Top Tens – Philosophy & Science: Top 10 Books (9) James C. Scott – Against the Grain

 

(9) JAMES C SCOTT –

AGAINST THE GRAIN: A DEEP HISTORY OF THE EARLIEST STATES (2017)

 

It’s all about the grain! Or against it!

Zac Snyder’s Rebel Moon was right! Except his mistake was setting his epic about grain in the far future of space opera, where he should have set it in the deep past of prehistoric, well, grain opera – which is how Scott, anarchist political scientist and anthropologist, sees the first human states, essentially brutal granaries. Grain literally makes states.

It always seems a little odd how our hunter-gatherer ancestors adopted (grain) agriculture. Sure – not so odd looking back from our modern perspective of industrialized and mechanized agricultural abundance but much more odd looking forward as it were from our hunter-gatherer ancestors, seemingly much healthier and with richer diets for far less effort than their agricultural descendants.

It reminds me of that meme of a wolf asking itself what’s the worst that could happen from getting food at the human campfire, only to end up 10,000 years later as some ridiculous domesticated dog photo.

How could our own hunter-gather ancestors let themselves be hoodwinked into becoming peasants – stunted and malnourished, overworked and overtaxed, perpetually on the edge of famine and disease as well as serfdom or slavery by states or ‘nobility’?

I had always attributed it to something of a combination of the frog in a pot, pulling yourself up by your own bootstraps, and Malthusian trap. Sure, agriculture has benefits for consistency and reliability of food over time, particularly in storage, leading to population growth and the accumulation of resources – but once you realize you’re hard pressed to keep those benefits ahead of being wiped out by the pressures of more mouths to feed, it’s too late to do anything else except more agriculture. And except of course for reaping the one benefit of higher populations against less populous neighbours – superiority in war, even when agricultural populations were typically inferior as individual warriors.

However, Against the Grain suggests that the trap was a little less Malthusian and a little more Orwellian – that while they barely hovered above collapse and the defection of their subjects, states achieved their power through grain agriculture and weren’t about to let it go without a struggle, in turn using that grain agriculture as an instrument to keep ratcheting up their power, including by forced or slave labor.

This theme is evident in the chapter titles, perhaps none more so than for the first chapter – The Domestication of Fire, Plants, Animals, and…Us. Obviously that last word of the title conveys how agriculture above all domesticated humans. To paraphrase Orwell, all humans were effectively domesticated, but some humans were more domesticated than others – because they were domesticated BY others.

As a quick note, I was particularly intrigued by the domestication of fire as the first world-shaping human technology – and one that humans used that way even as hunter-gatherers.

The theme of domestication of humans continues in the second chapter, Landscaping the World: The Domus Complex, to which is added agriculture as the perfect environment for disease in the third chapter, Zoonoses: A Perfect Epidemiological Storm.

The chapter titles continue in a similar vein – Agro-Ecology of the Early State, Population Control: Bondage and War, Fragility of the Early State: Collapse as Disassembly – although my favorite remains the final chapter title, The Golden Age of the Barbarians. Scott posits this age – when the majority of the world’s population had never seen a tax collector or at least the majority of the world’s territory was one of “barbarian zones” (tracts of land where states found it either impossible or prohibitively difficult to extend their rule) – persisted up until 400 or so years ago.

“Not only did this place a great many people out of the reach of the state, but it also made them significant military threats to the state’s power” – not least because on an individual level, barbarians tended to be better warriors than the subjects of agricultural states, even as they also tended to have a symbiotic relationship with those states.

 

RATING: 4 STARS****

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Top Tens – History: Top 10 Empires (Special Mention) (4) Japanese Empire

Map of the Japanese Empire at its peak in 1942 (although it did extend its territory in China in 1944-1945) by San Jose for Wikipedia “Japan during World War II” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(4) JAPANESE EMPIRE

One of the oldest empires but also one of the newest – which, among other things, makes it one of the oddest.

There were older empires than Japan, whose mythology traces its imperial line to legendary founder Jimmo in 660 BC, although more conventional history tends to trace its origins “in the late Kofun period of the 3rd-6th centuries AD”. However, it is the oldest empire still existing, at least in retaining an emperor, the last state to do so, albeit as ceremonial head of state.

Which brings us to the one of many oddities of Japan’s empire – that for the vast majority of its history, Japan had an emperor without an empire.

Firstly, in the sense that Japan was a homogenous polity that mostly kept to itself, apart from importing cultural influences, mostly from China – contrary to how empire is typically defined as one nation or people ruling over another. In that sense, the Japanese emperor was a somewhat inflated term for monarch, albeit a cult figure in the native Japanese religion of Shinto.

Secondly, in the sense that for a substantial part of its history, the emperor wasn’t even that, but a lame-duck monarch where de facto power was held by military aristocrats in what is generally known as the shogunate. Ironically, it is during one of these periods that Japan actually embarked on empire in the conventional definition of the term – its invasions of Korea in 1592-1598.

Japan was also one of the newest empires, a latecomer in the Age of Imperialism – and as the only Asian imperial power of that otherwise exclusive club of European empires, seen as somewhat of a gate crasher or interloper, although ironically its primary crash course was for collision with the other non-European imperial power, the United States.

Japan narrowly escaped being the subject of an imperial power or powers that was the fate of the rest of Asia. When European imperialism first tentatively reached east Asia about three centuries before in the Age of Discovery, Japan decided it was having none of that and famously sealed itself off in isolationism.

That couldn’t last forever, as European imperialism had bigger guns in the Age of Imperialism – and the United States forced Japan to open up with classic gunboat diplomacy (in the literal form of a fleet commanded by Commodore Perry), starting Japan’s love-hate relationship with the United States as an object of admiration and awe but also potential hostility and rivalry.

That saw Japan revive its emperor within a new centralized government in the Meiji Restoration of 1868 and adapt all those features of European nations that led to their imperial power – in the smartest possible way by following world leaders in their fields, notably building their navy on expertise from Britain and their army on expertise from France, before swapping out the latter for Germany after the French defeat in the Franco-Prussian War.

And what more distinctive European feature was there than an empire? So Japan set about acquiring that too – modestly at first, from its immediate neighbors, starting with the Ryukuan island kingdom in 1879. By 1894, it was powerful enough to join in that other distinctive European feature in the nineteenth century – pawning Qing China, which it did in the First Sino-Japanese War of 1894-1895, acquiring Taiwan, and continuing to use China as its punching bag thereafter.

However, its victory and claims against China saw it clash with European imperial powers keen to maintain the balance of power and their spheres of influence there – foremost among them Russia, looming largest against Japan in north-east Asia. That aligned Japan with Britain, which was similarly concerned with Russia, and they sealed their alignment with a formal alliance in 1902 – which allowed Japan to take on Russia directly and win in the Russo-Japanese War of 1904-1905.

The spoils of victory in that war saw Japan revisit its ambitions in Korea, but this time successfully annexing it – where they were notoriously brutal ruling over it. Not Belgium-brutal, but still up there even on the scale of brutality in the Age of Imperialism.

Japan made more gains at the expense of Germany in and after the First World War – and at the expense of increasing hostility with the United States, prompting Britain to abandon the Anglo-Japanese Alliance.

Which brings us perhaps to most of the oddities of the Japanese Empire, as it sowed the seeds of its rise to one of the largest territorial empires in history at the same time as the seeds of its decline as one of the shortest-lived empires in history. All the while on the path of evil empire, ultimately one that was dying and insane.

Yet on that path and even before, certainly from the Russo-Japanese War, Japan styled itself as anti-imperialist, in the tradition of those two other states that styled themselves as anti-imperialist while engaging in imperialism of their own, the United States and the Soviet Union.

Of course, for Japan this was against European imperialism – propagandizing their own imperialism with slogans such as “Asia for the Asians” and as the Greater East Asian Co-Prosperity Sphere, although they weren’t too big on the co- part of that title, more their own prosperity sphere. Those claims were not without some justice, but they were also with brutality and violence that eclipsed those of European imperialism as well as making their previous occupation of Korea seem like a picnic

Ultimately the Japanese Empire fell to defeat, primarily by the United States in the Pacific War – and Japan was not only shorn of its empire, but itself occupied by an American shogunate, albeit one that proved extraordinarily and unexpectedly enlightened in its role in the equally extraordinary and unexpected revival of Japan as an economic superpower, for a period second only to the United States itself. Which of course has seen Japan also accused of neo-colonialism and neo-imperialism, substituting economic power for military victory in controlling other nations.

RATING: 5 STARS*****
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