with the Roman empire, with Hugh Hefner as its founding Augustus – and its Tiberius, albeit in the Mansion rather than Capri and with bunnies instead of minnows.

Of course, that may be because I was raised on Playboy as much as Rome in my youth – literally, if covertly on my part, as my father had the entire collection of Playboy magazines, until my mother descended on them like the Vandals.

That last seems something of a microcosm for the fall of Playboy as print magazine (and clubs) – echoing the fall of the western empire in that, a little like the eastern empire, the Playboy corporate brand and holdings have survived the fall of the magazine, not least as a cultural icon. I believe that much like the Holy Roman Empire and various states claiming succession from the Roman Empire, some international versions of the magazine are still ongoing in print.

Dare I jest that Playboy will always be my Holy Roman Empire? Or like the Last of the Romans, I still hold to the Playboy lifestyle and Playboy philosophy – nay, the Playboy religion, my bacchae and golden ass, my holy grail of adventurous bed and questing beast, so much so I made pilgrimage to the Playboy Mansion when I visited Los Angeles.

 

RATING: 4 STARS****

X-TIER (WILD TIER)

 

EMPIRES: TOP 10 (SPECIAL MENTION) – TIER LIST

 

S-TIER (GOD TIER)

(1) EUROPEAN EMPIRES

(2) RUSSIAN & SOVIET EMPIRES

(3) AMERICAN EMPIRE

(4) JAPANESE EMPIRE

(5) NAZI EMPIRE

 

A-TIER (TOP TIER)

(7) MESOPOTAMIAN – AKKADIAN, ASSYRIAN & BABYLONIAN EMPIRES

(8) EGYPTIAN EMPIRE

(9) PHOENICIAN & PUNIC EMPIRES

(10) GREEK – ATHENIAN EMPIRE & SPARTAN HEGEMONY

(11) HUNNIC EMPIRE

(12) VENETIAN EMPIRE

 

B-TIER (HIGH TIER)

(13) TEUTONIC KNIGHTS

(14) EAST INDIA COMPANY

(15) AFRICA – ETHIOPIAN EMPIRE

(16) AMERICAS – AZTEC & INCA EMPIRES

 

X-TIER (WILD TIER)

(17) COMANCHE EMPIRE & LAKOTA AMERICA

(18) CENTRAL AFRICAN EMPIRE

(19) EMPIRE OF JOSHUA NORTON

(20) HOLLYWOOD & PLAYBOY

Top Tens – History: Top 10 Wars (Special Mention – Complete)

Raising the flag on Iwo Jima as memorialized by the west side of the Marine Corps War Memorial, Arlington Ridge Park, Virigina

 

I’ve always found wars a fascinating subject of history, from the comfortable armchair of hindsight and the fortunate perspective of being well removed from any firsthand experience of them. History, particularly military history, has always been something of a hobby of mine. So of course I have ranked my Top 10 Wars.

But I don’t just have a top ten. As usual for my top tens, I have a whole host of special mentions. My usual rule is twenty special mentions – where the subject matter is prolific enough, as it is here – which I suppose would usually make each top ten a top thirty. My special mentions are also where I tend to have some fun with the subject category and splash out with some wilder entries.

 

The Course of Empire: Destruction (1836) – one of a series of five paintings by Thomas Cole (in public domain) and typically the painting used when someone wants to use a painting to depict the fall of Rome, albeit the series depicts an imaginary state or city

 

(1) DECLINE & FALL OF THE ROMAN EMPIRE

 

The decline and fall of the Roman Empire – that “melancholy, long, withdrawing roar, retreating to the breath of the night-wind, down the vast edges drear and naked shingles of the world”.

I don’t think it is overstating it to describe the decline and fall of the Roman Empire as the PTSD of western civilization. Europeans looked to the Roman Empire as their state or imperial model, with kingdoms or states purporting to succeed or revive it in one form or another thereafter.

Even now, the decline and fall of the Roman Empire informs much modern discourse about state failure – from Edward Gibbon onwards, “we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears”.

I would rank it in my top ten wars but for the lack of a definitive war – although my top ten entry for the Hunnic Wars comes closest – hence the special mention, albeit god-tier. And also as decline and fall, it involved the former as much as the latter. The Romans were consistently their own worst enemies – not just in their relentless civil wars but also in aspects of internal decline that were observed even as early as the second century – at its peak! – by contemporaries such as the historian Cassius Dio, who lamented the decline “from a kingdom of gold to one of rust and iron”.

But our interest here is its external fall or military defeats, most notoriously at the hands of barbarians at the gates – the Germanic tribes that swept over the empire in what history calls the Barbarian Invasions or Migration Period.

The empire was shocked to its core with the sack of Rome itself – twice, firstly by the Visigoths in 410, and secondly by the Vandals, who thereafter lent their name to wanton destruction, in 455. These sacks of Rome were still shocking even though the imperial capital had been moved to Ravenna in 402, such that the Roman Empire might more accurately be styled as the Ravennan Empire instead.

And there’s something about the Romans desperately trying to hold one line after another in that “melancholy, long, withdrawing roar” that resonates with me. Indeed, any last stand or waning force often invokes the fall of the Roman Empire, both in history, and as we shall see, in fantasy or science fiction.

And there’s certainly plenty to choose from with the fall of the Roman Empire in the century from the disastrous defeat in the battle of Adrianople against the Goths in 378, which opened the floodgates to barbarians invading and setting up kingdoms within the Empire itself, varying between alliance with and opposition to the Empire, until the Germanic leader Odoacer decided it would be easier not to have a puppet emperor and deposed him instead in 476.

Of course, what history tends to forget is that the proverbial decline and fall of the Roman Empire was of the western Roman Empire – the eastern Roman Empire survived and even thrived for another millennium after the fall of the western empire. It even had a damn good shot at recovering the western half of the empire under Justinian and his legendary general Belisarius, before receding again, and it then ebbed and flowed, until its final decline over two centuries before its conquest by the rising Ottoman Empire in 1453. So there’s plenty to choose from there as well.

Indeed, the decline and fall of both western and eastern Roman Empires was invoked by Tolkien in The Lord of the Rings with Gondor – the eastern half of the Numenorean states that survived the fall of the western half Arnor. Of course, that would make Gondor correspond to the Byzantine Empire, increasingly focused on its capital city Minas Tirith corresponding to Constantinople making its last stand against Sauron – who would correspond to, ah, the Ottoman Turks?!

Anyway, the decline and fall of the Roman Empire – and the Great Migrations or Barbarian Invasions – might be considered to be on the scale of a world war, but is a little too piecemeal in space or time.

And one can argue we are still living in the decline of the Roman Empire. Or on our Third or Fourth Rome (or more), going by all the countries that have claimed the succession to the Roman Empire. Or the Empire never fell…according to P.K. Dick. Or something like that

 

RATING: 5 STARS*****

S-TIER (GOD TIER)

 

Collage of images from the most iconic front of the war – from Wikipedia “Western Front (First World War”) under licence https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(2) FIRST WORLD WAR (1914-1918)

 

Before it was known as the First World War, it was the Great War – “the biggest, bloodiest, most expensive, most disruptive, most damaging and most traumatizing war the world had ever seen up to that point”.

It also tends to be seen in almost entirely negative terms, as one of the most unpopular and pointless wars in history, particularly when compared to its successor.

In the words of the Encyclopedia of Fantasy, “both World Wars were tragic, but World War I was remembered as an unmitigated tragedy, a grinding apocalyptic process whose outcome was always foreseeable, even though some of the details (like the USA’s entry into the conflict) might have been unexpected at the time”.

“World War II, on the other hand, has been remembered as a melodrama, full of strange and uncanny ups and downs, with terrifying new weapons galore, feats of derring-do on a daily basis, and protagonists who were not only monsters in real life but also, in fictional terms, highly effective icons of villainy”.

It does not help that the First World War was hailed at one point as “the war to end all wars” – an epithet doomed to fail and be replaced by the jaded cynicism that has seen the international agreement that brought it to an end dubbed as “the peace to end all peace”.

A slur for which, as a Treaty of Versailles fan, I will not stand! Well, perhaps fan is overstating it, but I do think the Treaty of Versailles is unjustly maligned, a topic worthy of its own top ten. To put it simply, the Treaty of Versailles was not that bad – while Germany should have spent a lot more time sucking it up and a lot less time bitching about it.

Much the same goes for the First World War itself, particularly in comparison to the Second World War – albeit the former is not so much unjustly maligned, as it earns much of its claim to futility and pointlessness. And much of that is of course the Western Front, the relentless slogging match that remained largely static despite millions of casualties.

Even that, however, is somewhat unfair to the Western Front, which finally showed some dynamism in 1918, although one might observe that took long enough.

More fundamentally, it is the Western Front that provides the enduring imagery of the war, and for that matter of modern war itself, of total war and trench warfare. Its battles, as costly and futile as they were, still read like a roll call of modern military history – with perhaps Verdun and the Somme as the most definitive. Not to mention much of the definitive technology of modern war had its debut or development in the Western Front – notably tanks and aircraft.

There is also the cultural impact of the Western Front – not least on modern literary fantasy (hence the Encyclopedia of Fantasy entry), notably through J.R.R. Tolkien. Such is the cultural impact that it might be summed up by the title of Paul Fussell’s The Great War and Modern Memory.

And speaking of modern memory, it is the First World War that looms larger in national commemorations honoring the day of its armistice – not to mention, nations such as Australia, for whom their national identity was essentially shaped in battle, even in defeat, during the war at Gallipoli, commemorated by Anzac Day.

The static stalemate of the Western Front obscures the war’s more dynamic nature elsewhere – on the Eastern Front (including the Russian Revolution), in the Balkans, in the Middle East (including the Arab Revolt), at sea, in the air, and my favorite as well as the most impressive military achievement through the entire war, the German guerilla warfare led by von Lettow-Vorbeck in Africa.

Arguably, the Germans fought better in the First World War than they did in the Second, despite succeeding in 1940 where they had failed in 1914 – while the Americans also arguably waged a better war, despite failing to do what they should have done in the peace after the First what they did after the Second. Japan and Italy also chose the better side in the First than in the Second, although that might be attributed more to failures in the interwar years.

But I stand by the First World War being unfairly contrasted with the Second World War – usually in terms of the comparison of casualty rates, with the former seen as pointlessly higher without the greater mobility or movement of the latter to show for it.

Firstly, that is not quite true. In blunt terms, the Western Front was just as static for most of the Second World War – it’s just that the trench was bigger, in the form of the English Channel. And also that the Western allies effectively outsourced their casualties to the Eastern Front, where casualty rates could be very high indeed. Even on the Western front from Normany onwards, casualty rates at the sharp end could also be high enough to compare to the First World War.

And in the air for that matter – it’s ironic that Bomber Harris saw the bombing campaign as a way of avoiding the high casualty rates of the Western Front in the First World War, only for the allies to replicate those rates during the bombing campaign.

Secondly, this comparison belies that, if anything, it was the Second World War that was anomalous, while the First World War was more truly characteristic of twentieth century wars as static wars of attrition – as reflected by my favorite historian, H.P. Willmott, when he quipped, seemingly as a paradox, that WW2 might be regarded as the last war of the nineteenth century and WW1 as the first war of the twentieth century. Partly this is that for a brief shining moment, the technology and technique of offensive mobility won out over defensive firepower, but as Willmott observed, it started swinging back as defensive firepower rebounded from 1942 onwards.

The Encyclopedia of Fantasy continues that “despite the attempts of propagandists on both sides, no wholly evil figure emerges from World War I to occupy the world’s imagination, no one of a viciousness so unmitigated that it seems almost supernatural; Hitler, on the other hand, has all the lineaments of a Dark Lord, and the Reich he hoped to found was a parody of the true Land”.

But it’s the Germans as bad guys – I’m a fan of the Fischer thesis.

 

RATING: 5 STARS*****
S-TIER (GOD TIER)

 

Washington Crossing the Delaware by Emanuel Leutze, 1851 (public domain image)

 

(3) AMERICAN REVOLUTION & CIVIL WAR (1775-1783 & 1861-1865)

 

That’s right – two wars for the price of one in this special mention, the American Revolutionary War (1775-1783) and the American Civil War (1861-1865). Also two wars that could be described as the commencement of modern history – and certainly of the predominant superpower of modern history, the United States.

These two wars earn their special entry mention for a number of reasons – firstly as representative of those categories of war that deserve (and will get) their own top ten (and special mentions), revolutions and civil wars.

Of course, those two categories tend to be overlapping, as revolutions tend to evolve (or devolve) into civil wars – that is, if they don’t start out that way. For that matter, we often forget the American revolution was itself a civil war between British subjects – loyalists and revolutionaries.

And the American Civil War has also been seen as the unfinished business of the American Revolutionary War, with the victor of the American Revolution effectively as the South (or what Gore Vidal called the Virginian junta). Indeed, some have seen both as part of series of Anglo-American civil wars back to the English civil war. Not to mention the American Revolutionary War’s loose sequel, the War of 1812.

However, both are more than representative – each earn top entry in those categories. In large part that’s due to their iconic predominance in American history and therefore in the American popular culture that is to a large extent global popular culture.

But more so because I categorize the American Revolution as the best revolution – firstly, because it succeeded, and secondly that it did not collapse into despotism like other revolutions. Pro tip – revolutions are best when they are limited. The more radical the revolution’s goals – the more it seeks to overturn and upend – the more likely it is to fail, or worse, succeed as despotism. Also – shout-out to the American Revolution’s good fortune in its quality of leadership, particularly Washington (with his only rival in popular American reverence being its Civil War president Lincoln).

Secondly, these two wars also earn their special mention in another category of wars that will get their own Top 10 – American wars. Although in that case I do cheekily profess to rank them by their art of war – and the American Revolutionary War ranks up there with the best American wars in art of war.

In large part, that is because it is almost unique among American wars as the Americans fought it as underdogs, against the largest and most powerful maritime empire in history (of course, that is, apart from their own subsequent modern maritime empire)

And they won it through the tried and true art of war for states weaker than their adversaries (as well as Americans generally in their bigger wars) – having others do the fighting for you. In particular, the French – but also the Spanish and Dutch in what was effectively a world war against Britain.

Not so much the American Civil War of course, which was fought entirely between themselves without foreign allies or intervention – and remains, not coincidentally, the American war with the highest American casualties.

Thirdly and finally, these two wars earn their special mention for their own significant impact in history, military or otherwise.

The American Revolution looms larger here, inspiring as it did the Haitian and Latin American revolutions. And it not only inspired the French revolution, but directly led to it as the French monarchy had bankrupted itself fighting the American revolution – literally two revolutions for the price of one.

The American Revolution also not only saw the United States gain independence from the British maritime empire, but ultimately supplanting it as world power, fuelled by their territorial expansion across the continent that also originated with the American Revolution.

And perhaps Europeans – particularly Germans, who were unified under Bismarck at about the same time – might have paid more attention to the American Civil War as more indicative of the attrition, industrial mobilization and general slog-fest of modern warfare, as opposed to, say outliers like the Franco-Prussian War.

Lest we do too much cheerleading for the American revolution, let’s remember its losers, apart from the British (as well as French and Spanish) monarchy. British loyalists – many of whom fled to Canada or elsewhere. Those native Americans allied with the British or who otherwise sought to thwart the growing United States. And of course slaves and women, as the new American republic deprived both of liberty or representation, uncannily echoing classical Athenian democracy.

 

RATING: 5 STARS*****
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Napoleon Crossing the Alps by Jacques-Louis David 1801 (public domain image)

 

(4) FRENCH REVOLUTION & NAPOLEONIC WARS (1789-1815)

 

Cue the La Marseillaise!

The wars that made the modern world – and the modern world wars. Indeed, I’ve seen it persuasively argued that the Napoleonic Wars should outrank the First World War as the more genuinely global conflict. And the French Revolution – along with its subsequent wars – are generally regarded as the landmark of modern political history, hence the god-tier special mention entry.

Napoleon needs little introduction – the Corsican artillery officer who commandeered the French Revolution and crowned himself Emperor of France to dominate Europe.

Napoleon distinguished himself as one of the most brilliant military commanders of history. Under his leadership, the French armies repeatedly defeated numerically superior Austrian, Prussian and Russian armies – outfighting coalition after coalition led and financed by Britain.

The French in the Revolutionary and Napoleonic Wars were not the cheese-eating surrender monkeys of the modern joke – a somewhat unhistorical slur in any event given France’s military history, although the Book of Lists did rank France among its Top 10 Most Defeated Nations in Modern History – but the armies that forged a French empire across Europe from Spain to Russia and from Italy to Denmark.

But in the end Napoleon lost his Napoleonic wars – his empire dismantled, France completely defeated (once and for all in a battle subsequently commemorated by Abba) and Napoleon himself exiled to progressively more pathetic islands.

Despite his strategic and tactical brilliance, Napoleon was undermined by his own flaws. One basic flaw was his nepotism in handing out kingdoms or nations as prizes to his relatives – most critically in giving the kingdom of Spain to his brother Joseph, which prompted Spain to rise up against France in the Peninsular War, the running sore or “Spanish Ulcer” of Napoleon’s empire

Of course, it didn’t help that Napoleon was relentlessly opposed by the British, who were unparalleled in magnificent bastardry – with their most cunning aspect to pose as being nice, as if they were just going about playing cricket rather than taking out almost every country on earth in the name of empire.

In fighting the world’s greatest maritime power, Napoleon was handicapped by his lack of understanding of naval strategy (or his navy’s lack of ability) as well as geopolitics. It was trying to fight outside Europe (and on the seas) that Napoleon met with his earliest (and most consistent) defeats.

For all his romping around Europe, he effectively was bottled up in Europe by the British navy, unable to project his power into the world. All his victories in Europe did not change the basic fact that true world power had moved from the center of Europe to its edges – to the maritime empire of Britain and the continent-spanning empire of Russia, which ultimately crushed him between them. And in the end, all Napoleon’s wars achieved was handing world empire over not to himself, but to two successive Anglo-Saxon powers, Britain and the United States (the latter not least through the Louisiana Purchase) – the real winners of the Napoleonic Wars.

The Napoleonic Wars also initiated the rise of Germany under Prussia – with Prussia reforming itself militarily, and then, as part of the Congress of Vienna seeking to beef it up for a better balance of power, acquiring industrial regions in Germany that transformed agrarian Prussia into an industrial leader in the nineteenth century.

Of course, Germany was to have the same fatal flaw as that of Napoleon before them, bottled up between Britain and Russia as well as misjudging the extent to which world power had moved beyond Europe. Actually, their situation was even worse, as world power to their west had moved across the Atlantic to the United States, well beyond their reach. Indeed, only twenty years after Waterloo, another Frenchman Alexis de Tocqueville predicted Russia and the United States as the two global powers – a process that visibly took shape during the Napoleonic Wars.

The French Revolutionary Wars and Napoleonic Wars saw the transformation of Europe and the world – spreading revolutionary principles over much of Europe (then identified as liberal with the same distaste as a subsequent era was to identify socialist or communist).

Those principles saw the transformation of formerly aristocratic armies into the beginnings of modern warfare, not least the levee en masse or mass conscription of armies – which saw the French revolutionary army achieve objectives that had eluded the French monarchy for centuries

It also saw the beginnings of total war – with the dawn of industrial warfare (with the Industrial Revolution lending Britain the ability to punch above its demographic weight) and the dawn of ideological warfare, as well as the emergence of nationalism (or “people’s wars”) and militarism in the culture of war

“The wars had profound consequences on global history, including the spread of nationalism and liberalism, the rise of Britain as the world’s foremost naval and economic power, the appearance of independence movements in Latin America and subsequent decline of the Spanish Empire and Portuguese Empire, the fundamental reorganization of German and Italian territories into larger states, and the introduction of radically new methods of conducting warfare.”

To which might have been added other things, such as the relative peace in continental Europe during the nineteenth century, and the territorial expansion of the United States with the Louisiana Purchase. And my own pet theory that the destruction of indigenous nations or peoples in the Americas and Australasia can be traced to Napoleon. Not directly, of course, but indirectly through the Louisiana Purchase, consolidation of British “settlement” in Australia and Latin American revolution or independence, which accelerated the impending destruction of indigenous peoples or nations.

 

RATING: 5 STARS*****

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Montage of photos made during the Russian Civil War – from Wikipedia “Russian Civil War” under licence https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

(5) RUSSIAN REVOLUTION & CIVIL WAR (1917-1922)

 

That’s right – it’s the communist revolution, as in THE communist revolution. The origin or archetype of all subsequent communist revolutions, which in turn have made the word revolution itself virtually synonymous in modern history with communist revolution.

“Civilization is being completely extinguished over gigantic areas, while Bolsheviks hop and caper like troops of ferocious baboons amid the ruins of cities and corpses of their victims.”

I’ve included the two great eighteenth century revolutions or revolutionary wars – the wars of the American Revolution and the French Revolution – in my god-tier special mentions as wars that made the modern world.

However, they are only two of the four revolutions I rank as the god-tier revolutions of history pursuant to adding the two definitive twentieth century revolutions. I was going to reserve the latter two revolutions for my top ten revolutions but consider that they simply have too great a scale and impact, particularly in the fascinatingly convoluted civil wars fought because of them, to omit from special mentions for my top ten wars.

So following on from my special mentions for the American and French Revolutions, this is my special mention for the third of my four great revolutions or revolutionary wars – the Russian Revolution and Civil War, evolving from and overlapping with the Eastern Front of the First World War.

Whereas the American Revolution and French Revolution had been the vanguard of modern liberalism and nationalism, the Russian Revolution was the vanguard of modern Marxist socialism – literally in the ideology of its chief revolutionary Lenin, for which its strand of socialism came to be named as Marxist-Leninism.

Or in other words, communism, although technically communism was its professed theoretical end state – or rather, end-statelessness, since Marxism proclaimed its ‘temporary’ authoritarian state, the dictatorship of the proletariat, would wither away.

However, the Marxist authoritarian state proved much more durable than Marx had anticipated, particularly the new communist government or Soviet Union that emerged from the Russian Revolution and Civil War.

It also proved to provoke much more fervor, both for and against it, in a manner similar to Marx’s opiate of the masses, religion. I sometimes like to quip about the four great evangelizing or missionary religions in history – Buddhism, Christianity, Islam, and Marxist-Leninism. And of the other three, the Bolshevik revolutionaries in the Russian Revolution and Civil War most closely resembled the militancy of Islam – as observed by Paul Johnson, although Johnson also thought Lenin even closer to Jean Calvin, “with his belief in organizational structure, his ability to create one and then dominate it utterly, his puritanism, his passionate self-righteousness, and above all his intolerance”.

It tends to be forgotten that there were in fact two revolutions in the Russian Revolution, resulting in one of my pet peeves of history with the popular misconception that the Bolsheviks overthrew the Russian monarchy of the Tsar.

They did not. The first revolution or February Revolution did, instituting the new Provisional Government in the style of a parliamentary republic and closer to the liberalism or nationalism of the American and French Revolutions.

What the Bolsheviks overthrew, in the second revolution or October Revolution that is generally remembered as the Russian Revolution, was the first revolution’s Provisional Government – capitalizing (heh) on that Government’s single biggest weakness, the continuation of Russia’s war effort in the First World War.

Surprisingly, the Bolsheviks did this by mostly bloodless coup – at least at the outset. The resistance to their revolution and their reaction to that resistance proved very bloody indeed. The new Bolshevik regime, which ultimately became the Soviet Union, pulled out of the world war but fought a far-flung civil war on an even larger scale. It always seemed to me ironic that Russian war-weariness from the casualties of the First World War played such a large part in the revolution led by the Bolsheviks, only for the Bolsheviks to fight a civil war which involved even more casualties in the former Russian empire than the First World War.

And it’s that civil war which is particularly fascinating, albeit incredibly convoluted, as far removed from the more straightforward civil wars fought (at least largely) between two opposing sides. Instead, the Russian Civil War was what Wikipedia describes as a “multi-party civil war” and what I would describe as an all-out battle royale or pile-up.

Sure, there were the two largest combatants – the Bolsheviks or Reds, and the so-called Whites, “the loosely allied forces” in opposition to the Bolsheviks. Beyond the opposing Red and White Armies, there were the Blacks or anarchist forces, particularly those led by Makhno in Ukraine, and the non-ideological Greens or nationalist forces. Not to mention a Blue Army in there somewhere, rival militant socialists, village peasant factions, Baltic and Caucasian nationalist separatists, Poland, and more.

And beyond them were the foreign forces – the Allies intervening for the Whites or against the Red Army, “whose primary goal was re-establishing the Eastern Front of World War 1” and the Central Powers, chiefly Germany, intervening for the Reds or “rivalling the Allied intervention with the main goal of retaining the territory they had received in the Treaty of Brest-Litovsk with Soviet Russia”.

While the Allied intervention extended to a dozen or more nations depending on how you reckon them, it is another one of my pet peeves of history when people, usually left wing, bring this up as an indictment of capitalist states going all-out attempting to crush “the revolution”. While the Allies no doubt hoped to reopen the Eastern Front and therefore opposed the Reds, they were even less united than the Whites they ostensibly supported, and with a few notable exceptions never committed forces on any decisive scale – mostly more in the nature of a few guys as advisors or sitting around docks to protect them or the materiel they had shipped to their former Russian ally.

Ultimately the Bolsheviks or Reds won against all other combatants, among other things from their greater unity and fanatical purpose, as well as a greater ability to make promises and break them later – particularly the longstanding ability of communists to stab anarchists in the back. “Some historians have determined that the Black Army saved the entire war from the Whites at several points…However, they were betrayed three separate times by the Bolsheviks and defeated finally when they could turn their full force onto them”

 

RATING: 5 STARS*****

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Chairman Mao Zedong proclaiming the People’s Republic of China on 1 October, 1949, colorized (public domain image)

 

(6) CHINESE REVOLUTION & CIVIL WAR (1911-1949)

 

That’s right – it’s the other definitive communist revolution, and arguably the true model of communist revolution or insurgency in the Global South.

The fourth of the four revolutions I rank as the god-tier revolutions of history and include in my special mentions for my top ten wars from sheer scale and impact – but also in this case as it was more civil war than revolution.

It naturally follows on from my special mention for the Russian Revolution and Civil War, not least because of the role Soviet assistance played in it but also because it replayed many of the same beats, albeit over a much more protracted period – in at least two phases, or three if you count the initial warlord period.

Of course, the original Chinese Revolution – of which both the two largest warring parties in the civil war, the Communists and the Nationalists or Kuomingtang (KMT) saw themselves as the true successors – the one led by Sun Yat-sen (or Sun Yuxian) that overthrew the Qing dynasty as China’s last imperial dynasty, was in 1911-1912 and hence preceded the Russian Revolution in 1917.

However, as was often the case with the collapse of central state authority in China (or the mandate of heaven), it devolved into the usual competing warlords or warring states from 1916-1927 – in an exotic multi-party battle royale that might be compared to the Russian Civil War at the height of all its chaotic glory.

It even had foreign intervention, albeit on a smaller scale than the Russian Civil War. The Soviets assisted the main warring party, the Nationalists seeking to reunify China under their Republic, as the Soviets saw them as the necessary prelude to socialism. Intriguingly, the Germans also assisted the Nationalists – and more intriguingly, that assistance continued from the warlord period to the first genuine phase of the Chinese Civil War, by both the Weimar Republic and Nazi Germany.

It is intriguing to ponder how world history might have turned out if Nazi Germany had continued to support Nationalist China, but they swapped to the foreign power that ominously loomed over China to exploit its weakness and ultimately was the one to intervene most decisively of all – Japan.

The warlord period is generally considered to have transitioned to the first phase of the Chinese Civil War proper from 1927 “when Chiang Kai-shek led the Socialist-Nationalist two thirds of the KMT’s military forces against Wang Jingwei’s Socialist-Communist/Internationalist third…the first time in the Republic’s history that two organisations with sufficient bases of popular support and military-economic power to potentially unify the country had fought one another”.

Wang Jingwei was subsequently eclipsed by the new Chinese communist leader who became virtually synonymous with the Chinese Civil War and for whom Chinese communist ideology was named – Mao.

However, the Chinese communists did not do too well in this first phase, with effective control of less than a twentieth of the population (compared to the third controlled by Chiang’s Nationalists) and were on the brink of complete extinction. “Their doom was, historians agree, imminent and inevitable” – until they were effectively saved by the Japanese in the Second Sino-Japanese War from 1937.

The Japanese had already indirectly given the Chinese communists some much needed reprieve with their invasion of Manchuria in 1931. In an episode which also showed that some of the warlord period chaos lived on in the Nationalists, the Xian Incident, two of Chiang’s generals kidnapped him to force him to form a united front with the communists against the Japanese.

Chiang subsequently reneged on the united front with renewed hostilities against the communists but the Sino-Japanese War from 1937 forced his hand again to put those hostilities on hold for a second united front against Japan, even if both he and the communists increasingly paid lip service to it in preference to the inevitable renewal of civil war against each other.

Despite the united front, Chiang’s Nationalists bore the brunt of Japan’s war in China, which arguably dealt them their mortal wound in China’s civil war. In 1944, Japan launched its last major offensive, Operation Ichi-go – the last successful offensive by it or any Axis power towards the end of the Second World War and yet largely unknown outside specialist historians – which severely weakened Chiang’s forces (as well as an economy increasingly ravaged by hyper-inflation). In general, “the demands of fighting the war essentially destroyed the KMT’s capacity to function as an administration”.

The civil war resumed “as soon as it became apparent that Japanese defeat was imminent” (at the hands of the Americans) “with the communists gaining the upper hand in the second phase of the war from 1945 to 1949, generally referred to as the Chinese Communist Revolution”.

This again saw foreign intervention along predictable Cold War lines – the Soviets on the side of the Communists and the Americans on the side of the Nationalists.

The Americans were notoriously cautious in their intervention – subsequently giving rise to accusations of “losing” China and communist infiltration of the American government. What is interesting is that the Soviets were equally cautious in their own intervention, perhaps from Stalin’s intuition that a united communist China would be their rival in the long term. Hence the Soviets consistently urged restraint on Mao to accept the north-south partition that was all the vogue in Cold War Asia – between a Communist north and a Nationalist south.

Mao ignored this and the Communists gained control of mainland China anyway, proclaiming the People’s Republic of China. However, the Communists ultimately had to accept a residual partition of a different kind with the Nationalists retreating to the island of Taiwan to proclaim their Republic of China there, as the Communists had no means to pursue them – particularly after the US gave their naval support to Taiwan. That partition of course continued even until today, remaining as a source of tension with no armistice or treaty signed between them.

 

RATING: 5 STARS*****

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Sea Peoples in their ships during battle with the Egyptians – relief from the mortuary temple of Ramesses III at Medinet Habu (public domain image – Wikipedia “Late Bronze Age Collapse”and “Sea Peoples”)

 

(7) BRONZE AGE COLLAPSE

 

Styled as World War Zero by some historians.

The Bronze Age Collapse – or more precisely Late Bronze Age Collapse – was the widespread societal collapse of Mediterranean Bronze Age civilization in the 12th century BC, argued to be worse than the collapse of the western Roman Empire or even the worst case of societal collapse in human history.

Minoan Crete and Mycenaean Greece – the Greeks of the Trojan War – were among the most famous casualties, ushering in the Greek Dark Ages for a few centuries.

However, they are among about a dozen ancient civilizations that collapsed or declined – foremost among them the Hittite Empire that collapsed in Anatolia, while Egypt’s New Kingdom and the Assyrians clung on by the skin of their teeth, in decline or weakened. “Almost every significant city in the eastern Mediterranean world was destroyed, many of them never to be occupied again.”

I don’t know much about the finer details of the Bronze Age Collapse, but then neither does anyone else ultimately, as it remains the subject of argument and theory.

However, war is often cited as the main culprit, typically at the hands of the mysterious and to some extent still hypothetical “Sea Peoples”, seaborne raiders to rival the more usual horse blitzkrieg of nomadic herding tribes in civilization-crushing effect.

I certainly think war played a major part, hence this special mention, although am less clear whether it was the cause of the collapse or an effect – with the latter involving the Sea Peoples and others effectively moving into the void left by collapsing civilizations.

Interestingly, the Sea Peoples are proposed to include a number of ethnic groups – one of which is identified as the ancestors of the Philistines faced by the Israelites in the Bible. The Israelites themselves rose in the vaccuum left behind by the retreat or collapse of Hittites, Egyptians and Assyrians – so that the Bible itself has origins in the Bronze Age Collapse, as does that other landmark of western culture, the Iliad and the Odyssey.

Apart from Sea Peoples and war, other causes are proposed for the collapse – political fragmentation or rebellion within societies, drought or famine, natural disasters such as earthquakes or volcanic eruption, plagues, and the collapse of trade for manufacture of bronze (or the emergence of iron among adversaries).

Or a combination of all of these – “the civilizations could have endured any one disaster, but not multiple at the same time, especially not when they were feeding into one another”.

 

RATING: 4 STARS****

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Destruction of the Athenian army at Syracuse – illustration from John Steeple Davis, The story of the greatest nations, from the dawn of history to the twentieth century, published 1900 (public domain image used in Wkipedia – “Pelopponesian War”)

 

(8) PELOPONNESIAN WAR (431-404 BC)

 

Greek against Greek – Athens vs Sparta.

There was a point when I cracked during the film 300. It was when Leonidas spoke about the necessity of Sparta fighting Persia because even “those boy-loving philosophers” in Athens were fighting Persia. “Screw you, Leonidas”, I yelled “the Peloponnesian War isn’t over!” And after the ushers bounced me from the cinema, I ruminated on this slur on the Athenians. There was of course the fact that they were the true Greek heroes of the Persian Wars.

But there was also, you know, the Peloponnesian War of Athens against Sparta (or Peloponnesian Wars, as there was first and second war with a brief peace between them).

And we’re still fighting it, in that the war between democratic Athens and oligarchic Sparta underlies the grand ideological conflict in Western civilization. Few things may actually have an ideal Platonic form, but Sparta did – Plato’s Republic, with its philosopher-kings or guardians who perceive the Forms of the true reality, trained from childhood to govern in the interests of the polity (by physical and moral regimen) and bound by stricter rules than the rest of the populace.

It has been argued that Plato’s Republic was a dystopian satire rather than a utopian ideal, but it is difficult not to see it intended as the latter – or worse, as Plato’s distaste for his own democratic Athens (which after all, executed his beloved teacher and philosophical mouthpiece Socrates) and idealization of a philosophical version of Athens rival, Sparta, although he and his ideas didn’t do too well when put into practice with attempts at a philosopher-king in Syracuse.

And so we are still fighting the Peloponnesian War against Plato’s mystical fascism or totalitarian Spartanism as it has recurred throughout Western political ideology – the General Will of Rousseau, the dictatorship of the proletariat and its revolutionary vanguard in Marxism or communism, the Fuhrerprinzip of fascism or Nazism, and so on.

Of course, I know this is mostly my projection. I’m not sure if Western political ideology has actually been influenced by Sparta or even Plato and his Republic to that extent (or how much Sparta and Plato influenced each other for that matter). But I’m not the only one to see such parallels and I’m sticking with it – it has a certain mythic resonance. Hence its god-tier special mention entry second to the Trojan War, which might otherwise seem extravagant for a war between Greek city-states.

And what about, you know, the historical Peloponnesian War, you ask? To paraphrase Martin Prince’s sneer from The Simpsons, I’m aware of its work – namely, that Sparta won, with a little help from their Persian friends, albeit to be humbled later by Thebes, before the Macedonians and Romans swept over all the Greek city states.

And that Athenian political ideas didn’t work too well in Syracuse either, with the disastrous Athenian Syracuse Expedition sometimes likened to the American experience in Vietnam, only a lot worse for the ultimate defeat of Athens in their not so cold war against Sparta.

As I said previously, Plato’s ideas – and Plato himself – didn’t fare too well in Syracuse, when he came closest to implementing his Republic and its philosopher-kings in practical reality through Syracuse and its tyrant. Closest that is, as in not at all, founding the time-honored tradition of how intellectuals fare when courting people in power or political tyranny – running afoul of tyrants and narrowly avoiding execution or literal slavery and imprisonment.

Of course, history is a lot messier than our black and white projections of it. Lest we think of the Spartans too much as the bad guys, while their allies wanted Athens destroyed and its population enslaved after its defeat, it was the Spartans with their warrior code of honor who declined to do so – particularly as they regarded that all of Greece owed Athens a debt of honor for its role in the Persian War. And screw you, Thebes and Corinth! I’ve got a letter for the Corinthians and this time there’s no love in it. I’m an Athenian fan.

And for that matter, even the Spartanism or mystical fascism of Plato in my projection may be more nuanced than that, given it has a recurring appeal to or arguments for it. Even I’m a fan of one of the many pop culture versions of Plato’s Republic – Judge Dredd’s Mega-City One. Mega-City One is essentially Plato’s Republic in twenty-second century America, with the Judges as its philosopher-kings or guardians and the Law as its Forms. Judge Dredd – he is the Forms!

 

RATING: 4 STARS****
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Battle between Romans and Goths on the Ludovisi Battle Sarcophagus dated to 250-260 AD

 

(9) CRISIS OF THE THIRD CENTURY (235 – 284 AD)

 

Before the Fall came the Crisis…

With the Decline and Fall of the Roman Empire deserving first special mention, is it any surprise that the Crisis of the Third Century, that dress rehearsal of the fall, is far behind?

The Crisis of the Third Century – also known as the Military Anarchy or Imperial Crisis – had much the same scope as the decline and fall. Indeed, the Crisis of the Third Century was part of the decline, even if the empire narrowly forestalled its fall for another two centuries. Many of the fundamental problems of the empire from the Crisis endured to the fall, even when in muted form.

Narrowly forestalled its fall, that is, as in the empire “nearly collapsed under the combined pressure of repeated foreign invasions, civil wars, and economic disintegration” – “at the height of the crisis, the Roman state had split into three distinct and competing polities”, the so-called Gallic Empire and Palmyrene Empire vying with the central Roman Empire in its western and eastern provinces respectively.

Indeed, had it collapsed – or fragmented – it is hard to imagine the eastern half of the empire enduring in quite the same durable form as it did two centuries later. For one thing, the empire was divided into thirds rather than halves – with what was to become the eastern empire, that is, apart from the Palmyrene Empire, more resembling a quarter than half, albeit not unlike the eastern empire after it had rebounded from Arab conquests. It also lacked the capital founded by Constantine – Constantinople, with its nigh impenetrable defenses against all but the most overwhelming siege – or indeed the seat of imperial government founded as its own distinctive new Roman empire.

Although mind you, the eastern empire pulled off its own near miraculous recovery from crises – note that plural, crises – to rival that of the third century, like it looked back at the classical empire’s direst crisis and said hold my beer.

Two things saved the classical empire in the Crisis of the Third Century, even if it went from classical to late empire.

The first was that, as fearsome as the foreign invasions were, they lacked the ability or even intent to conquer territory or form their own states within the empire, rather than raiding it for plunder albeit on a larger scale than ever before. Even the Sassanid Persian Empire – the closest adversary the Roman Empire had to a rival peer state – for all its successes only raided Roman provinces and moved its border slightly away from its capital.

The second was a series of soldier emperors or barracks emperors – mostly the so-called Illyrian emperors originating from that region as the then heartland of the Roman army – who managed to hold the line and turn the tide to restore the empire, “an accomplishment many historians regard as about as unlikely and impressive as any of Rome’s Golden Age achievements in building the empire in the first place”.

Foremost among them of course was Aurelian – Restitutor Orbis or Restorer of the World, who reunited the empire by defeating the rival Palmyrene and Gallic Empires – but he built on the achievements of the emperors who came before him, Claudius Gothicus and arguably also Gallienus, and had successors who consolidated his achievements, notably Probus and the emperor who is credited with finally ending the Crisis, Diocletian.

At the core of the Crisis was the political instability of imperial succession (and usurpation) suggested by the other names used for the Crisis (Military Anarchy and Imperial Crisis).

Tacitus had observed that the ‘secret of the empire’ had been exposed with the succession crisis after Nero in the first century – “that emperors could be made elsewhere than in Rome”, a secret that excited “all the legions and their generals”.

Despite this observation, those legions and their generals had mostly followed the various imperial dynastic successions for the first two and a half centuries of empire – its founding Julio-Claudian dynasty, the Flavian dynasty, the adoptive succession of the Five Good Emperors, and the Severan dynasty.

In the Crisis, however, the legions and their generals had become very excited indeed – as one so-called barracks emperor succeeded another, usually by usurpation. And that’s just the line of imperial succession generally regarded as legitimate – beyond that there were literally countless usurpers, some of which we are still discovering through archaeology or coins.

Indeed, it often seems from the Crisis that where even the most minor commanders of a legion or legions had even the barest degree of military success (or were just left outside or stranded by the ebbing tide of imperial authority), they would proclaim themselves as emperor – or their legions would.

Not surprisingly, with Roman commanders and their legions marching either to advance their own imperial claims or against those of others, that saw them abandon the defense of the empire’s borders.

That was compounded by drain on population by the Cyprian Plague that raged through the empire, and which struck military barracks or manpower particularly hard – indeed the capture of Emperor Valerian by the Persians, the first time an emperor was captured by foreign forces, was attributed to his army being laid waste by plague.

The population decline of the empire also compounded its economic instability, characterized by the collapse of its currency and trade.

Through the gaping holes left in the imperial borders poured the empire’s recurring foreign enemies to raid it – further compounding the empire’s economic decline as the empire’s problems became an intense feedback loop as each problem cranked up the others.

Foremost in notoriety as the empire’s recurring enemies were the German barbarian tribes – who had grown in military capability (and relative population) through two centuries of contact with the empire, although they were not yet as capable as they were when they brought about the fall (and mostly replaced those Roman commanders and their legions vying within the empire).

The capabilities of the Germans were increased by forming new tribal coalitions or confederations – particularly the Franks, who raided across the Rhine through Gaul as far as Spain, and the Alemanni, who raided through the Alps into Italy, even threatening the city of Rome itself (the first external threat the city had faced for centuries) and giving Aurelian himself pause, inflicting his only defeat before he rallied to victory against them.

And across the Danube came the Germans who were ultimately to do more than anyone else to bring about the fall of the empire – the Goths, raiding as far as Greece and even Asia Minor because they managed to get themselves a fleet and there’s nothing worse than barbarians with boats.

All these German raiders paled in comparison to the Sassanid Persians – which as I noted was the only state on Rome’s borders that came close to being Rome’s peer – as they raided deep into Rome’s eastern provinces, particularly Syria.

As was typically the case, Rome’s worst enemy was itself as it fractured into three rival empires fighting among themselves. The core empire remained around Italy, fortunately including the Illyrian military heartland of the empire and its breadbasket in north Africa – but it lost its western provinces to the Gallic Empire led by usurpers, and its eastern provinces to the Palmyrene Empire, essentially a client state that had loyally led the defense against the Sassanid Persians but had gone rogue under its queen Zenobia.

Fortunately, along came Aurelian – breathing two centuries of life into the empire before the fall.

 

RATING: 4 STARS****

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Do you want naked Germans humping your statues? Because this is how you get naked Germans humping your statues. Sack of Rome in 410 painting by Joseph-Noel Sylvestre (1890)

 

(10) GERMANIC & GOTHIC WARS

 

“Give me back my legions!”

The Roman-Germanic Wars – the longest wars fought by the Roman Republic, Roman Empire and eastern Roman Empire, both in space and time, the wars of the crisis and fall of the classical empire.

In space, they were fought along Rome’s northern frontier from the Rhine through the Alps to the Danube. I’ll see Turner’s Frontier thesis about the frontier defining American history and raise it with the Roman-German frontier defining world history.

In time, they exceeded even the seven centuries of Roman-Persian Wars, extending both before and after the latter if you count them extending through the Gothic Wars and Lombard Wars fought by the eastern empire.

And yes – I’ve effectively featured Roman-Germanic and Roman-Gothic wars in my special mentions for the Crisis of the Third Century as well as the Decline and Fall of the Roman Empire, with the Goths playing the leading role in the latter. It’s not overstating it to attribute the fall of the Roman Empire to the Goths, even if as Youtuber Tominus Maximus quips, they’d didn’t mean to do it.

However, the Roman-Germanic wars date back before the empire to the republic, prior to the Republic’s wars with Persia, with the Cimbrian War in 113-101 BC – a war often overlooked for the more glamorous Punic Wars, despite a Roman defeat in the Battle of Arausio exceeding that at Cannae and the first threat to Italy or Rome itself since the Second Punic War.

The Republic saw more Roman-Germanic Wars with Caesar’s Gallic Wars – which despite being primarily directed at the conquest of Gaul also had campaigns against Germanic tribes such as the Suebi or across the Rhine, even if the latter weren’t much more than skirmishes compared to the subsequent wars.

When it comes to the classical empire, the Roman-Germanic Wars might be classified as falling into three phases.

The first phase was essentially when the Roman Empire held the initiative against the Germans – to the extent that there was the serious possibility of the empire incorporating Germania as a province or provinces, potentially pushing the imperial border from the Rhine to the Elbe or Weser. Famously that possibility was lost with Varus and his three legions in the Roman defeat at the Battle of Teutoburg Forest at the hands of Arminius, German turned renegade from his Roman citizenship.

Despite this defeat, the Roman Empire still (mostly) held the initiative against the Germans, although they used it more for pre-emptive or punitive expeditions, not least to avenge the defeat at Teutoburg Forest, rather than imperial expansion.

The second phase might be considered as one in which the initiative oscillated between the Romans and the Germans in clashes at and over the frontier. The Romans were mostly robust enough to retain both the initiative and frontier, but from the Marcomannic Wars in 161-180 AD onwards Germans and Goths were able to make substantial incursions within the empire – as in the Crisis of the Third Century or the invasions of the western empire fought by Julian or Valentinian.

The third phase is that of the decline and fall of the classical empire, when the Germans – particularly the Goths – increasingly held both the initiative and territory within the empire itself, from the Gothic War of 376-382 and the Roman defeat at the Battle of Adrianople in 378 onwards. Ultimately, the western empire and Rome itself fell to the Germans and Goths.

The fall of the classical or western empire wasn’t the end of Roman-Germanic and Roman-Gothic Wars, as the eastern empire continued fighting them – against the Vandals in north Africa, against the Visigoths in Spain, and above all against the Ostrogoths in the Gothic Wars of 535-554 in Italy.

The Byzantine-Gothic Wars were initially very successful against the odds under the leadership of Belisarius, but bogged down with an impressive revival by the Ostrogoths and ultimately ended with a Pyrrhic victory for the Romans – (re)conquering Italy from the Ostrogoths but then left desperately clinging on to increasingly small parts of it against a new Germanic invader, the Lombards.

 

RATING: 4 STARS****

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Rock face relief at Naqshe-Rostam, depicting the victories of the Sassanid Persian emperor Shapur I over the Roman Emperors Valerian and Philip the Arab. Do you want emperors captured by Persians? Because that’s how you get emperors captured by Persians…

 

(11) ROMAN-PERSIAN WARS

 

The first world war, fought intermittently on the frontier between successive Roman and Persian polities over almost seven centuries.

No, seriously. Well, half seriously.

The Roman-Persian Wars were a world war, or war between two different worlds – that might have been fought on the frontier between them, a little like the Western Front writ large (and long) but had ramifications or repercussions throughout both empires that extended across Eurasia from Britain to India.

And that comparison to the First World War’s Western Front writ large and long stands. Despite seven slugging centuries of grinding war, the Roman-Persian border remained remarkably stable.

“One has the impression that the blood spilled in the warfare between the two states brought as little real gain to one side or the other as the few meters of land gained at terrible cost in the trench warfare of the First World War.”

That is, until the last dramatic phase of the wars, the Byzantine-Sasanian War of 602-628 – which might be compared to the similarly abrupt and dramatic reversals of fortune in 1917-1918 that ultimately saw the end of the First World War. However, even that last war of the Roman-Persian Wars effectively ended with the restoration of the status quo (and border) between the two empires.

The Roman-Persian Wars are an interesting contrast to those other Persian Wars of antiquity, the Greek-Persian Wars, in lacking the same existential stakes or outcomes – with the Greek city-states desperately defending themselves from outright conquest by the Achaemenid Persian Empire in the classical Greek-Persian Wars, and Alexander the Great conquering that same empire outright in his Macedonian-Persian Wars.

The latter always struck me as incredible in contrast to the failure of the Romans, more powerful and commanding more resources than either Alexander or their own Persian adversaries, to achieve anything like Alexander’s decisive defeat and conquest of Persia. That is despite the Romans, at least emperors Caracalla and Julian, expressly seeking to emulate Alexander. The reality seems to have been that for the most part neither side did little more than essentially raid each other over the frontier, with the Romans famously sacking the Persian capital Ctesiphon numerous times.

The Roman-Persian Wars might be classified into four phases, corresponding to three successive Roman polities and two Persian ones – not to mention Armenia bouncing back and forth between the two empires as client state or protectorate.

First, there was Roman Republic against the Parthians – initiated by the invasion of Mesopotamia by Roman general Crassus, which saw one of the Republic’s most crushing defeats at the Battle of Carrhae in 53 BC. However, the Parthians did nothing to exploit this defeat or the subsequent civil wars of the Republic with one notable exception, as they generally sought to remain on peaceful terms with the Romans. That notable exception was their support of the so-called Liberators – the assassins of Julius Caesar – and invasion of the Roman eastern provinces after the Liberators’ defeat. The Romans defeated the Parthian invasion, but the Parthians then defeated the retributive campaign by Mark Antony against them.

Second, there was the Roman Empire against the Parthians, which saw five major wars between them, mostly to the defeat of the Parthians with their capital Ctesiphon sacked three times and four Roman emperors claiming the title of Persicus Maximus. Those wars were the Roman-Parthian War of 58-63 AD (with the Roman campaign led by the general Corbulo under emperor Nero), Trajan’s campaign into Parthia, the Roman-Parthian War of 161-166 AD under Roman emperor Lucius Verus (the co-emperor of Marcus Aurelius), the campaign of Roman emperor Septimius Severus in 195-197 AD, and finally the Parthian War of Caracalla in 216-217 AD.

Third, there was the Roman Empire against the Sassanids or Sasanians, successors to the Parthians. The Sassanids were very different to the Parthians in hostile character towards Rome – in the words of Youtuber Tominus Maximus, “Sassanid Persia was like Parthia…on cocaine and mixed with crystal meth”. Most famously, there were the Sassanid incursions deep into the Roman eastern provinces during the Crisis of the Third Century, after fighting between them during the reign of Roman emperor Severus Alexander.

However, the Romans subsequently defeated the Sassanids, sacking Ctesiphon a further two times in campaigns led by Roman emperors Carus in 283 AD and Galerius (with Diocletian holding his hand) in 298 AD. The latter was the most decisive Roman victory against the Sassanids, enduring for decades until hostilities resumed in the Perso-Roman Wars of 337-361 AD under Roman emperor Constantius III and the ill-fated expedition by Roman emperor Julian.

Surprisingly, the Sassanids mellowed in the fifth century, remaining mostly peaceful with the Roman Empire while the latter’s western half fell to barbarian invasions. In part that was due to the Sassanids facing off their own barbarian threats, but it was instrumental in the survival of the eastern Roman Empire. Which brings me to…

Fourth, there was the eastern Roman or Byzantine Empire against the Sassanids or Sasanians. While the Persians were only peer state the Romans had as adversary, the classical empire had the advantage in population and resources, albeit that advantage was diluted by more far-flung commitments. After the fall of the western empire, the eastern empire and the Sassanids were much more closely matched.

Not surprisingly then, this saw the most dramatic and mobile phase of the Roman-Persian Wars from the preceding centuries of effective stalemate – with the Byzantine-Sassanid War of 602-628. First the Sassanids almost decisively defeated and conquered the eastern empire, even besieging Constantinople, but were then decisively defeated in turn by a near miraculous eastern Roman recovery under emperor Heraclius – albeit the eastern Roman empire was too weakened to exploit its victory other than regaining its lost territory and effectively restoring the status quo between them.

The ultimate futility of the Roman-Persian Wars came in their aftermath with the event that decisively ended them altogether – the Arab conquests, achieved in large part from both empires being so weakened fighting each other that they were unable to resist their new adversary, with one being completely conquered and the other barely surviving defeat as well as the loss of much of its former territory.

 

RATING: 4 STARS****

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Go Greek fire you’re burning up the quarter mile
(Greek fire, go Greek fire)
Go Greek fire you’re coasting through the heat lap trials
(Greek fire, go Greek fire)
You are supreme, the chicks’ll cream for Greek fire – Greek fire in Byzantine manuscript

 

(12) ARAB CONQUESTS (622 – 751 AD)

 

The Arab conquests were a nigh-unstoppable historical explosion, once previously divided tribes in a historical backwater had been united under Mohammed – conquering one of history’s largest pre-modern empires (indeed the seventh or eighth largest in all history) on three continents in a little over a century, a blitzkrieg by horse, sail…and camel!

 “In speed and extent, the first Arab conquests were matched only by those of Alexander the Great, and they were more lasting.”

Mohammed had essentially conquered the Arabian peninsula, but his death left his successors – the three great Arab caliphates – only at the start of extending his empire to even wider conquests.

The Rashidun Caliphate, immediate successors to Mohammed, did most of the heavy lifting to break out of the Arabian peninsula. Two formidable empires blocked their path, the Persian Empire and the eastern Roman or Byzantine Empire, but the Arabs conquered the former and routed the latter back to Anatolia.

However, it was under their successors, the Umayyad Caliphate, that Arab conquests reached their greatest extent, westwards from the north African shore to Europe itself – conquering Spain (well, not quite all, in a manner similar to the famous caveat to the Roman conquest of Gaul in Asterix comics) and famously invading France before being turned back at Tours by Charles Martel.

Eastwards, the Umayyads also extended beyond Persia through central Asia to the fringes of India and China – the latter of which presented even the Tang Empire some difficulty resisting their advance.

The Umayyads were overthrown by the Abbasids in 750 AD and the Abbasids then formed the third great Arab caliphate, the Abbasid Caliphate, who then presided over what is often regarded as the Golden Age of Islam from their capital in Baghdad. The surviving Umayyad dynasty fled into exile across the Mediterranean to Spain, continuing their Caliphate as the Emirate of Cordoba independent from the Abbasids, even with their own rival golden age of Islam in the fabled Al-Andalus of Spain.

Although the Abbasids made some more territorial gains – notably Sicily and Crete – their Caliphate saw an end to the rapid Arab conquests, albeit with victory against Tang China in the Battle of Talas in 751 AD as a postscript:

“Muslim armies had come against a combination of natural barriers and powerful states that impeded any further military progress. The wars produced diminishing returns … The priorities of the rulers also shifted from conquest of new lands to administration of the acquired empire … the period of rapid centralized expansion would now give way to an era when further spread of Islam would be slow and accomplished through the efforts of local dynasties, missionaries, and traders.”

One is spoilt for choice for wars in the century and more of Arab conquests, but if one were to choose the wars that best encapsulate them as a whole, it would be the Arab-Byzantine wars from 629 AD to 718 AD.

The Byzantine or eastern Roman empire was the first state of substance that the Arabs faced when breaking out from their peninsula. It seemed incredible that the Arabs could defeat such a firmly established state, even when that state was weakened from recent war with Persia, yet they did – routing it back to Anatolia as they conquered its other territory in Asia and Africa, which then became their springboard for further conquests.

Ironically, it then seemed incredible that the Byzantines could hold the line or withstand complete defeat or conquest by the Arabs as the latter went from one victory to another – yet they did, from Arab attacks by land and by sea, even as the Arabs besieged Constantinople twice, in 674-678 AD and in 717-718 AD. Among other things, the Byzantine superweapon Greek fire was instrumental in their success.

The frontiers of Arab conquest finally stabilized between them in Anatolia, as it did elsewhere under the Abbasid caliphate at about this time, until from about 863 AD when the Byzantines – incredibly again – were able to regain both the initiative and some of their former territory, in wars usually reversed in name to the Byzantine-Arab wars to signify Byzantine ascendance.

 

RATING: 4 STARS****

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Richard the Lionheart on his way to Jerusalem by James William Glass, 1850 (public domain image)

 

(13) CRUSADES

 

The Crusades – giving religious warfare a bad name for a millennium!

But seriously, the Crusades had everything – not surprisingly, as they took place at the crossroads (heh) of history, three continents and three major world faiths (with almost every variant of sect and some other faiths thrown in).

There’s the Crusades themselves, from which there are a number to choose. Eight or nine of them, counting the more formal crusades identified as such in the Middle East (by subsequent historians), but not counting all the pseudo-crusades or quasi-crusades in the Middle East and elsewhere, as well as weird and generally disastrous spinoffs such as the People’s Crusade or the Children’s Crusade. If you throw in things like the Reconquista of the Iberian peninsula, Northern Crusades, crusades against heretics like the Albigensian or Cathar Crusade – “kill them all and let God sort them out” – and the crusading rhetoric of the Ottoman Wars, then you could easily just compile a Top 10 Crusades.

There’s the wider theme of religious warfare, beyond the crusades to other wars, exemplified by wars fought by, between or within monotheistic religions, such as the wars fought as part of the Protestant Reformation. That theme arguably also extends to wars of modern political ideology or moral causes, including religious or ideological terrorism. It’s not without reason Eisenhower called his memoirs of the Second World War “Crusade in Europe”.

And there’s the metaphorical use of crusade – as well as analogous forms of crusading movements – for ideological, moral or social movements, the paradigm of crusading as a metaphor for military or political campaigns fought for a belief or ideal.

Back to the more formal Crusades in the Middle East, on the European or ‘Western’ side, you have the Roman Empire coming together, in both its major western and eastern successors – the Catholic Church represented by the Pope in Rome answering the call for aid of the eastern Roman empire, which history disguises as the Byzantine Empire.

And answer the call they did, most famously with the knights of military orders – with my favorite the Templars or Knights Templar, which became rich and powerful, but ultimately ran afoul of the French monarchy and the Pope. Also worshipping Baphomet if you believe the medieval gossip.

Of course, the Crusaders were styled more as the Holy Roman Empire, or the founders of that empire, the Franks (despite the Franks increasingly being, you know, French) – and indeed Europeans in general continue to be called some derivative of the term Frank throughout Asia even today.

There were also Vikings, or rather their adventurous successors, the Normans, as well as those scheming Venetians, who ultimately succeeded in diverting the Fourth Crusade to attack their rival, the Byzantine Empire itself (whose claims to the Holy Land were conveniently forgotten by the Crusaders).

That was to prove one of the most short-sighted schemes of history, fatally wounding the empire that had long stood as the southern bulwark of Europe against Islamic invasion. Do you want Ottomans besieging Vienna? Because that’s how you get Ottomans besieging Vienna. Twice

And on the ‘Eastern’ side, you have a whole host of Islamic combatants, kicked off by the Seljuk Turks taking most of what is now known as Turkey from the Byzantine Empire (leading to that call for aid that started the whole Crusades), but most famously personified by Saladin (albeit he was of Kurdish ethnicity).

My favorite in the whole Crusades remains the Order of Assassins, who derived their name from the hashish with which their founder Hassan al-Sabbah doped them up and who in turn lent their name to our term for assassins.

Lacking the force for more conventional military campaigns, the Assassins focused on – you guessed it – targeted assassination as they infiltrated everyone, Muslim or Christian, until they were defeated by an enemy that came from too far away to have been infiltrated, the Mongols.

That’s right, the Mongols pop up in the Crusades, as they popped up virtually everywhere at that time. Even more interestingly, the Crusaders and Byzantines sought out the Mongols as allies against the Muslims.

This lent itself to the legend of Prester John, a mysterious Christian sovereign whose kingdom moved about Asia and Africa, much like the land of the Phantom – playing its part, as the Crusades did in general, in subsequent European maritime exploration and empire.

 

RATING: 4 STARS****

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US Marines fight rebellious Boxers outside Beijing Legation Quarter, 1900 – copy of painting by Sergeant John Clymer

 

(15) CHINESE CIVIL WARS – TAIPING & BOXER REBELLIONS
(1850-1864 & 1899-1901)

 

China has such a long history of wars within itself that one really could do a Top 10 list merely for Chinese civil wars or rebellions. Indeed, one could round up a Top 10 for rebellions in Qing China alone. Few things were as spectacular in modern history – or loom as large in the hindsight of a Chinese revolutionary regime succeeding it – as the decline and fall of the Qing Empire, fighting endless rebellions within itself, until it was ultimately overwhelmed by the final one.

And by spectacular, I mean on a scale of international wars for casualties, or even world wars in the case of the Taiping Rebellion. The Taiping Rebellion might well be styled China’s world war, in the same way that the Second Congo War is styled as Africa’s world war. It was effectively a world war fought within China – on a scale of casualties exceeding the First World War, or even matching the Second World War by some estimates. Although characteristically of Chinese wars, the overwhelming majority of casualties was not from actual violence in war, but from the famine and disease that invariably accompanied the disruption of the delicate balance or supply chains of Chinese peasant agriculture.

I’ve heard it said that the Qing Empire literally faced a peasant rebellion an average of every hour or so. I don’t know the truth of that assertion, which probably tallies up the hours in the numerous historical rebellions against the Qing, although I also suspect that many or most rebellions were too limited or localised to have any serious consequence.

 

Territories of the Taiping Heavenly Kingdom held at various times during the rebellion by M. Bitton for Wikipedia “Taiping Rebellion” licensed under https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

Not so the Taiping Rebellion. I’ve always been fascinated by millennialist or messianic movements – and it fascinates me that Qing China, formerly one of the most powerful imperial states in the world, if not the most imperial state, would find itself struggling and slogging it out for over a decade (or two if you count holdouts until 1871) with…a cult.

That’s right – a cult, one with a leader who proclaimed himself the younger brother of Jesus and declared his own Taiping Heavenly Kingdom. A cult which one would not anticipate to be particularly convincing or credible, but obviously tapped into popular unrest against the Qing.

It’s also amusing that this cult leader was effectively the equivalent of a university dropout, failing the examination for the imperial state bureaucracy. Declaring yourself the messianic leader of a heavenly kingdom and waging war against the state that failed you sounds totally like an admirable career goal in those circumstances. Why don’t more guidance counsellors recommend it?

The Taiping Rebellion marked the inexorable decline of Qing China, which was to prove terminal within half a century – and helped inspire the revolution that terminated it.

 

Movement of Boxers and Alliance forces during the Boxer Rebellion by SY – Wikipedia “Boxer Rebellion” licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

I also find the Boxer Rebellion almost as interesting as the Taiping Rebellion, because it fascinates me that Qing China could again find itself thrown into turmoil by…a secret society of mystical martial artists, generally known in English as the Boxers, but known in Chinese by the even more awesome name of the Society of Righteous and Harmonious Fists.

It’s like that mysterious secret organization under crime lord Han in the Bruce Lee film Enter the Dragon – which seemed to spend all its time pointlessly drilling in martial arts to take over the world, rather than, you know, training with guns or something, existed in historical real life.

Or perhaps the Jedi in Star Wars, as like the Jedi, the Boxers claimed magical force or supernatural power, particularly invulnerability to bullets (much like the Jedi deflecting lasers)

Unlike the Taiping Rebellion which pitted itself against the Qing state and was inspired by foreign influences, particularly Christian missionaries, the Boxer Rebellion declared its slogan of supporting the Qing state and exterminating foreigners, particularly Christian missionaries.

One might consider the Boxing Rebellion as essentially the Chinese version of its near contemporary by eerie coincidence, the Ghost Dance (although the Taiping Rebellion could also be argued to be a Chinese Ghost Dance).

The Qing state found itself on the horns of a dilemma, but with those Righteous and Harmonious Fists stroking its ego, sided with the Boxers – at least by the decree of the Imperial Dowager. The Chinese imperial officialdom and military were more split, some supporting the decree and others opposing it.

The Boxer Rebellion and the Qing imperial state that supported it did as well as might be expected for combatants who placed their faith in their invulnerability to bullets. That is to say, they lost – handily defeated by the Eight Nation Alliance of Britain, France, Russia, the United States, Germany, Austria-Hungary, Italy and Japan, who found rare solidarity with each other in curb stomping the Qing Empire and the Boxers.

My friends and I had a joke that it’s ironic that China, the nation of Sun Tzu and The Art of War, should have such a consistent lack of military competence (similar to Italy, the nation of Machiavelli and The Prince, with its consistent lack of political competence).

Like most jokes, it’s an overstatement – but China did top The Book of Lists’ 10 Most Defeated Nations in Modern History, and about half of its entry was Qing China. So not surprisingly its wars against rebellions were slogging matches.

 

RATING: 4 STARS****
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The defense of Rorke’s Drift 1879 – painting by Alphonse de Neuville 1880

 

(15) BRITISH COLONIAL WARS –
ANGLO-ZULU & ANGLO-ZANZIBAR WARS (1879 & 1896)

 

The Battle of Rorke’s Drift.

That’s it – that’s the entry. Well that and the 1964 film Zulu which depicted it.

Also not quite, as British colonial wars are the archetypal wars fought by European maritime empires as they carved up the world, with the British Empire coming out in the top spot. Don’t worry – we’ll get back to Rorke’s Drift, but Britain fought numerous colonial wars.

Arguably, the most decisive colonial war or wars fought by Britain were the Napoleonic Wars. For one thing, with all the focus on their European theaters, we forget how much of the Napoleonic Wars were fought beyond Europe – and just how much of those were in essence colonial wars, with Britain coming out on top. For another, Britain’s victory in the Napoleonic Wars laid the foundations for its naval supremacy, Pax Britannica and what is sometimes called the second British Empire (to distinguish it from the first British empire until American independence).

Although its naval supremacy was the primary instrument of its empire, Britain was surprisingly versatile with a colonial army that tended to punch above its weight in numbers, which were surprisingly small, in part of course due to superior firepower (and plain old firing drill) over its colonial adversaries.

In the words of Hillaire Belloc –
“Whatever happens, we have got
The Maxim gun, and they have not”

So which of Britain’s prolific colonial wars to pick for this entry? As you can see, I’ve gone with the Anglo-Zulu and Anglo-Zanzibar Wars, firstly because I like the alliterative effect, but also because they are aptly representative of Britain’s colonial wars.

The Anglo-Zanzibar War is, however, the archetypal British colonial victory through superior firepower. Not coincidentally, it also holds the title of the shortest war in history – 38 minutes to 45 minutes, depending on which record you go by.

It was proverbial gunboat diplomacy – bonus points for involving actual gunboats, two craft with that designation, among the five British ships. Essentially, the wrong sultan succeeded to the Zanzibar Sultanate. Wrong, that is, from the perspective of the British, who preferred another one – so they simply rolled up in their ships and shelled the palace until they got the right one. Yes – they also stormed the palace with a contingent of marines or sailors and pro-British Zanzibaris. The British suffered one casualty – a wounded sailor – to about 500 Zanzibari casualties.

And with remarkably wry humor, the British billed Zanzibar for the shells the British used, among the other terms of surrender, because the British built their empire on a budget. With its puppet sultan, Zanzibar continued to be absorbed into the British Empire, and was subsequently merged with the former German colony of Tanganyika to become British Tanzania.

Now back to Rorke’s Drift, if you’re a fan of the Battle of Helm’s Deep in The Lord of The Rings film (The Two Towers), then you’re a fan of the Battle of Rorke’s Drift, as the former was filmed in a manner deliberately reminiscent of the film Zulu according to Jackson.

Indeed, Rorke’s Drift was seen at the time as the Helm’s Deep of the British Empire, a victory snatched from the jaws of the crushing defeat by the Zulus at the Battle of Isandlwana (as well as the seedy origins of the Anglo-Zulu War).

Even if contemporary observers might see Britain and its empire more as Mordor (or Isengard to America’s Mordor) rather than the Shire as Tolkien did.

If anything, Rorke’s Drift was even more epic than Helm’s Deep – as a small company of less than 150 soldiers attached to the Royal Engineers (including a substantial number of sick and wounded) fought off a force of about 3-4,000 Zulus.

Taking a step back, Rorke’s Drift was a small albeit highly celebrated part of the Anglo-Zulu War, with the British soldiers finding themselves in the path of a Zulu force in the aftermath of the opening Zulu victory at Isandlwana.

The Anglo-Zulu War itself might be seen as the last of a series of Zulu wars, from the foundation of the Zulu Kingdom as a formidable military power under Shaka. Unfortunately for his successors, the Zulu Kingdom found itself against a bigger and even more aggressive tribe – the Anglo tribe of the British Empire – and Isandlwana proved itself to be the Zulu high point of the war.

Back to Rorke’s Drift, I tend to default to its depiction in the film Zulu, which while generally accurate to the historical battle, does of course have inaccuracies (with perhaps the most egregious involving the depiction of Private Hook, a model soldier, as a rogue redeemed in the battle). The film may also be seen as somewhat problematic in these times given its celebration of British imperial victory – I don’t care.

Indeed the film tends to glamorize both sides in the battle – with the Zulus depicted as a brave, intelligent, capable, resourceful and ultimately honorable adversary. And if anyone can resist the stirring orchestral theme by John Barry, I don’t know what to say.

The British soldiers were led by Lieutenant Chard, portrayed by Stanley Baker, and his second in command Lieutenant Bromhead, portrayed by a young Michael Caine in his breakthrough film role. Deciding that retreat isn’t an option as they will move too slowly with their sick or wounded and the Zulus will catch them out in the open, they have no option but to stand and fight behind improvised barricade defenses.

Throughout the day and night (into the following day) after the Zulu force surrounds them, wave after wave of Zulu attackers are desperately and narrowly repelled by the British defenders. At one point, the Zulus succeed in setting fire to the field hospital, leading to tense scenes of the evacuation of patients under fierce attack by Zulu warriors – and British Surgeon-Major James Henry Reynolds calmly continues his surgery on a wounded soldier with fighting all around him. And yes – he got a Victoria Cross.

The British defenders retreat to the shortened lines of their inner barricades. One tactic you see through the film is the use of multiple ranks of soldiers to maintain a nearly continuous volley of fire with their bolt-action rifles. None more so than the climactic scene with three such ranks used (after falling back from desperate hand-to-hand combat at an outer barricade) to defend a massive assault by Zulu warriors. And as the camera pans back, you see the fallen Zulu warriors mere inches away from the front rank of breathless British soldiers – an impressive feat of holding the line.

That’s when you start to think from the preceding sense of overwhelming doom that hangs over the British soldiers – holy crap, they’re actually going to make it! And then – no, holy crap, they’re not…as the Zulu force masses on the hill overlooking Rorke’s Drift, seemingly barely diminished, while the British are exhausted and running low on ammunition. Lieutenant van den Burgh, their Afrikaaner advisor serving with the Natal Native Contingent, sinks to his knees and rebukes the British officers (and arguably their imperialism as well) – “Haven’t you had enough? We’re all dead!”

And then, holy crap again – as the Zulus chant, raising their spears. “They’re taunting us!” Michael Caine’s character exclaims. Van den Burgh laughs – “You couldn’t be more wrong – they’re saluting us as fellow braves!”. And then the Zulus slowly turn and walk away, still chanting, until a lone warrior is left, before he too turns and leaves.

Sadly, the historical battle ended in a more prosaic way, without the Zulus saluting the British (but more withdrawing from strategic sense and an advancing British relief column). I prefer to think it ended the way it did in the film.

11 Victoria Crosses were awarded to the defenders of Rorke’s Drift, with 17 killed and 11 wounded from their number in the battle – having inflicted 20 casualties for every one of theirs, with 351 confirmed killed from the Zulu forces (and about 500 wounded).

Britain’s colonial wars – and European colonial wars in general – exemplified the less gallant but undeniably effective side of the art of war, picking curb stomp battles, albeit usually through superior firepower rather than superior numbers. All nations would like wars like the Anglo side of the Anglo-Zanzibar War, whether or not they like to admit it – they just usually lack the means. And even if the British occasionally got stomped rather than doing the stomping, as in the Anglo-Zulu War (although they ultimately won that too).

 

RATING: 4 STARS****
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Collage of paintings representing battles of the Hundred Years’ War by Blaue Max for Wikipedia “Hundred Years War” under licence https://creativecommons.org/licenses/by-sa/4.0/

 

(16) WARS OF YEARS & DAYS

 

Yes – all wars are literally wars of years or days (well, except for the Anglo-Zanzibar War of forty minutes or so) but this special mention is for the wars named by historians as such for their duration.

Of course, those titles may not be exact – the Hundred Years War lasted 116 years (intermittently).

Speaking of which, the Hundred Years War between England and France from 1337 to 1453 is one of the most prominent wars named for their duration, at least by years, famed for such things as Joan of Arc and the Battle of Agincourt.

Another would be the Thirty Years War, a war I have to concede that I know less well than I should, given that it is the definitive war of early modern history, largely ending wars of religion in Europe while also the origins of modern international law between states with the Peace of Westphalia.

There’s also the Seven Years War, which I similarly have to concede I know less well than I should, as no less than Winston Churchill claimed it as the first world war.

However, the Hundred Years War and Thiry Years have particular resonance as some historians have argued for a second Anglo-French Hundred Years War from 1689 to 1815, for no less prize than global predominance, while others have argued for the two world wars as the Second Thirty Years War from 1914 to 1945.

As for the most prominent war of days (or is that day war), the prize would have to go to the Six Day War, the third Arab-Israeli War in 1967 – in which Israel won a crushing victory and one which still shapes the Middle East today, among other things through the territory obtained by Israel from it.

 

RATING: 4 STARS****

X-TIER (WILD TIER)

 

The Battle of Bunker’s Hill, June 17, 1775 by John Trumball in 1786

 

(17) WARS OF INDEPENDENCE & SUCCESSION

 

The archetypal wars of political states.

Admittedly wars of independence require a state to actually survive after it is subjugated by or subject to another state. Or rather, the concept of a people or nation to at least survive or remain intact – let alone emerge or aspire to its own state – when subjugated by or subject to another state. In modern parlance, the concept of national self-determination.

So you don’t see too many of them in pre-modern history, when states or peoples fought more for stakes of survival from being absorbed – or dismembered or destroyed altogether.

On occasion, there were peoples or nations approximating the modern concepts of national self-determination that rose up against the states that ruled them – although such pre-modern conflicts tend to be styled as rebellions or revolts rather than the more modern style of revolutions or wars of independence, not least because they tended to lose.

The Roman Empire offers the example par excellence – the various Jewish revolts, among the best known of their type because of their religious significance, particularly for Christianity as hints of it seeped into the New Testament. Also notable is the Iceni revolt led by Boudicea in Britain.

However, for your definitive war of independence – the one that both defined and started the wave of modern wars of independence – you have to go to none other than the American War of Independence. There were wars of independence before it, but without the same profile, influence or effect – although the Eighty Years War is an arguable close contender. It’s odd to think that before the Dutch war for independence, it was the Spanish Netherlands.

But as I said, the American War of Independence ushered in the various waves of modern wars of independence styled as such in name and effect. The first wave was in the same hemisphere, with the Haitian War of Independence following close behind it, and the various larger Latin American wars of independence in the early nineteenth century. But the other hemisphere soon followed, particularly with the various European wars of independence against the Ottoman Empire.

Of course, the high tide of wars of independence came with the wave of decolonisation in the European empires from the Second World War onwards.

On the other hand, wars of succession may well predate sophisticated political states or concepts of nationhood, perhaps back to rivals contending for prehistoric tribal chiefdoms, although the wars themselves may well lack the same depth or sophistication. More like palace coups – or duels.

But wars of succession certainly are a recurring feature upon the emergence of political states – namely political states of absolute monarchy, as a “war of succession is a war prompted by a succession crisis in which two or more individuals claim the right of successor to a deceased or deposed monarch”.

The insanely convoluted Wars of the Diadochi – or Wars of Alexander’s Successors – are some of the most famous wars of succession, and most of the endless Roman or Byzantine civil wars were essentially wars of succession.

Where wars of succession become more complicated is when foreign powers intervene, allying themselves with a faction. Such was the case in the heyday of wars of succession, the wars titled as such but that were effectively global conflicts between rival European powers, in early modern history – wars such as the War of the Spanish Succession or the War of the Austrian Succession.

My personal favorite, however, is the more metaphorical uses of the term, not for nations vying against each other for the successor to the throne of a nation, but as claimants in the vacuum or void left by the collapse or decline of a great power or multinational empire.

Herman Wouk’s duology of The Winds of War, and War and Remembrance, featured excerpts from the memoirs of fictional German general von Roon – who styled the Second World War as the War of British Succession, with Germany vying for world power from the decline of the British Empire, only of course to lose to the United States (and with the Soviet Union to expend so much blood only to transfer world power from one Anglo-Saxon power to another).

In a less fictional and more historical sense, historian J.M Roberts styled most Middle East wars as wars of Ottoman Succession, over national boundaries in the wake of the collapse of the Ottoman Empire – including the Arab-Israeli wars and the Gulf War prompted by Iraq’s invasion of Kuwait.

Most recently, I’ve seen reference to a quite a few wars between and within the post-Soviet republics styled as wars of Soviet Succession.

 

RATING: 4 STARS****
X-TIER (WILD TIER)

 

Map of participants in World War II for Wikipedia “World War” under licence https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

(18) WORLD WAR

 

World wars are a recurring theme in history beyond the wars designated as such, the First and Second World Wars – which might also be considered as a continuation of the same world war with Germany. To the extent that I like to quip about world wars from World War Zero to World War X, while ranking my top 10 entries on the scale of world war.

On the World War X-side of the equation, the Third World War loomed – and still looms – large in popular imagination, indeed larger than it did in history. Of course, in popular imagination, the Third World War evokes or is synonymous with the omnipresent (and omnicidal) threat of worldwide nuclear destruction that underlay the Cold War (and beyond). Although some argue that the Cold War WAS the Third World War, aptly enough as its actual fighting was in the Third World, with the War on Terror as the Fourth World War.

Other wars with the world war label have included the First and Second Congo Wars, particularly the latter, which has been described as Africa’s world war – for the scale of casualties and number of African nations drawn into it.

The World War Zero side of the equation – involving at least proto-world wars – is even more persuasive. I’ve read one historian argue persuasively that the Napoleonic Wars were more global than WW1, while no less than Winston Churchill claimed the Seven Years War as the first world war. I like to observe that the American Revolutionary War was in effect a world war against Britain.

Really, any war involving one or more European states from the Spanish Conquest of the Americas onwards might be labelled a world war, once those European states acquired substantial maritime empire and power in continents beyond Europe.

However, it becomes a little trickier prior to the emergence of European maritime power or empires beyond Europe. An archaeologist has controversially dubbed the Late Bronze Age Collapse as World War Zero, but this seems a little bombastic – the Muslim or Mongol conquests seem better claimants.

Indeed, the casualties of the Mongol conquests exceed those of the First World War and come close to the Second in absolute terms, while substantially exceeding even the latter in relative terms of percentage of world population.

But yes – there are no world wars to rival the wars that are officially known as such, particularly the Second, which was more destructive, extensive and pervasive than the First, despite largely being a continuation of it.

 

RATING: 4 STARS****

X-TIER (WILD TIER)

 

Sadly not an Australian choking an emu with his bare hands – but instead holding an emu killed by Australian solders published by the Land Newspaper on 25 November 1932

 

(19) EMU WAR

 

The “war” the Australian army lost to flocks of flightless birds, since immortalised in meme. Although groups of emus are more commonly known as herds – or mobs.

The Australian army was the best in the world, man for man, as it had demonstrated in the First World War, and would demonstrate by stopping the German army at Tobruk and the Japanese army at Kokoda in the Second World War, but it lost to emus in 1932.

Of course, it wasn’t an actual war – the Emu War or Great Emu War was just the humorous tag given to it by the media – but a nuisance wildlife management military operation to curb the population of emus, apparently as many as 20,000, damaging farmland in Western Australia.

And there’s the rub, as the Australian army undertook a task it was not designed for, despite taking to it with machine guns – having seen their effectiveness in the First World War. Unfortunately, the emus didn’t charge at guns like the human soldiers of that war, but evaded or fled from fire.

Calling it a defeat, however, is unfair – the army did kill and wound a substantial number of emus, particularly as their skill at hunting them improved, such that by the end they were killing approximately 100 emus a week, ultimately killing almost 1,000 emus at the rate of ten rounds per confirmed kill, while also claiming 2,500 emus as wounded.

It just wasn’t economic – the emus were difficult to locate in substantial numbers and keep within range as well as scattering and evading pursuit. Even mounting a gun on a truck wasn’t effective – it wasn’t able to gain on fleeing emus and the roughness of ground prevented the gunner from firing.

And so the state and federal governments resisted further calls for military culls (in 1934, 1943 and 1948), resorting instead to the far more effective means of bounties to professional hunters.

So why the special mention amidst actual wars in history?

Well, because it does illustrate a number of themes, some of which are of note or interest for historical wars.

One is humanity’s hubris in waging war on nature, albeit more metaphorically rather than literally, not least in pest or nuisance wildlife management. Interestingly, Australia wasn’t the only nation to be “defeated” waging war against birds. Famously, China waged war against sparrows as part of its Four Pests Campaign to much more disastrous results – as the loss of crops to insects spared from sparrow predation was a contributing factor to the catastrophic famine of the Great Leap Forward.

Another is the military forces of humanity being humbled by the forces of nature in historical wars – most of all weather, which has swept away what have otherwise seemed overwhelming military forces, particularly in war at sea. It also applies to terrain – John Keegan in A History of Warfare notes how terrain (and climate) has been a limiting factor in wars throughout history, such that the majority of battles occur in surprisingly small or narrow territories on a global scale.

Occasionally, those forces of nature have included animals – with two of the most famous occurring in the Second World War, although unfortunately both are somewhat inflated and one almost so apocryphal as to be urban legend. The first involved sharks preying on the sailors from the cruiser Indianapolis when it was sunk by Japanese submarine in July 1945, made famous by iconic narration of it in the film Jaws.

The other involved crocodiles preying on Japanese soldiers trapped in mangroves by the British in the Battle of Ramree Island in Burma from January 1945 to February 1945. At one stage, they were reported to have killed all but twenty of a thousand Japanese soldiers, but sadly for fans of crocodile horror such as myself, this has been discounted to almost the reverse – at most they killed up to twenty soldiers, although they may also have scavenged on the bodies of Japanese soldiers killed by other causes.

Of course, the true unsung champions of animal destruction of human forces at war are insect vectors and the diseases they carry, which have been as effective as hostile weather in wiping out whole armies.

And then you have the theme of humanity’s use of animals in or for war or military operations. Of course, the horse is standout here, but war has seen a whole range of animals used in it – from more commonplace ones such as elephants, camels, donkeys or mules, oxen or cattle, dogs and pigeons, to more exotic animals such as pigs, moose, rats, dolphins, sea lions and others. And then you get to the truly bizarre, such as entomological warfare or animal-borne bombs – with my personal favorite as the American bat bomb project against the Japanese, taking my quip that the Americans fight wars like Batman to a literal extreme

To that you can add wars named for animals, of which there are a surprising number, albeit including similarly non-military conflicts such as the Cod Wars over fishing between the United Kingdom and Iceland, or border conflicts or near-war situations such as the Crab Wars or Pig War – with perhaps the Beaver Wars being the most intense actual wars named for animals.

And finally you have the military approximations from the Emu War itself, particularly for guerrilla war.

As one ornithologist observed, “The machine-gunners’ dreams of point blank fire into serried masses of Emus were soon dissipated. The Emu command had evidently ordered guerrilla tactics, and its unwieldy army soon split up into innumerable small units that made use of the military equipment uneconomic. A crestfallen field force therefore withdrew from the combat area after about a month”

And the commander of the operation, Major Meredith, observed after their withdrawal – ” If we had a military division with the bullet-carrying capacity of these birds it would face any army in the world … They can face machine guns with the invulnerability of tanks. They are like Zulus whom even dum-dum bullets could not stop”.

 

RATING: 4 STARS****
X-TIER (WILD TIER)

 

The East India Company iron steam ship Nemesis, commanded by Lieutenant W. H. Hall, with boats from the Sulphur, Calliope, Larne and Starling, destroying the Chinese war junks in Anson’s Bay, on 7 January 1841 – painted by Edward Duncan on 30 May 1843

 

 

(20) OPIUM WARS

 

Two wars in which China got pawned by European powers – the first Opium War in 1839-1842 saw China defeated by Britain (resulting in Hong Kong being ceded to Britain among other things) and the second Opium War in 1859-1860 was slightly less humiliating for China as at least it got defeated by Britain and France rather than a solo British effort.

The nineteenth century was…not a good century for China, as the commencement of what later became known as the Century of Humiliation by foreign powers. The Qing dynasty, formerly one of the most powerful states in the world and used to styling itself as the Middle Kingdom of the world, now became the punching bag of the new European world powers. Qing China was humbled and humiliated as it was easily defeated by European modern military technology and techniques. Ultimately that dealt the death knell to the Qing dynasty, which crumbled amidst a revolution and civil war that spanned decades.

And it was all pretty sordid by the European powers as well, with the Opium Wars being fought by Britain for free trade – its free trade of opium to China, that is. The Opium Wars saw the first of the so-called Unequal Treaties between China and Western powers – as an impotent China was forced to concede territory, privileges, concessions and reparations to one European power after another in a form of de facto colonization.

De facto colonization, that is, because China was too big for actual colonization by any one European power, particularly as rival European powers were concerned with maintaining a balance between themselves in China. Indeed, the European powers were remarkably cooperative between themselves when it came to their common purpose of pawning China.

Ironically, it was a newly admitted Asian power to the European circle of world power that upset this balance and came closest to colonizing China in the twentieth century – Japan. Although of course this was the final straw of humiliation for China. It was one thing to be humbled by European powers with their new industrial and military technology. It was quite another to be humbled by an upstart smaller Asian neighbor, particularly a former tributary state.

The Opium Wars earn their special mention particularly for my fascination with the interconnection between drugs and war. It is the closest thing to a war fought over drugs like the modern stereotype of wars fought for oil – in this case, a war fought over Britain smuggling opium into China. Beyond that, it is fascinating to think how much of European colonialism (and slavery) was born from the plantation production of drugs – tobacco, coffee and tea. Even more so if you count sugar as a drug.

Of course, modern drug smugglers or cartels tend not to have the force of the world’s largest maritime empire behind them, but often play a role in more low-level war or insurgency as in Colombia. And notoriously, drug smuggling – particularly in cocaine and opium – has often laid beneath the surface of larger modern conflicts.

There is also the use of drugs in war. I’ve read that narcotics have been as much a part of war as bullets and bombs. While that appears to be an overstatement, historically drug use was often sanctioned and encouraged by militaries including alcohol and tobacco in troop rations. Of course, alcohol is something of a law of diminishing returns – what it adds in ‘Dutch courage’, it can often take away in effectiveness, famously as in the Russo-Japanese War on the Russian side.

Nazi Germany was also notorious for drug use in the Second World War, notably for amphetamine use by its armed forces, but also drug use by its leadership. However, stimulants such as cocaine and amphetamine were widely used by belligerents in both World Wars to increase alertness and suppress appetite. Drug use was also notorious in American forces in Vietnam – and has been a feature of other conflicts

And then you have the more trippy use of drugs – the Viking berserkers possibly as a result of agaric “magic” mushrooms, the Assassins named for hashish, even MK-Ultra by the CIA in the Cold War.

 

RATING: 4 STARS****
X-TIER (WILD TIER)

 

WARS: TOP 10 (SPECIAL MENTION) – TIER LIST

 

S-TIER (GOD TIER)

(1) DECLINE & FALL OF THE ROMAN EMPIRE

(2) FIRST WORLD WAR

(3) AMERICAN REVOLUTIONARY & CIVIL WARS

(4) FRENCH REVOLUTIONARY & NAPOLEONIC WARS

(5) RUSSIAN REVOLUTION & CIVIL WAR

(6) CHINESE REVOLUTION & CIVIL WAR

 

A-TIER (TOP TIER)

(7) BRONZE AGE COLLAPSE

(8) PELOPONNESIAN WAR

(9) CRISIS OF THE THIRD CENTURY

(10) GERMANIC & GOTHIC WARS

(11) ROMAN-PERSIAN WARS

(12) ARAB CONQUESTS

(13) CRUSADES

(14) BRITISH COLONIAL WARS – ANGLO-ZULU & ANGLO-ZANZIBAR WARS

(15) CHINESE CIVIL WARS – TAIPING & BOXER REBELLIONS

 

X-TIER (WILD TIER)

(16) WARS OF YEARS & DAYS

(17) WARS OF INDEPENDENCE & SUCCESSION

(18) WORLD WARS

(19) EMU WAR

(20) OPIUM WARS