Top Tens – History: Top 10 Types of Empire & Imperialism / Imperialism Iceberg (Special Mention: Complete)

 

Now that’s an aquila! Eagle and weapons from an Augustan-era funerary monument, mistakenly named the Apotheosis of Claudius but probably that of the general Marcus Valerius Messalla Corvinus in whose country villa it was located. Part of the Spanish Royal Collection in Museo del Prado, Madrid, photograph in Wikipedia “Aquila” under license https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

 

TOP 10 TYPES OF EMPIRE & IMPERIALISM (SPECIAL MENTION)

 

I’ve ranked my Top 10 Types of Empire but wait – there’s more! I have special mentions!

As the types of empire are not too distinctive or varied, I have used an elastic definition of the subject category for these special mentions extending beyond types of empire to the features, tropes, or types of imperialism. Even then, I have the usual weirder or wilder entries to round out my special mentions, so you might think of these special mentions as my imperialism iceberg, getting weirder and wilder the deeper you go beneath the surface.

 

 

S-TIER (GOD TIER)

 

 

Roman helmet in cover photography for the book Pax Romana by historian Adrian Goldsworthy (fair use)

 

 

(1) PAX ROMANA – IMPERIAL PEACE

 

They make a desolation and they call it peace.

 

Imperial peace is arguably the defining characteristic of empires or imperialism – certainly as argued by the imperial power itself, usually as the benefit of its empire or hegemony to its imperial subjects, and not without some merit to the argument.

That merit is empires were often the only means for any political unity above the tribal level, or indeed for peace from inter-tribal or internecine warfare, hence imperial peace.

History does seem to corroborate the phenomenon of imperial peace, at least according to historians such as Azar Gat and Ian Morris, as the emergence of states and empires have created “large, internally pacified societies that then drive down the rate of violent death”.

The most famous imperial peace is the Pax Romana or Roman peace, the two centuries of relative peace and stability from Augustus onwards, hence sometimes referred to as the Pax Augusta, at least for his reign. The Romans themselves used the term during this period – “the first known record of the term Pax Romana appears in a writing by Seneca the Younger in AD 55″.

“The concept was highly influential, and the subject of theories and attempts to copy it in subsequent ages”, including being adapted to enough variants of imperial peace or pax imperia by other great powers or empires for their own top ten (and special mentions). Wikipedia has its own list of them as a list of periods of regional peace as well as other pax imperia or analogous imperial peace listed in its entry for Pax Romana. Some of these seem obscure or esoteric to me, but some at least have some common usage, albeit not as much as Pax Romana – with perhaps Pax Britannica and Pax Americana leading the list.

Of course – or on the other hand – some may scoff at the lack of peacefulness or outright brutality of imperial peace. After all, the Pax Romana famously included invasions such as that of Britain, revolts, and even wars such as the Roman Jewish Wars. As historian Walter Goffart wrote of the volume of the Cambridge Ancient History for the years 70 – 192 AD, its title may have been The Imperial Peace “but peace is not what one finds in its pages”.

However, the most famous quotation scoffing at the imperial peace of the Pax Romana is that I featured at the outset, albeit the word desolation is variously translated. That is by the historian Tacitus, who attributes it to the Caledonian chieftain Calgacus on the eve of battle with the Romans at the Battle of Mon Graupius in 83 or 84 AD.

The point of the quotation is to undermine the whole concept of imperial peace. After all, imperial peace or pacification comes at the point of a sword, not the stereotypical plea – can’t we all just get along? And while imperial peace may indeed be largely or relatively peaceful, empires don’t achieve or maintain it by being nice. They do it by crushing their opponents or rebellious subjects, often with great death and destruction – as the Romans themselves saw peace not as the absence of war but “when all opponents had been beaten down and lost the ability to resist”

 

 

 

The periphery of the periphery in the Roman Empire, which arguably might have been better off without its province of Britannia – Hadrian’s Wall was peripheral and the Antonine Wall was even more peripheral. Map created by Norman Einstein in Wikipedia “Hadrian’s Wall” licensed under https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

 

(2) IMPERIAL CORE & PERIPHERY

 

A highly politicized concept but still useful as a characteristic or feature of empires and imperialism.

Although, isn’t it obvious? After all, won’t all empires have an imperial core largely corresponding to the original nation or state that conquered the empire, with various degrees of imperial periphery extending through its empire beyond that core, albeit typically at farthest or furthest extent from the core?

Well, yes and no.

For one thing, there are those degrees of imperial periphery. I deliberately used both farthest with its usual connotation of physical distance and furthest with its more abstract or metaphorical connotations.  With respect to the latter, parts of an empire might be more peripheral in geographic distance from the core but less so by economic or strategic importance to the empire.

For another, and more fundamentally, the imperial core can move or shift, even divide or become decentralized – particularly in empires that are more territorial than maritime. The Roman Empire is a classic example. Obviously, the Italian peninsula and city of Rome originated and persisted as its imperial core. However, the empire famously moved or divided its imperial core eastwards from the fourth century – and even before that had arguably done so to its Illyrian or Danubian provinces as the source of its military and political power represented by the so-called Illyrian emperors, or to its various administrative or military capitals.

Imperial core and periphery are perhaps best represented by maritime empires, with the archetypal example as the European maritime empires, which in turn has led to its contemporary usage for core countries as Western and other more economically developed countries as opposed to the periphery of less developed countries, largely synonymous with former terms such as the Third World or global South.

But even that contemporary usage has had a shifting core, shifting from China, India, and the Middle East to Europe and ‘European’ settler colonies from the sixteenth century onwards – as well as shifting back to Asia by adding east Asian countries in contemporary history.

 

 

Perhaps the most iconic image of overreach in modern popular imagination – the Fall of Saigon, as a member of the CIA helps evacuees up a ladder onto an Air America helicopter on the roof of 22 Gia Long Street April 29, 1975 (public domain)

 

 

 

(3) IMPERIAL OVERREACH

 

 

Synonymous with decline and fall, really.

“Imperial overreach, also known as imperial overstretch, happens when a country spends too much money and military power trying to control a large empire, making it weak and vulnerable to collapse”.

It has arguably been popularized, at least implicitly, by historians writing of imperial decline or defeat in general, not least Edward Gibbon – but certainly in best known form by Paul Kennedy in his book The Rise and Fall of the Great Powers.

However, I would argue it comes in two forms, mobile and static.

The former is imperial overstretch by an empire literally overextending itself beyond its borders, typically by failed military venture or commitment, often by analogy to the Vietnam War – although ironically the Vietnam War did not in fact result in American overreach or overstretch but rather imbalance.

A better example is my pro tip for European empires in modern history – you can have a maritime empire or you can strive for continental domination, but you can’t do both. Just ask Spain, France and Germany. Although for Germany, it was the attempts at empire by continental domination that were the overstretch – in both world wars. Similarly, all three major Axis powers in the Second World War were examples of imperial overstretch.

The other form of imperial overstretch is static – where an empire’s borders remain largely the same, but its own decline renders it unable to defend those borders as it formerly did. The classic example is the Roman Empire, although the argument remains to the extent that it was the result of internal decline as against external fall to adversaries with increased capacity, strength, or power.

 

 

 

The Augustus of Prima Porta, photograph by Justin Benttinen in Wikipedia “Augustus” under license https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

 

(4) IMPERIAL CULT

 

For the God-Emperor of Mankind!

I mean, what better for an empire than literally deifying it, or at least the emperor, in an imperial cult?

“The imperial cult of ancient Rome identified emperors and some members of their families with the divinely sanctioned authority (authoritas) of the Roman Empire.”

The most famous imperial cult is indeed that of the Roman Empire. The Roman imperial cult was somewhat more nuanced than declaring a god-emperor and has sufficient features for its own top ten, but was intertwined with Roman state religion and traditional deities.

However, the Roman imperial cult offers a useful distinction between an imperial cult and my category of ideological empire where the latter’s “ideology” is a proselytizing religion. Typically, religious ideological empires do not involve an imperial cult as such, although they may identify their rulers as divinely anointed or otherwise with some divine right or agency within their religion.

Prior to adopting Christianity as its state religion and hence transforming its imperial cult beyond recognition, the Roman Empire was incredibly tolerant or syncretic when it came to the religions of its imperial conquests and subjects, although there were exceptions. While it did often seek some formal obeisance to its imperial cult, It did not seek to convert its conquests or subjects to that cult or its own religion – indeed, more often than not, it imported other religions. This was often in the form of syncretism identifying its own deities with those of their neighbors or subjects, most famously combining Roman deities with Greek ones.

The Roman imperial cult is but one of many historical imperial cults, which in turn followed on from divine kings or monarchies – Egyptian pharaohs, the imperial cult of Alexander the Great, Chinese emperors, and so on. A few surprisingly persisted even to modern history, such as that of Japan, but imperial cults were mostly transformed by religions such as Christianity into concepts like divine right – and by modern political ideologies or charismatic politics into cults of personality.

Of course, the most fun imperial cults or the use of God-Emperor as a term remains in science fiction, notably the God-Emperor of Frank Herbert’s Dune series and the God-Emperor of Mankind in Warhammer 40K.

 

 

Trade languages of the world in 1908 from The Harmsworth Atlas and Gazetteer (public domain image)

 

 

(5) LINGUA FRANCA 

 

The lingua franca – literally the Frankish tongue – is more generally used as a term for a “common tongue” or language among different people.

And generally, it is one native to the imperial nation or state of an empire, although it can arise from trading nations – but also from cultural or religious influence, as well as “diplomatic and administrative convenience” or scholarly and scientific convention, albeit these things also tend to be by-products of empire.

The most famous “imperial” lingua franca is of course English in the contemporary world (from the British Empire and American hegemony), but notable predecessors (or rivals) include French, Spanish, Arabic, Chinese, Greek, and of course Latin.

Whether or not a lingua franca emerges from “linguistic imperialism” is far more contentious. Empires as a general rule do not deliberately stamp out the native languages of their subjects – although occasionally they will to “acculturate” those subjects within their empire, or more brutally, in displacing or wiping out those subjects altogether.

Indeed, the Roman Empire was famously multilingual. Latin may have had first place as the original language of the Romans – but Greek loomed almost as large among elite Romans and larger among eastern provinces, with the eastern Roman empire even shifting its official language to Greek from Latin after the western half of the empire fell. Other languages in the classical empire included Aramaic or Syriac, Coptic, Punic, Celtic, and ultimately Germanic languages such as Gothic.

However, empires often reduce linguistic diversity not so much through deliberate policy but through the priority or privilege of the language of the imperial nation as lingua franca – people follow the lingo to the money or power that comes from speaking it.

 

 

A-TIER (TOP TIER)

 

 

Alfred W. Crosby – “Ecological Imperialism: The Biological Expansion of Europe 900-1900”, Cambridge University Press, 1986 hardcover edition (fair use)

 

 

(6) ECOLOGICAL IMPERIALISM – COLUMBIAN EXCHANGE

 

The Columbian exchange – the massive and widespread transfer of plants, animals, human populations, and communicable diseases between the Old World and the New World from Columbus onwards – might well have happened simply from trade rather than imperialism. Well, perhaps except for the human populations.

However, it did happen from imperialism and is distinctive enough for its own type of imperialism as ecological imperialism. Indeed, the historian who coined the term Columbian exchange in a book of that title – American historian Alfred Crosby – also coined the term ecological imperialism in the title of a sequel book.

Of course, the focus of Crosby’s ecological imperialism is on the European side of the equation – that is, Europe’s exports of biological species or population rather than those it imported from elsewhere, where the latter largely consisted of cultivated plants (with superstars such as potatoes and tomatoes) and largely beneficial.

“Crosby introduced ecological imperialism as an explanatory concept that points out the contribution of European biological species such as animals, plants and pathogens in the success of European colonists” – foreshadowing arguments much to the same effect by Jared Diamond’s book Guns, Germs and Steel.

Ecological imperialism may not have had the same deliberate nature of other aspects of imperialism – and even where it was deliberate, often may not have had the same awareness or intention of consequences, the most destructive of which can be summarized in one word, extinction.

That is, extinction of human populations through disease, often overlapping with gen0cide, but also extinction of animal (or plant) species, through such things as competition with or predation by invasive species but also something that might be added as another aspect of ecological imperialism – human over-hunting or habitat destruction.

The same destructive consequences recurred with European ecological imperialism in Australasia and Oceania.

 

 

Arguably the two most famous and iconic corporate brand logos in the world – Coca-Cola and McDonalds (fair use)

 

 

(7) CULTURAL IMPERIALISM

 

Coca-Colonization and McDonaldization!

Yes, cultural imperialism is much broader than the spread of American corporate brands – extending throughout culture and cultural values or traditions – but Coca-Cola and McDonalds serve (heh) as useful symbols of it, as well as the most recognizable.

In my opinion, however, cultural imperialism is a somewhat nebulous concept, typically co-opted for ideological or political argument rather than to connote anything meaningful.

Sure, empires routinely engage in the acculturation of their imperial subjects, so much so that there’s a whole litany of terms with the suffix “isation” or “ization” for it, such as Romanization for the Roman Empire, Americanization for  the global influence of American culture (including Coca-Cola and McDonalds), and so on.

To the extent that such acculturation is imposed by direct imperial diktat or policy, then it probably counts as cultural imperialism. Outside of that, it is less clear.

For example, cultural imperialism is usually defined in terms of “asymmetrical power” – that is, “it relies on economic, political, or military superiority rather than equal cultural exchange”.

Firstly, however, I’m not sure that “cultural exchange” is ever entirely “equal”, or even what would qualify a “cultural exchange” as “equal”. A better adjective might have been “free” rather than “equal”.

Secondly, and more fundamentally, cultural exchange itself may “rely” on – that is, be influenced or motivated by – “economic, political, or military superiority”, to emulate or achieve that superiority. Indeed, military “superiority” is one of the clearest examples of cultural exchange for such a purpose, particularly if that superiority is based on some technological or organizational development.

Also, as critics of the concept have pointed out, it oversimplifies how imperial subjects or other people interact with “foreign” or imported culture – they often “reinterpret, resist, or localize imported culture rather than passively absorbing it.”

It also overlooks “counter-flows” – that is, the culture imported by an imperial nation from its subjects. For that matter, it overlooks the extent to which imperial nations also routinely practice cultural laissez-faire or tolerance when it comes to their subjects – to minimize disruption and resistance, avoid unnecessary drain on their resources, co-opt local elites, or even from genuine love or respect for local culture among other reasons.

 

 

 

Map of all the territories once occupied by the Roman Empire, along with locations of limes and borders (public domain image)

 

 

(8) DEFENSIVE IMPERIALISM

 

“Now look at what you made me do!”.

Alternatively, I needed my empire to defend myself.

As ridiculous as it may seem, empires have asserted that their imperialism was defensive or reactive, and historian have even agreed with or asserted it for them.

“Defensive imperialism is a security-motivated theory of empire-building that views territorial expansion as a reactive response to external threats rather than planned, aggressive conquest…states often conquered reluctantly out of fear, self-protection, or broken treaties”.

The most famous example of defensive imperialism is the one that may also seem most surprising, the Roman Empire. Indeed, the theory of defensive imperialism originated “in Roman studies in the late 19th century”, albeit it persisted after that and was “closest to the argument favored by the Romans themselves”.

“The theory draws its strength from the apparent inconsistency of Roman foreign policy, the slowness with which their rulers acted (or reacted), and their reluctance to annex. In this pattern economic and ideological factors appear secondary at most.”

Perhaps not coincidentally given the theory was contemporary with the British Empire approaching its peak, defensive imperialism was also asserted for the British Empire – “in the late Victorian and Edwardian eras, figures like James Bryce compared Roman expansion to the British Empire, arguing that external dangers and frontier instability forced further conquest”.

Admittedly, claims of defensive imperialism are the exception rather than the rule, particularly for pre-modern empires that tended to cheerfully revel in conquest for its own sake – what is best in life is “to crush your enemies, see them driven before you, and hear the lamentations in their women”. That quote from the Conan film is famously adapted from one attributed to Genghis Khan in a historical biography of Genghis Khan (Charles Lamb’s “Genghis Khan: The Conqueror of All Men”), which notably also included “to take their horses and goods”. While the latter was probably apocryphal, it certainly reflected the ethos of the Mongol Empire.

Even so, claims of defensive imperialism are significant. After all, two of the top three empires in my Top 10 Empires have asserted it for themselves or had historians assert it for them, the Roman and British Empires – and another entry, the Macedonian Empire, might arguably be added to them, at least in so far as Alexander the Great claimed his invasion of Persia to be a “retaliatory defensive act of justice” (for the Greek-Persian Wars and Persia’s control of or interference with Greek cities).

Claims of defensive imperialism haven’t exactly gone out of fashion either – “scholars point out that ancient and modern powers frequently weaponize defensive language and just-war theory to legitimize pre-emptive strikes and territorial control”.

 

 

Republican imperialism at its finest – Vercingetorix throws down his arms at the feet of Julius Caesar (1899) by Lionel Royer (public domain)

 

 

(9) REPUBLICAN & DEMOCRATIC IMPERIALISM 

 

Republican and democratic imperialism seem obvious oxymorons.

Well, certainly democratic imperialism does – republican imperialism somewhat less so as it simply requires that the imperial state be a republic rather than formal monarchy or government by emperor.  Indeed, the top empire in my Top 10 Empires originated as republican imperialism although it evolved into a formal empire – the Roman Empire. Other examples of republican imperialism include the Venetian Empire as well as the modern French Empire (once France was a republic) and less formal empires such as the American empire, Soviet (and modern Russian) empire, and the Third Reich.

However, democratic imperialism remains an oxymoron – “the intersection, overlap, or tension between democratic political systems at home and the practice or justification of overseas empire, hegemony, or foreign intervention.”

The third top empire in my Top 10 Empires, the British Empire, is perhaps the classic example of democratic imperialism, albeit progressively over time with increasing enfranchisement – which coincided with increasing reluctance or sentiment for maintaining its empire. However, that was reflected also by other empires such as the American empire or those of increasingly democratic or enfranchised western European nations – at least French, Dutch, and Belgian empires, as well as arguably also German and Italian empires.

 

 

Jamiroquai encapsulating neo-imperialism in this screenshot from the video for his 2005 single (Don’t) Give Hate a Chance (fair use)

 

 

(10) NEO-IMPERIALISM

 

In contemporary history or politics, imperialism is usually asserted to be neo-imperialism – informal rather than formal empire.

That is, former imperial powers (usually Western) are asserted to have maintained their imperialism beyond the end of their formal empires by simply substituting neo-colonialism or neo-imperialism, which leverages other forms of power or influence, typically economic power, rather than military force, into an informal empire, or means of control other than formal annexation or rule – and newer imperial powers just tend to start that way, skipping formal empire altogether.

Of course, neo-imperialism may still involve military force when it needs to, but generally neo-imperialism by definition proposes more subtle or indirect means of coercion or influence.

And of course, neo-imperialism can be a nebulous and vague concept, as virtually anything can be said to be neo-imperialism – or taken to extremes, where nations (and corporations) can’t do anything right, even between polar opposite policies or courses of action.

Damned (as neo-imperialist) if they do and damned (also at neo-imperialist) if they don’t, as it were.

 

 

B-TIER (HIGH TIER)

 

 

Map of the Roman fleets and major naval bases during the Principate, 27 BC to AD 284. (public domain image)

 

 

(11) MARE NOSTRUM – IMPERIAL LAKE

 

Mare nostrum, literally “our sea” in Latin, connoting the core of the Roman Empire – its complete control of the Mediterranean Sea and coastline, as a perfect fusion of territorial and maritime empire.

No other state has come close to that fusion of territorial or maritime empire for total domination of a maritime body of water – a sea, let alone an ocean – although some maritime empires or naval powers have come close in terms of naval predominance, which we’ll come back to with that term of imperial lake. Speaking of lakes, I’m obviously excluding those bodies of water such as lakes or rivers that are essentially internal to a single nation or state, hence that qualifier of maritime which typically connotes sea or ocean.

The Roman Empire had complete naval predominance that was effectively a monopoly throughout its imperial period – in the absence of any maritime enemy in the form of a rival state, although the Roman navy still had to contend with piracy and barbarian incursions that were essentially also piracy until the Vandals managed to escalate to being a rival naval state.

What made the Roman mare nostrum distinctive was its total control of the coastline as territorial empire as well as naval power, and the classical Roman Empire remains the only state in history to have controlled the entire Mediterranean coast. Other states – the eastern Roman empire, the Arab caliphates, the Ottoman empire, and the Axis powers – have come close to or contended for that control of the Mediterranean coastline but fell short or were successfully contested. Fascist Italy even revived the use of the term in its claim to Mediterranean empire and Roman succession.

However, as I said, other maritime empires or naval powers have come close to the same naval predominance over a body or bodies of water, although they have tended to confine their control of coastlines to islands or key points as strategic bases or areas of command.

Hence, the informal use of the term lake to connote that naval predominance, mirroring the use of the term mare nostrum – and has indeed been substituted for it, describing the Mediterranean as a “Roman lake”.

For example, I have seen the Indian Ocean and Pacific Ocean described as a Portuguese lake and Spanish lake respectively at the outset of the period of European maritime exploration, although both were soon encroached upon or contested by other European maritime powers. One of those powers – the British – effectively displaced Portuguese or other naval powers to claim the Indian Ocean as a “British lake”, although really British naval predominance in the nineteenth century was such to make all the world’s oceans (or World Ocean) their lake. The Pax Britannica was essentially naval, something that was inherited by its American successor.

 

 

American Progress painting by John Gast – destiny made manifest (public domain image)

 

 

(12) MANIFEST DESTINY

 

Yes, manifest destiny is something that might seem unique to the American territorial expansion, westward across the continent (and beyond across the Pacific) for which the phrase was coined by its advocates.

“Manifest destiny was the expansionist colonial belief in the 19th-century United States that American settlers were destined to expand westward across North America, and that this belief was both obvious (“manifest“) and certain (“destiny“).”

However, I consider that a belief in the “manifest destiny” of imperial claims or territorial expansion, divine or otherwise, is common to most empires, if not all of them. After all, from the point of view of the imperial nation, if empire or expansion weren’t its manifest destiny, then it wouldn’t be in a position to be made manifest but instead on the receiving end of being someone else’s manifest destiny.

Admittedly, a belief in manifest destiny is perhaps highest for settler colonialism, particularly by adjoining territorial expansion or annexation. After all, it takes a strong sense of your destiny to move or settle into someone else’s territory and claim it as your own by right.

Ironically, the closest parallel to American belief in manifest destiny by territorial expansion is that of Russia eastward across the Eurasia (and beyond across the Pacific).

 

 

Yes, you can read the title – the poem by Rudyard Kipling as it was originally published, and the poem that has probably alone done most to undermine his modern literary reputation (public domain image)

 

 

(13) CIVILIZING MISSION 

 

Although associated with – or claimed by – European colonial empires, a belief of civilizing mission is the flipside of the belief in manifest destiny that is inherent to most empires, flipped that is from the “destiny” of the imperial nation to its “responsibility” for the “benefit” of its subjects.

Well, in theory anyway – almost every empire proclaims itself to be spreading civilisation or bringing some benefit to its subjects, and all but the most destructive have at least some merits in those claims.

That’s including those European empires. As destructive as they were, they did bring the development of trade and industry, transport and communication, and technology and science that ultimately was the reason they were able to have empires in the first place, however unevenly and for their own interests first. Not to mention social and political ideas, some of which such as nationalism and liberalism were ultimately to prove self-destructive to their empires.

Still, it can’t help but add insult to the injury of imperial rule for the rulers to claim they are doing so for the civilization of their subjects, particularly when killing, starving or enforcing the servitude of those subjects.

That’s even more so when it is preached as a “burden” for the imperial rulers, as Rudyard Kipling did in his poem “The White Man’s Burden”, its subtitle expressly addressed to the United States for the Philippines after the Spanish-American War, exhorting the United States to assume the same “burden” as the British did for their empire. It was astonishingly tone-deaf even for its time, as demonstrated by contemporary criticism such as that by Mark Twain – and probably is the one poem that has alone done most to undermine Kipling’s modern literary reputation ever since.

 

 

C;lassic gunboat diplomacy, even more so for the depolyment of ships designated as gunboats – The Crisis at Zanzibar, British War-Ships engaged in the Bombardment of the Sultan’s Palace by artist Fred T. Jane for the Illustrated London News, 5 September 1896 (public domain image)

 

 

(14) GUNBOAT DIPLOMACY

 

“An aircraft carrier is 100,000 tons of diplomacy”.

Send in the boats!

Ah yes, a blunter and more prosaic phrase for the reality of imperialism than either civilizing mission or manifest destiny, although the diplomacy part of the phrase is doing a lot of heavy lifting.

While the point is typically to avoid the actual use of military force or at least more than a show of it, the diplomacy of gunboat diplomacy relies on the threat of superior military force to bring imperial power to bear on a weaker opponent, potentially as an imperial subject or supplicant.

Not surprisingly given the reference to gunboat, it was a phrase used particularly for the use of superior naval firepower as an instrument of nineteenth century European maritime empires or the United States.

“Gunboat diplomacy is the pursuit of foreign policy objectives with the aid of conspicuous displays of naval power, implying or constituting a direct threat of warfare should terms not be agreeable to the superior force. The term originated in the 19th century, during the age of imperialism, when Western powers would use their superior military capabilities, particularly their naval assets, to intimidate less powerful nations into granting concessions. The mere presence of warships off a country’s coast was often enough to have a significant effect, making the actual use of force rarely necessary.”

Not that gunboat diplomacy is limited to gunboats in the nineteenth century but has persisted through the twentieth century to the contemporary use of naval power, or the combination of naval and air power encapsulated in Kissinger’s quote about aircraft carriers as diplomacy, or indeed to air power – bomber or drone diplomacy as it were – or the use of special forces.

I would argue that gunboat diplomacy also has a long history before the nineteenth century – indeed for as long as boats have been combined with guns, or even beforehand where massed fleets or other attributed of pre-gunpowder navies could be deployed for shows of force or threats short of the actual use of force.

It would also extend to limited deployment and threats or shows of force on land. The Roman emperor Antoninus Pius reputedly engaged in what might be called legion diplomacy when he “apparently stood off a resurgent Parthian Empire (under Vologasius IV) by writing a letter warning that “encroachment on Roman territory would not be taken lightly”. The Roman Empire also offers the examples of punitive raids, or the “fortification diplomacy” of other states.

 

 

Otto von Bsimarck at the Berlin Conference, 1884 – magazine illustration (public domain)

 

 

(15) SCRAMBLE FOR AFRICA

 

Even more so than civilizing mission or gunboat diplomacy, the Scramble for Africa – the colonization of Africa by seven European powers (Britain, France, Belgium, Italy, Germany, Spain, and Portugal) – almost uniquely represents the height of European colonial empires in the so-called Golden Age of Imperialism between the Napoleonic Wars and The First World War.

Indeed, the Scramble for Africa was scrambled even more quickly than that broad century timeframe suggests, as it was effectively concentrated in about thirty years from the 1884-1885 Berlin Conference to the commencement of the First World War in 1914.

As late as the 1870s, Europeans controlled approximately 10% of the African continent, with all their territories located near the coasts… By 1914, only Ethiopia and Liberia remained outside European control, with the former eventually being occupied by Italy in 1936 and the latter having strong connections with the United States.”

Speaking of the 1884–1885 Berlin Conference, it is seen as emblematic of the scramble, but while it did represent to some extent agreement between the European powers to divide Africa up between themselves in an orderly fashion, there remained political rivalries between them that on occasion threatened to bubble over into armed conflict. Armed conflict between Europeans that is – the European powers were far less squeamish about armed conflict with the Africans being colonized, including the use of machine guns.

Technological advances paved the way to the Scramble for Africa, notably in transportation and communication such as steamships, railways and telegraphs, but the biggest of all was medical advances for the tropical diseases which had effectively been the great African wall protecting the continent – invisible and silent but deadly or debilitating.

I can’t help but compare the Scramble for Africa to the space race, “won” at great expense in an intense burst of time, but the expense of the former was much more of a boondoggle for the imperial powers with little benefit to anyone from it, including the powers themselves – although at least the space race didn’t have anything on the scale of exploitation to the Belgian Congo.

I also can’t help but think that the Scramble for Africa was not unique. Indeed, it seems to me that imperial scrambles are relatively common in history, albeit more so for competing imperial powers as throughout European colonialism. European colonialism might be characterized as a series of scrambles, commencing with the Scramble for the Americas, or the Scramble for trade to the Indies. The Great Game between Britain and Russia, as well as the more general competition among Western powers for spheres of influence or concessions in China, might also be characterized as imperial scrambles.

But really, when you boil it down, the rise or increase of many empires, particularly when meteoric or rapid, might be characterized as a “scramble”, whether against opposing imperial powers or not. Of course, when an empire squares off against competing or opposing empires, it might be more evocative of an imperial scramble. A substantial part of the contest between the Roman and Persian empires might well be characterized as the Scramble for Armenia.

Even the Scramble for Africa might be argued as not so unique with respect to Africa itself. The Romans had something of a miniature scramble or proto-scramble for Africa, beyond the extent of their north African conquests and trade with sub-Saharan Africa. There were Roman incursions into sub-Saharan Africa, such as expeditions to sub-Saharan Africa west of the Nile, as well as the more famous expedition ordered by Nero to find the source of the Nile – and potentially to scout out invasion of Nubia or Ethiopia.

After the Romans came the Arabs with their own incursions into sub-Saharan Africa, most infamously for the Arab slave trade – equal to or exceeding the subsequent Atlantic slave trade, itself arguably a proto-scramble for Africa, in scale and duration if not in intensity.

Decolonization also arguably brought further scrambles for Africa as well as the scramble out of it, with the Cold War at times evoking a quasi-scramble or quasi-scrambles for Africa, not to mention the allegations of neo-imperialism extending well beyond the original seven European colonial powers.

 

 

X-TIER (WILD TIER)

 

 

Napoleon in coronation robes – painting by Framcois Gerard (public domain)

 

 

(16) ROMAN IMPERIAL METRIC

 

But is it a Roman Empire?

Yes, that’s a gag, prompted by my Top 10 Roman Empires, which was also something of a gag.

But seriously, the Roman Empire endured as an imperial metric or template for subsequent empires, particularly in its former territory in Europe or Mediterranean basin – and particularly for those empires, as featured in my special mentions for my Top 10 Roman Empires, that claimed succession from the Roman Empire.

“The continuation, succession, and revival of the Roman Empire is a running theme of the history of Europe and the Mediterranean Basin. It reflects the lasting memories of power and prestige associated with the Roman Empire. Several polities have claimed immediate continuity with the Roman Empire, using its name or a variation thereof as their own exclusive or non-exclusive self-description. As centuries went by and more political ruptures occurred, the idea of institutional continuity became increasingly debatable”.

So yes, there’s a recurring Roman imperial metric among empires, either comparing themselves (or being compared) to the classical Roman empire or claiming succession from it – however tenuously, as for example with the Spanish Empire (both in comparison and succession) or the British Empire (in comparison). While that is generally for European or Mediterranean empires, that metric is sometimes extended to other empires, albeit usually European in origin – as for example with the Russian Empire or the United States.

There’s arguably an even wider Roman imperial metric – its metric or template of decline and fall, that “melancholy, long, withdrawing roar, retreating to the breath of the night-wind, down the vast edges drear and naked shingles of the world”.

Just as many looked to the Roman Empire as their state or imperial model, with kingdoms or states purporting to succeed or revive it in one form or another thereafter, even more look to its decline and fall. Even now, the decline and fall of the Roman Empire informs much modern discourse about state failure – from Edward Gibbon onwards, “we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears”.

The fashionable contemporary Roman imperial metric, particularly in decline and fall, is with the United States – as Adrian Goldsworthy noted in the introduction to his book “How Rome Fell: Death of a Superpower”, where he dismisses it as cliché, one which he entertainingly relates that he is routinely accosted at dinner parties when he informs someone of his historical speciality.

There’s also another Roman imperial metric that seems to pop up in actual comparative history – that between the Roman Empire and Imperial China, whether the Han Dynasty that was contemporary with the classical Roman Empire or the continuity of China as imperial polity in general.

The Roman imperial metric in comparison with China was notably drawn by Walter Scheidel in his book “Escape from Rome” – where he distinguished the unique Roman achievement of its imperial unity in Europe and of the Mediterranean, not replicated before or since (not even by the Byzantine or eastern Roman Empire), from the more continuous and enduring imperial polity in China, albeit in successive dynasties.

And that’s a good thing. In short, the thesis of this book is that the fall of Rome led to the Great Divergence – that divergence of “political, economic, scientific, and technological breakthroughs that allowed Europe to surge ahead while other parts of the world lagged behind”. Essentially, that’s because of “competitive fragmentation”, both within states and perhaps more fundamentally between them, with “the enduring failure of empire-building” and no single state ever able to rise to Rome’s imperial predominance in Europe. The main contrast is with China as polar opposite, with its consistent unitary imperial states, with the other Eurasian civilizations between them geographically also falling between them on this political scale of Rome vs China.

 

 

 

The Army takes an Oath to the Emperor after the Distribution of Eagles, 5 December 1804 – 1810 painting by Jacques-Louis David (public domain)

 

 

(17) ROMAN IMPERIAL METRIC – EAGLE & CAESAR

 

But is it a Roman Empire with eagle and Caesar? Is it an eagle empire?

Yes, it’s another Roman imperial metric, but this time more narrowly by its imperial standard or symbolism, as well as the adaptation of Caesar as imperial title.

The use of eagle as symbol for imperial states, with one or two heads, both precedes its use by the Romans and also extends well beyond those adapting Roman usage, because the eagle is a pretty impressive bird. It could well be the subject of its own top ten list – or lists, one for those adapting Roman usage and one for those not adapting Roman usage. Even the Roman usage overlapped with the Christian usage of the eagle as the symbol of St John the Evangelist.

An example of the eagle being used by an imperial state preceding the Roman usage is that by the Persian Achaemenid Empire.

A clear example of the eagle being used by states not influenced by or adapting Roman usage is that of the Aztecs, subsequently adopted by Mexico for its coat of arms and flag.

Adapting Roman usage from the western Roman empire, there was the Holy Roman Empire and its various ‘successors’ – the Hapsburgs (and through them the Spanish Empire), Austria, and Germany, the last most infamously in the Third Reich. There was also Napoleonic France, which also adapted the use of the Roman aquila or eagle as a standard for legions and their military reputation.

From the eastern Roman empire, there was Trebizond, Serbia, Bulgaria, Albania, and imperial Russia, although that last is usually now superseded in animal symbolism by the bear.

The most famous contemporary usage of the eagle as national symbol is that of the United States – although clearly influenced by the Roman model (as it was for much of the politics of its founding), it adapted that to the bald eagle as a bird uniquely native to their continent.

As for the usage of Caesar as imperial title, that generally follows the title in German or Slavic.

The usage in German – kaiser – is best known for its usage as title in the Second Reich. That is, imperial Germany from 1871 to the First World War.

The usage in Slavic – mostly commonly translated in English as tsar and czar (but also less commonly as tzar and csar) – is best known for its usage as title in Imperial Russia. However, it was also used as Serbia, as well as commonly used in American political circles as an informal title for an overarching government portfolio, such as drug czar or energy czar.

 

 

“Washington Crossing the Delaware”, iconic 1851 painting by Emanuel Leutze of the founding anti-imperialism of the United States (public domain)

 

 

(18) ANTI-IMPERIALISM

 

Wait, what?

Anti-imperialism is opposition to imperialism – how is it one of my special mentions for types of empire and imperialism?

Well, these are special mentions so arguably it is a lens through which to view empire or imperialism – but there are two more fundamental arguments that, ironically and paradoxically, anti-imperialism can be a guise for empire or imperialism, similarly to defensive or democratic imperialism as oxymorons.

The first and perhaps lesser argument is that while anti-imperialism has origins throughout history in resistance to empires, usually on the basis of being “foreign” or causing some loss to their subjects, it only assumed its full force through modern political ideologies – primarily nationalism, liberalism, and socialism – that were in turn spread by and a product of Western empires, ironically and paradoxically as the seeds of their own destruction yet also the harvest of their cultural propagation.

The second and more fundamental argument is that empires from ancient history onwards have always had an element of anti-imperialism – against other empires as rivals, including to the extent of encouraging or supporting civil wars or revolts within those rivals. While they could collaborate, as in the Scramble for Africa, the modern European empires were often fiercely “anti-imperialist” against each other – occasionally propping up or supporting non-European peoples or states from being formally annexed by rival European empires, or any single European empire in the case of China.

Germany was perhaps most distinctive among European empires in pursuing an anti-imperialist policy against its rivals, particularly against the British during both world wars, albeit not very effectively.

However, there are three modern imperial powers that stand out in pursuing imperialism, ironically while styling themselves as anti-imperialist or even doing so in the name of anti-imperialism, and even more ironically, each against the other two as among its most formidable opponents – Japan, the Soviet Union, and the United States.

Of course, in contemporary history and world politics, it seems to be de rigueur for nations to engage in imperialism while claiming to be doing so as “anti-imperialist” against the “imperialism” of their opponents – and even for movements or proponents of “anti-imperialism” to have moral myopia so that they only see imperialism from their direction of choice

 

Barbarism and nudism! I’m a little worried what they intend to do to that statue – The Sack of Rome in 410 by the Barbarians by Joseph-Noël Sylvestre, 1890 (public domain)

 

 

(19) BARBARISM

 

“There once was a dream – a dream to purge this rotten world of the barbarians that infest it!” – Dovahhatty

Essentially anti-imperialism but from the perspective of the empire – or really, pretty much how an empire sees anyone who isn’t in it.

Barbarism is what an empire sees itself as rescuing its subjects from, or what it sees its subjects returning to if they resist or revolt against it – and what it sees itself holding the line against or falling to in the worst case scenario.

An empire sees anyone outside it as barbarians, even if those outsiders have an empire of their own – and indeed there’s a few empire that might be labelled barbarian empires, foremost among them nomadic empires like that of the Mongols.

Sure, an empire might give another empire some grudging respect, but in its heart see itself as superior to the other as barbarian, kind of like the way D.H. Lawrence summed up how the English – and by extension the British in their empire – saw themselves compared to others.

 

The English are so nice

so awfully nice

they are the nicest people in the world.

And what’s more, they’re very nice about being nice

about your being nice as well!

If you’re not nice they soon make you feel it.

Americans and French and Germans and so on

they’re all very well

but they’re not really nice, you know.

They’re not nice in our sense of the word, are they now?

 

Yeah, something like that – the cover of George Macdonald Fraser’s Flashman (fair use)

 

 

(20) S€XUAL IMPERIALISM

 

“I’d had fifteen years of military experience, perfecting the art of ordering a pink gin and saying ‘Do you do it doggy-doggy?’ in Swahili” – Captain Edmund Blackadder

Yeah, something like that.

Or those infamous memes of Spanish colonialism – or just Chel from The Road to El Dorado.

And that’s how light-hearted I’ll keep my final or twentieth special mention, which I like to reserve for a light-hearted kinky entry, because as with most things concerning imperialism, it can get a lot darker – essentially its primary connotation as yet another vector for imperial exploitation.

Outside that connotation, there are the more collaborative liaisons between imperial citizens and subjects throughout history – as with La Malinche, alternatively Malintzin or Marina, Cortes’ co-conquistador who was an instrumental part of the Spanish conquest of the Aztecs.

 

Top Tens – History: Top 10 Empires (Special Mention: Revised & Complete)

 

TOP 10 EMPIRES (SPECIAL MENTION)

 

I’ve always found empires a fascinating subject of history, from the fortunate perspective of being well removed from the sharp end of them, and have hence ranked my Top 10 Empires of history.

But I don’t just have my Top Ten Empires – as usual for my top ten lists, I also have a whole host of special mentions. Twenty of them in fact, as is my usual rule for my top ten lists, where the subject matter is prolific enough, as it is here, which I suppose would make both combined a top thirty list. My special mentions are also where I tend to have some fun with the subject category and splash out with some wilder entries towards the end of my special mentions, as well as a kinky (or kinkier) entry for my final or twentieth special mention.

 

S-TIER (GOD TIER)

 

 

Diachronic map of the main empires of the modern era (1492-1945) – by Nagihuan for Wikipedia “Colonial Empires” under the Creative Commons CC0 1.0 Universal Public Domain Declaration

 

(1) EUROPEAN EMPIRES

 

The definitive imperialism for most of the world – not least because it was the imperialism that defined the modern world, the first truly global imperialism that transformed the world from regional to global.

Indeed, so much so that imperialism is often defined exclusively as European imperialism, particularly when you throw in my next three special mentions as offshoots of it to broaden it to Western imperialism.

This ignores that empires predated European imperialism throughout the world, well before the existence or even the concept of the European nations behind it. A substantial part of the impact of European imperialism lies in how recent it is, eclipsing any predecessors, and the wounds it inflicted are still raw. No one seeks reparations from Roman or Mongolian imperialism.

It’s striking to think that decolonization or independence is within living memory for many of the subjects of European imperialism, particularly in Africa, with some empires clinging on into the 1970s (looking at you, Portugal ) or even beyond in legacy or some residual colonies (looking at you, Hong Kong).

Equally it ignores that many of the states that fought or fell to European imperialism were themselves empires, often aggressively or belligerently so. Indeed, I’d say all of them, at least for any polities that comprised more than one ethnic group or beyond tribes and tribal confederations. Even more homogenous or tribal polities tended to be imperial in nature over their own members, in the absence of any concept of participatory representation, where they were not actually imperial to or over their neighbors.

Ironically, it was European political concepts that undermined the default imperial state settings that applied elsewhere or prior to them, as they would the European empires themselves.

However, European imperialism was distinctive in a number of ways so as to distinguish it as the modern definition of imperialism. One is that very factor – that it is recent or modern. Another is that it consisted almost entirely of maritime empires, as opposed to the more usual territorial empires conquering adjoining or neighboring territories by land. Of course, they are not the only maritime empires in history, but those other empires either tended to be more mixed between maritime and territorial conquests or lacked the same reach (or both).

And that last point brings us to the most distinctive feature of European imperialism – its unprecedented scope, scale, and transformative force, particularly when viewed collectively, as it tends to be outside Europe.

In terms of scale and scope, it reached to every metaphorical corner of the globe, including an unparalleled command of the seas (and even skies), and to every continent, including Antarctica. Only a few countries remained independent of one European empire or another – and even then independence was often only nominal or more a balance of power between competing European nations or spheres of influence. It is not for nothing that of the top ten empires in history by land area or size, four of them are European.

And in terms of transformative force, we are living in the world it made – “to which we owe the development of transport and communication” as well as “the spread of science and technology”, industry and trade, and European culture and political ideologies. Not to mention the spread of European languages as global lingua franca – English above all, but also French and Spanish.

And yes – that transformative force had its negative aspects, which indeed tend to be the focus of contemporary perspectives on European imperialism to the exclusion of anything else. Although history is not a balance sheet, all European powers were quite prepared to resort to brutality when they had to, albeit some more so than others, or else they wouldn’t have had any empires.

Although the rest of the world tends to see European imperialism collectively – with some justice – that does conceal there was not one European imperial power but several, as a general rule fiercely competitive with each other. Indeed, the fierce competition between European nations is often identified as a reason for European imperialism in the first place, as European technological and other advancement owed itself to European nations competing – and warring – with each other.

It also conceals that there was more than one European imperialism within what was, after all, a span of over at least half a millennium. A common historical classification is to divide European imperialism into two broad phases, albeit overlapping – as for example with the classification of the British and French Empires into their First and Second Empires which largely reflects those phases (although the Spanish and Portuguese Empires might arguably be divided into three phases).

In the first phase, from Columbus’ “discovery” of the Americas in 1492 through to the early nineteenth century or so – often styled as the Age of Discovery – the subject of European imperialism was predominantly the Americas. European imperialism did extend to Africa and Asia but was limited – in Africa as tropical disease limited European encroachment into the continent’s interior (although European penetration of the continent’s coastline and the consequent Atlantic slave trade was damaging enough) and in Asia as its polities were mostly robust enough to resist direct conquest.

This phase was certainly marked by fierce competition between European powers, despite the early lead of Spain and Portugal, which cooperated with each other at least in dividing the world up into their respective spheres of influence, by papal mediation in the 1494 Treaty of Tordesillas (although only after Portugal nudged the line further west to party it up in Brazil).

Other European nations disagreed as three others competed with the Spanish and Portuguese to round out the big five imperial powers in this phase – the British (or English prior to 1707), the French, and after they became independent of Spain, the Dutch. The British and French eclipsed the Spanish and Portuguese as they fought in what was no less than an Anglo-French contest for global supremacy, fought particularly in North America and India.

That phase came to end with the first wave of decolonization or wars of independence by their American settler states, although substantial parts of the Americas remained in European empires or spheres of influence.

While the second phase effectively began before the end of the first phase, it acquired its full force after the Napoleonic Wars in what is often styled as the Age of Imperialism or New Imperialism in the 19th and 20th centuries, as the European powers descended on Asia and Africa, the latter styled as the Scramble for Africa.

While they remained competitive to the point of occasional conflict in this phase, the European powers were remarkably cooperative in negotiating their empires or spheres of influence, although a large part of that was necessity from British naval supremacy or Pax Britannica

European imperialism deserves and will get its own top 10 (and special mentions) to do it justice, not least for ranking the individual European imperial powers. The focus of this entry are the classic eight continental European imperial powers and their empires- British (who also rank third in my Top 10 Empires), Spanish (who also rank fifth in my Top 10 Empires), French, Dutch, Portuguese, Belgians, Germans and Italians.

Some might note that this omits a significant European empire, indeed the largest apart from the British – but this was distinctive and separate enough to earn its own special mention entry, as were the two other substantial non-European imperial powers in the Age of Imperialism.

A proper tier ranking of the classic eight will await their own top ten list for European empires, but Britain was obviously top dog in this phase of imperialism. Spain, which had been the British Empire of the first phase, was knocked down to mid-tier when most of its Latin American empire won its independence, then to bottom tier when defeated by the United States in the Spanish-American War.

France, the Netherlands, and Portugal all rank in high or mid-tier, with Belgium ranking in low tier for its abominations in the Congo – and latecomers Germany and Italy bringing up the rear in bottom-tier with the scraps left by other empires. Italy earned the particular humiliation of being defeated by Ethiopia, so that the latter remained the only African state to retain independence (apart from the American founded state of Liberia).

However, the charges of European imperialism don’t stop with the end of formal European empires, as European powers are charged with simply substituting neo-colonialism or neo-imperialism -“which leverages economic power” (or other forms of power and influence) “rather than military force” (or direct means of control) “in an informal empire”.

 

 

Russian Empire by Milenioscuro for Wikipedia “Russian Empire” licensed under https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(2) RUSSIAN & SOVIET EMPIRES

 

Bizarro European empire and third largest empire by size in history, such that even the residual state of Russia remains the largest nation in the world.

Why bizarro European empire? Well, for one thing, as J.M. Roberts pointed out in Triumph of the West, it’s always been unclear where the West ends going east – and in particular on which side of the line of Western civilization the Russian state falls.

For another, the Russian Empire was distinct from other European empires, but ironically its closest parallel is with the United States, albeit still weirdly so, as Alexis de Tocqueville observed when he presciently predicted them – in 1835! – as the future global powers on parallel but opposing paths:

“There are at the present time two great nations in the world, which started from different points, but seem to tend towards the same end. I allude to the Russians and the Americans. Both of them have grown up unnoticed; and whilst the attention of mankind was directed elsewhere, they have suddenly placed themselves in the front rank among the nations, and the world learned their existence and their greatness at almost the same time.

All other nations seem to have nearly reached their natural limits, and they have only to maintain their power; but these are still in the act of growth. All the others have stopped, or continue to advance with extreme difficulty; these alone are proceeding with ease and celerity along a path to which no limit can be perceived. The American struggles against the obstacles which nature opposes to him; the adversaries of the Russian are men. The former combats the wilderness and savage life; the latter, civilization with all its arms. The conquests of the American are therefore gained with the ploughshare; those of the Russian by the sword. The Anglo-American relies upon personal interest to accomplish his ends, and gives free scope to the unguided strength and common sense of the people; the Russian centres all the authority of society in a single arm. The principal instrument of the former is freedom; of the latter, servitude. Their starting-point is different, and their courses are not the same; yet each of them seems marked out by the will of Heaven to sway the destinies of half the globe.”

The primary distinction with other European empires was that, with one notable exception, the Russian Empire was not a maritime empire. Indeed, it was famously landlocked, with an equally famous strategic policy of seeking unobstructed warm-water ports.

Instead, it was a good old-fashioned territorial empire, expanding eastwards from European Russia across Siberia and central Asia, hence its parallel with the United States and its westward ‘manifest destiny’ or territorial expansion (in both cases to the Pacific).

Unlike the United States, it had more arguable justification in terms of its security against historical invasions of nomadic tribe from the steppes, most famously the Mongols – but like the United States (and unlike European maritime empires), it absorbed and retained its territorial conquests or expansion into itself as a nation.

Ultimately, the Russian empire’s eastward expansion brought it to the Pacific Ocean but more fundamentally, to the borders of an Asian state armed with firearms and robust enough to resist it – Qing China, in its prime and powerful enough to defeat Russia in the Sino-Russian border conflicts of the seventeenth century.

Of course, Qing China famously waned in the nineteenth century, while Russia had grown stronger such that it was again able to make encroachments eastwards, but was confronted by Britain and the new rising power in north-east Asia – Japan.

However the Pacific saw that one notable exception for Russia’s maritime empire – as a latecomer in the first phase of European imperialism in the Americas, most famously claiming Alaska (equally famously bought from them by the United States in 1867) but also extending to California and even Hawaii before receding back.

The Russian Empire also expanded southwards through central Asia, but was again blocked by Britain in the so-called Great Game, as well as more regional empires such as the Ottoman Empire. That saw the southernmost extent of the Russian Empire, which did not scramble for Africa like other European empires and was constrained by its naval limitations from extending elsewhere in Asia.

It also expanded westwards into Europe itself, taking Finland from a waning Sweden and partitioning territory (with Prussia and Austria) from the waning Polish-Lithuanian Commonwealth.

Despite all this, the Russian imperial state came crashing down like the three other great imperial states of Europe brought down by the First World War – Imperial Germany, Austria-Hungary and the Ottoman Empire – but more dramatically or spectacularly as it was succeeded by the world’s first communist state, the Soviet Union.

As a communist state, the Soviet Union styled itself as anti-imperialist, but ironically closely emulated or even exceeded the imperialism of its predecessor – arguably in the tradition of two other states that styled themselves as anti-imperialist as they created empires of their own, the United States and Japan.

Initially Soviet imperialism was limited within the former Russian empire itself, but with its rise to superpower escalated to reclaiming its predecessor’s lost territory and then to extending further than the Russian empire ever did, except across the Pacific to the Americas – starting westward to the heart of Europe with its subject satellite states after the Second World War, opposed by the United States in the Cold War, fulfilling de Tocqueville’s prediction.

It also renewed the Russian sphere of influence in north-east Asia, although that fell afoul of a resurgent China, ironically a rival communist state originally within (and a product of) that influence.

The most dramatic success of Soviet imperialism was when it graduated from the traditional territorial empire of its predecessor to the maritime empire of European empires, ironically as those empires were scrambling out of Africa and elsewhere – indeed expanding its influence under its continued anti-imperial guise of supporting decolonization or ‘liberation’ movements from those empires, with overlapping successes in Cuba, south-east Asia and Africa.

Despite all this – and accelerated by one imperial expedition too many into Afghanistan – the Soviet state came crashing down in the end of the Cold War, but not before President Reagan had famously characterized it as the “evil empire”, an epithet much relished by its east European subjects who in turn revolted against it in its death throes.

 

 


The American Empire at its greatest extent (1898-1902) in terms of directly controlled territory by Red4tribe for Wikipedia “American Imperialism” under licence https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(3) AMERICAN EMPIRE

 

“Pick a spot…Any spot. I guarantee you we will have American troops there within thirty years. The Empire that you dreamed of while reading Tacitus” – The Illuminatus! Trilogy

Pax Americana – you’re living in it.

Perhaps the most paradoxical empire – or least the subject of the most vexed debate as to what extent it is an empire at all or whether it is imperialism without an empire, arising from the pervasive sense of its own exceptionalism.

A large part of that is that the United States has traditionally styled itself as anti-imperialist, or in the phrase of Thomas Jefferson, “an empire of liberty”, from its very founding in revolution against the British Empire through its traditional foreign policy encapsulated in the Monroe Doctrine of opposing European imperialism in the Americas – or American intervention beyond the Americas.

However, the United States would hardly be alone in pursuing imperialism while styling itself as anti-imperialist or even doing so in the name of anti-imperialism, as ironically two of its most formidable opponents did the same – Japan and the Soviet Union.

So the very idea of American imperialism or empire, let alone their nature, is one that meets substantial resistance.

However, there was at least the territorial expansion of the United States, as it manifested its destiny westwards across the continent from the very outset, ultimately to the Pacific – to the cost or destruction of all native American peoples in its path, and about half of Mexico.

Again ironically, that was parallel to the eastwards territorial expansion of the Russian empire across Siberia to the Pacific – as Alexis de Tocqueville observed as the basis for his prediction of them as opposing world powers.

Unlike the predominantly maritime empires of other European powers, the Russian empire was predominantly a territorial empire – and so , it is argued, was the United States, particularly as similarly to the Russian Empire and unlike European maritime empires, it absorbed and retained its territorial conquests or expansion into itself as a nation.

Whether one accepts the territorial expansion of the United States as imperialism or an empire, there can be no argument that the United States indeed was or had a formal empire for at least part of its history, as in the map in my feature image, albeit as a latecomer to the Age of Imperialism (or New Imperialism) in the late 19th century.

And it went about being a latecomer in the smartest possible way – it simply picked up someone else’s empire at a bargain bin sale of its own creation, the best pickings of the remaining Spanish empire in the Spanish-American War of 1898.

In that war, the United States acquired the Philippines (while also crushing the Philippines independence movement in the Philippine-American War from 1899 to 1902) as well as Puerto Rico and Guam – both of which it retains as territories today (while the Philippines became independent in 1946).

It also effectively acquired Cuba as a de facto colony even when it did not formally occupy Cuba. Even before that, it had extended its manifest destiny beyond the continent into the Pacific, as it annexed Hawaii (and afterwards to other Pacific islands, such as American Samoa).

However, when people refer to American imperialism, they tend not to be referring to its limited formal empire – or at least not just referring to it – but its informal empire, “the expansion of American political, economic, cultural, and media influence beyond the boundaries of the United States”.

That is, hegemony or sphere of influence in more positive terms, neo-imperialism or neo-colonialism in more negative terms, “which leverages economic power rather than military force in an informal empire” or means of control other than formal annexation or rule. Of course, that may still involve military force when it needs to, but generally neo-imperialism by definition proposes more subtle or indirect means of coercion or influence.

My own view tends towards that of imperialism without an empire – whether or not the United States has comprised a formal or informal empire, its foreign and military policy has unquestionably been imperialistic, at least at certain times and places.

Foremost among those times and places would be its southern neighbors at, well most times actually, because the United States has been at its shabbiest dealing with Latin America. The Monroe Doctrine may have been anti-imperialist towards European powers in the Americas, but not so much for the United States – indeed, it implies the Americas to be their exclusive sphere.

The influence of the United States extended well beyond the Americas with its rise to world power in the world wars, not least in its system of alliances, in what was (or is) dubbed the American Century – indeed, to a world-encircling extent exceeding even that of the British Empire, which it is frequently portrayed as inheriting or succeeding.

 

 

Map of the Japanese Empire at its peak in 1942 (although it did extend its territory in China in 1944-1945) by San Jose for Wikipedia “Japan during World War II” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(4) JAPANESE EMPIRE

 

One of the oldest empires but also one of the newest – which, among other things, makes it one of the oddest.

There were older empires than Japan, whose mythology traces its imperial line to legendary founder Jimmo in 660 BC, although more conventional history tends to trace its origins “in the late Kofun period of the 3rd-6th centuries AD”. However, it is the oldest empire still existing, at least in retaining an emperor, the last state to do so, albeit as ceremonial head of state.

Which brings us to the one of many oddities of Japan’s empire – that for the vast majority of its history, Japan had an emperor without an empire.

Firstly, in the sense that Japan was a homogenous polity that mostly kept to itself, apart from importing cultural influences, mostly from China – contrary to how empire is typically defined as one nation or people ruling over another. In that sense, the Japanese emperor was a somewhat inflated term for monarch, albeit a cult figure in the native Japanese religion of Shinto.

Secondly, in the sense that for a substantial part of its history, the emperor wasn’t even that, but a lame-duck monarch where de facto power was held by military aristocrats in what is generally known as the shogunate. Ironically, it is during one of these periods that Japan actually embarked on empire in the conventional definition of the term – its invasions of Korea in 1592-1598.

Japan was also one of the newest empires, a latecomer in the Age of Imperialism – and as the only Asian imperial power of that otherwise exclusive club of European empires, seen as somewhat of a gate crasher or interloper, although ironically its primary crash course was for collision with the other non-European imperial power, the United States.

Japan narrowly escaped being the subject of an imperial power or powers that was the fate of the rest of Asia. When European imperialism first tentatively reached east Asia about three centuries before in the Age of Discovery, Japan decided it was having none of that and famously sealed itself off in isolationism.

That couldn’t last forever, as European imperialism had bigger guns in the Age of Imperialism – and the United States forced Japan to open up with classic gunboat diplomacy (in the literal form of a fleet commanded by Commodore Perry), starting Japan’s love-hate relationship with the United States as an object of admiration and awe but also potential hostility and rivalry.

That saw Japan revive its emperor within a new centralized government in the Meiji Restoration of 1868 and adapt all those features of European nations that led to their imperial power – in the smartest possible way by following world leaders in their fields, notably building their navy on expertise from Britain and their army on expertise from France, before swapping out the latter for Germany after the French defeat in the Franco-Prussian War.

And what more distinctive European feature was there than an empire? So Japan set about acquiring that too – modestly at first, from its immediate neighbors, starting with the Ryukuan island kingdom in 1879. By 1894, it was powerful enough to join in that other distinctive European feature in the nineteenth century – pawning Qing China, which it did in the First Sino-Japanese War of 1894-1895, acquiring Taiwan, and continuing to use China as its punching bag thereafter.

However, its victory and claims against China saw it clash with European imperial powers keen to maintain the balance of power and their spheres of influence there – foremost among them Russia, looming largest against Japan in north-east Asia. That aligned Japan with Britain, which was similarly concerned with Russia, and they sealed their alignment with a formal alliance in 1902 – which allowed Japan to take on Russia directly and win in the Russo-Japanese War of 1904-1905.

The spoils of victory in that war saw Japan revisit its ambitions in Korea, but this time successfully annexing it – where they were notoriously brutal ruling over it. Not Belgium-brutal, but still up there even on the scale of brutality in the Age of Imperialism.

Japan made more gains at the expense of Germany in and after the First World War – and at the expense of increasing hostility with the United States, prompting Britain to abandon the Anglo-Japanese Alliance.

Which brings us perhaps to most of the oddities of the Japanese Empire, as it sowed the seeds of its rise to one of the largest territorial empires in history at the same time as the seeds of its decline as one of the shortest-lived empires in history. All the while on the path of evil empire, ultimately one that was dying and insane.

Yet on that path and even before, certainly from the Russo-Japanese War, Japan styled itself as anti-imperialist, in the tradition of those two other states that styled themselves as anti-imperialist while engaging in imperialism of their own, the United States and the Soviet Union.

Of course, for Japan this was against European imperialism – propagandizing their own imperialism with slogans such as “Asia for the Asians” and as the Greater East Asian Co-Prosperity Sphere, although they weren’t too big on the co- part of that title, more their own prosperity sphere. Those claims were not without some justice, but they were also with brutality and violence that eclipsed those of European imperialism as well as making their previous occupation of Korea seem like a picnic

Ultimately the Japanese Empire fell to defeat, primarily by the United States in the Pacific War – and Japan was not only shorn of its empire, but itself occupied by an American shogunate, albeit one that proved extraordinarily and unexpectedly enlightened in its role in the equally extraordinary and unexpected revival of Japan as an economic superpower, for a period second only to the United States itself. Which of course has seen Japan also accused of neo-colonialism and neo-imperialism, substituting economic power for military victory in controlling other nations.

 

RATING:
S-TIER (GOD TIER – OR IS THAT RISING SUN TIER?)

 

Europe at the height of Axis success by Gorak ten-en for Wikipedia “Naz! Germany” under licence https://creativecommons.org/licenses/by-sa/4.0/

 

(5) NAZ! EMPIRE

 

The evil empire par excellence. Although that is an overstatement – it was barely an empire.

Despite styling itself as the Third Reich after the first German “empire” or Reich of a thousand years, the Holy Roman Empire, it didn’t even last as long as the second, Wilhelmine Germany.

In total, Naz! Germany lasted only twelve years from 1933 to 1945 – for which it could only be described as imperial, at least beyond its original borders, for a little over half of that, from 1938 onwards. Well, perhaps from its involvement in the Spanish Civil War before that, although that failed to yield a reliable client state – and it was arguably preparing for its imperialism from its very inception.

And even for war beyond its borders from 1939 to 1945, the second half of that period was defending or retreating from conquests made in the first half – before its complete collapse, defeat, unconditional surrender, occupation and partition. So its empire was about three years of conquests, albeit impressive, then defending or retreating from those conquests before falling altogether.

The evil part, however, is not an overstatement. It can probably best be summed up by the Encyclopedia of Fantasy’s comparison of the First World War with the Second – “despite the attempts of propagandists on both sides, no wholly evil figure emerges from World War I to occupy the world’s imagination, no one of a viciousness so unmitigated that it seems almost supernatural; H!tler, on the other hand, has all the lineaments of a Dark Lord, and the Reich he hoped to found was a parody of the true Land”.

The Naz! empire, short-lived as it was, consisted of its conquests and occupied territory in Europe and north Africa – as well as its allies that started off resembling client states at best and finished off resembling hostages at worst.

And it was notorious for all the worst features of empire – war, extortion, plunder, slavery and genocide – arguably as a form of hyper-imperialism, both in intent and scale, more so by being crammed into a few short years.

It couldn’t even aspire to the caustic observation of empire by the Roman historian Tacitus through the mouthpiece of a Caledonian chieftain – that they make a desert and call it peace. Rather they made a desert and called it war.

The most that could be said for it was that its occupation of western Europe, extortionate as it was from the outset, was relatively benign until later in the war – relatively that is, compared to its occupation of eastern Europe, brutal or genocidal as it was from the outset

“It has been argued, and not altogether frivolously, that the crucial German mistake of the Second World War was to have behaved atrociously to Poland and correctly to France when the reverse would have served German interests to better effect”.

On a related side note, I have never understood why the Germans crushed the Warsaw Uprising of 1944, rather than simply withdraw to leave it as a thorn in the Soviet side.

Ironically, there were strains of anti-imperialism within the Naz! empire, similar to those other modern imperial powers that styled themselves as anti-imperialist while creating empires or enacting imperialism of their own. That was particularly so as it opposed the British Empire and hence sporadically invoked or supported anti-imperialism against that empire, as well as its propaganda posing as defending itself (or Europe) from Soviet and American forms of imperialism.

But it couldn’t even do that right – as it was not particularly concerned with expressing such sentiments during its high tide of conquest, and they only came to the fore as it became increasingly desperate defending against its defeat.

 

RATING:
S-TIER (GOD-TIER – OR IS THAT DEVIL-TIER?)

 

 

A-TIER (TOP TIER) 

 

 

Assyrian Empire 824-671 BC

 

(6) MESOPOTAMIA – AKKADIAN, ASSYRIAN & BABYLONIAN EMPIRES

 

Ur-imperialism.

The original imperialism – in that Mesopotamia was the origin (or one of the origins) of human civilization, and even more so, states.

Of course those states were necessarily on a small scale, as in the archetypal city-states of Sumerian civilization, and their imperialism was similarly on a small scale, as in city states conquering other city states or their neighbors.

In his book Against the Grain, James C Scott strikingly argues that such imperialism was ingrained (heh) in those states from their very foundations in grain agriculture as an instrument and means of state control, depending on various degrees of forced labor or extraction.

Whether or not that is the case, Sumerian city states warred against each other in what might be regarded as micro-imperialism or proto-imperialism.

Or as I introduced it, ur-imperialism – both as the term ur- is used to connote an ancestral prototype or primeval origin, and for the Sumerian city state of Ur.

One of the aspects of that ur-imperialism is, like many other features of subsequent civilizations, Sumerian civilization created or set the standard features of imperial or at least palace states, including monumental architecture – such as ziggurats! – and imperial or royal cults of leadership.

Ultimately, Mesopotamia evolved to imperialism on a larger scale – with its three namesake empires best known in general history. The Akkadian empire – best known for Sargon of Akkad – managed to conquer or unite all Mesopotamian city states in an area similar to modern Iraq, in the floodplains of the Euphrates and Tigris rivers that defined Mesopotamia.

However, the Akkadian Empire pales in comparison to the biggest and most belligerent of Mesopotamian empires, the Assyrian Empire (or technically neo-Assyrian Empire, as I understand it was a resurgence of the Assyrian state) – indeed, the largest empire in world history to that date.

To be honest, I don’t know too much about the Assyrian Empire, other than it being portrayed as one of the evil empires that menaced the Israelites in the Bible – and also that Jonah was ordered to its capital Ninevah by God before disobeying and being swallowed by the whale.

Although smaller than its predecessor, the Babylonian Empire (or again technically neo-Babylonian Empire) loomed larger in the Bible as one of its ultimate symbols, if not the ultimate symbol, of evil empire, because of the so-called Babylonian captivity and exile of the Jews.

“By the rivers of Babylon, there we sat down; yea, we wept, when we remembered Zion”.

Egypt and Babylon are the two famous (or infamous) poles of captivity for the Jews, but the latter is more raw in the Bible – because it was more recent (and less mythic), but also because the Old Testament was mostly written or compiled at or about that time.

And the symbolism of Babylon as evil empire loomed even larger in Christianity, due to its use as a symbol for Rome in the Book of Apocalypse, with the enduring imagery of that hot harlot, Mystery Babylon.

 

 

The maximum borders of the Egyptian empire 1450 BC by J.G. Bartholomew in 1913 (public domain image – Wikipedia “New Kingdom of Egypt”

 

(7) EGYPTIAN EMPIRE

 

“My name is Ozymandias, King of Kings;
Look on my Works, ye Mighty, and despair!”

Even more so than Mesopotamia, Egypt set the standard for imperial state chic, not least in its monumental architecture and statuary, as well as its priesthoods and divine ruler personality cult.

Indeed, it is not too difficult to see the stamp of Egyptian imperial chic even to the twentieth century and beyond, as in the Soviet Union but with a secular party priesthood devoted to the cycles of history as opposed to the Nile and cult of socialism rather than the sun god. Less pyramids perhaps, but equally monumental architecture and statuary, as well as a tendency towards equally grandiose and gigantic projects.

Ironically, despite this imperial chic, Egypt was not so much of an empire itself, except of course to its own subjects, as it largely kept within its own borders to the Nile. The exception is the imperial Egypt of the New Kingdom, when it extended southwards to Nubia and northwards through the Levant – under pharaohs such as Rameses, whose title in Greek gave us the figure in Shelley’s poem Ozymandias.

Also ironically, Egypt has consistently played an important role within empires, but more as imperial prize rather than ruling empire itself – starting with its conquest by Assyrian, Persian and Macedonian empires in turn.

The last also reveals something of an odd recurring tendency, for foreign invaders or subjects from an empire conquering or ruling Egypt to break away from that empire with their own dynasty within Egypt, which is then effectively regarded as Egyptian.

First and foremost among those was the Ptolemaic dynasty, founded by Alexander’s general Ptolemy as a successor state of the Macedonian empire and regarded as the last dynasty of ancient Egypt. It was the dynasty that gave history Egypt’s most famous female monarch, Cleopatra – also Egypt’s last reigning monarch, before its fall to the Roman Empire. Indeed, its fall transformed the Roman Republic into the Roman Empire.

Kudos to Cleopatra, however, for almost pulling all a second breakaway dynasty based in Egypt, this time from the Roman Empire in its eastern half, through her alliance with Mark Antony. Yes – it was a long shot but it’s tempting to imagine the counterfactual of their victory, perhaps anticipating the eastern Roman Empire by three centuries, except from Alexandria rather than Constantinople, with Greek as its lingua franca at an earlier date. Or alternatively something like the short-lived breakaway Palmyrene empire under Zenobia two centuries ahead of the Crisis of the Third Century.

Egypt then became an imperial prize for the Roman Empire – and its richest, the proverbial breadbasket of its empire. That always strikes me as strange from my perspective of contemporary Egypt and its comparative poverty – but then that is part of the more general strange feature that the Roman Empire’s eastern or southern African and Asian provinces were richer than its western and northern European provinces, the reverse of our contemporary perspective.

From there, it was briefly a battlefield between the eastern Roman (or Byzantine) empire and the resurgent Persian (or Sassanid) empire, before falling to the Arab conquest that defeated one and conquered the other.

Egypt remained in the hands of one caliphate after another, but rose to new prominence as the seat of power for the Fatimid Caliphate. The Fatimids did not quite fall within that recurring tendency for Egyptian breakaway dynasties, except perhaps in the last stages of their decline when their rule was effectively confined to Egypt – but the Mamluks did, the slave mercenary military case that rose to rule their own Sultanate in Egypt and beyond, even famously defeating the Mongols at the Battle of Ain Jalat in 1260.

The Mamluks declined in turn, but their role was replayed by Albanian mercenaries with Egypt as a province in the Ottoman Empire, led by their commander Muhammed Ali Pasha, who founded his own dynasty, nominally subject to but effectively independent from the Ottoman Empire.

Egypt became a protectorate of the British Empire, as Egypt again rose to prominence as an imperial prize, not for its agriculture but for the newly constructed Suez Canal as maritime trade route.

And once again ironically, Egypt and the Suez Canal subsequently rose to prominence as the imperial humiliation of the British Empire, with the Suez Crisis in 1956 – often cited as one of the end points of the British Empire.

We’re not quite done with Egypt and its imperial ironies yet – as finally modern Egypt echoed the imperial heights of its ancient New Kingdom with the short-lived United Arab Republic, when it formed a sovereign union with Syria from 1958 to 1961.

 

 

Athens and its Delian League vs Sparta and its Peloponnesian League at the outset of the Peloponnesian War – map by Marysas (from E Levy) for Wikipedia “Delian League” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(8) GREEK – ATHENIAN EMPIRE & SPARTAN HEGEMONY

 

Athenian empire vs Spartan hegemony.

We usually (and correctly) think of the Roman Empire as the imperial template in Western culture, but this can mislead us into overlooking the Greek imperial template in Western culture. No – I’m not talking the Macedonian empire of Alexander the Great, although that too was influential, but the classical Greek city states, particularly the opposing Athenian empire and Spartan hegemony of the Peloponnesian War.

Of course, similarly to the archetypal city-states of Sumerian civilization, their imperialism was on a small scale – city states ruling other city states or their colonies.

And it tended not to call itself a formal empire as such. Indeed, in this it was a remarkably far-reaching imperial template, not so much for imperialism but neo-imperialism. Where the Roman imperial template set the model for imperialism from the fall of the western empire through to the European maritime empires, the Greek imperial template set the model for neo-imperialism from the European maritime empires onwards.

The Athenian empire evolved from the Delian League, an alliance of Greek cities led by Athens against Persia after the Greek-Persian Wars, based on Athenian naval supremacy and named (in modern historiography) after the sacred island of Delos, “where congresses were held in the temple and where the treasury stood until, in a symbolic gesture, Pericles moved it to Athens in 454 BC”.

That last part of moving the Delian treasury to Athens marked the point where the heavy-handed control by Athens of the Delian League evolved into an Athenian empire, where Athens began to use the League’s funds for its own purposes and there were conflicts with or outright rebellions by less powerful League members.

Essentially members of the League were given a choice of either offering armed forces or paying taxes into the treasury. Most states chose the tax, which now doubled up as leaving them effectively disarmed while paying taxes or tribute to Athens. In the words of the classical historian Thucydides, ” it was correspondingly easy” for Athens “to reduce any that tried to leave the confederacy” – that is, crush members that tried to revolt or secede.

Thucydides dramatized just how heavy-handed Athens could be in the famous Melian Dialogue, often invoked by the so-called school of realism in international relations for its maxim that “the strong do what they can and the weak suffer as they must”. Thucydides put that maxim in the mouths of his imagined Athenian emissaries when giving their ultimatum to the neutral island of Melos – surrender and join the League, paying tribute to Athens, or be destroyed.

One might well see the template from this Athenian “empire” or Delian League for the style or techniques of modern neo-imperialism or European maritime empire – even more so when one recalls that the Athenian state was democratic, in the style of so-called democratic empires, “a political state which conducts its internal affairs democratically but externally its policies have a striking resemblance to imperial rule”.

Interestingly, American democracy initially echoed classical Athenian democracy, in that both were also slave-owning societies and excluded women from politics.

Its opposing counterpart, Sparta, was authoritarian at heart but was also shy of formal empire with its Spartan hegemony. Particularly after its victory in the Peloponnesian War, it too could prove equally heavy-handed – establishing many of the pro-Spartan foreign governments throughout the Aegean and also establishing many Spartan garrisons.

Just as I tend to see the Peloponnesian War between democratic Athens and oligarchic Sparta underlying the grand ideological conflict in Western civilization, so too I am tempted to see the Athenian empire and Spartan hegemony resembling the rival United States and Soviet Union in the Cold War, except with victory reversed.

However, there was a deeper template, from which the Athenian empire and Spartan hegemony arose in part, and that was the long history of classical Greek colonization, a precursor of subsequent settler colonialism.

Essentially, Greek cities founded other cities on a prolific scale throughout the Mediterranean and Black Sea coastlines, except in the western Mediterranean where they came up against the Phoenicians and their colonies (in what would become Carthage and its territories), from 750 to 550 BC.

The Greek cities or colonies often became strong city states in their own right, independent of their founding city or cities and often even rivalling them in influence – as in Sicily and southern Italy, to the extent that the Romans called the area Magna Graecia or Great Greece.

I am not familiar enough with the history of Greek colonization to comment on the extent that it was imperial in terms of displacing or dominating any inhabitants in the area of their colonies. However, it certainly had an impact that is occasionally characterized as cultural imperialism – Greek cities spread Greek culture.

However, I would go further – that Western civilization as a whole is effectively a Greek colony.

An analogy that is commonly drawn in modern history is to cast the British and their empire as the Greeks to the Romans of the United States, albeit American imperialism might be styled as closer to that of the Delian League (and its original democratic polity as closer to that of Athens).

 

 

Extent of Attila’s empire based on a map from Empires and Barbarians: The Birth of Europe by Peter Heather 2010 – map by Slovenski Volk for Wikipedia “Huns” licensed under https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(9) HUNNIC EMPIRE

 

A classic nomadic empire founded by horse blitzkrieg of mounted nomadic tribes from the Eurasian steppes that should be ranked as the fourth great empire of late antiquity and menacing the other three – Persian Empire as well as eastern and western Roman empires – in turn.

(Although I tend to agree with the observation of Youtuber Tominus Maximus that the Huns generally hated the eastern Roman empire but liked the western Roman empire. Well, you know, until they didn’t.)

However, despite its classic status and notoriety, the Hunnic Empire remains somewhat nebulous because like most nomadic empires, they preferred riding to writing – so we are mostly reliant on what other people wrote about them.

Apparently according to tradition, they were first reported living east of the Volga River. Their origins remain uncertain, other than broadly sweeping across central Asia – with some theories resembling an extent almost as wide as the Mongols, particularly those theories linking them to the Xongniu and other nomadic peoples that menaced China, often stylized as Huns, such as in the Disney version of Mulan.

They are also often linked to other nomadic tribes, sometimes also stylized as Huns, that menaced the Persian Empire and even India. It’s not helped by the tendency, as with the Scythians, to identify or name nomadic tribes across Eurasia as Huns – both before and after the classical Hunnic Empire.

Classical sources have them suddenly appear in Europe or west of the Volga from 370 AD – where they triggered the Migration Period or at least the westward movement of Goths into the Roman Empire and bringing about the latter’s fall.

By 430 AD, they had “established a vast but short-lived empire on the Danubian frontier of the Roman Empire” – with various Germanic or other tribes “either under Hunnic hegemony or fleeing from it”. The Hunnic empire largely crystallized around the charismatic leadership of the most notorious Hun, Attila – and rapidly disintegrated after his death.

Under Attila, the Huns won not just peak empire but also the historical infamy of being extremely barbaric and ruthless towards their adversaries. Although I have to admit Attila being identified as the Scourge of God earns him badass points.

From their empire, the Huns raided the more robust eastern Roman Empire, invading the Balkans and threatening the capital Constantinople, with little to stop them until the emperor opted for the pragmatic policy of paying tribute for peace.

The Huns then invaded the western Roman Empire in 451, with Attila claiming the sister of the western Roman emperor as his bride and half the empire as his dowry – with some fairness, as she had swiped right on him in preference to her betrothal to a Roman senator.

 However, there the Huns encountered the general Flavius Aetius, often hailed as “the last of the Romans”. Ironically, Aetius had effectively risen to power by relying on the Huns – with whom he had previously been a court hostage – as his allies. Now he had to face off against his former allies as Attila invaded Gaul, drawing on the waning resources of an increasingly vestigial empire to field one of its last major military operations in alliance with the Visigoths and its other Germanic allies – and won, defeating the Huns at the Battle of the Catalaunian Plains.

Or not, as historians dispute how conclusive a victory it was. Attila and the Huns withdrew from Gaul, only to invade Italy the following year – and there was little Aetius could do to stop them there, except for the Pope to ask Attila nicely if he would leave without sacking Rome.

Surprisingly, it worked. Attila left Italy – albeit probably more for lack of supplies or expectations of tribute as well as an eastern Roman campaign against the Huns in their homeland. He died the following year, aborting his plans for further campaigns against either empire – as with the Mongols, Europe was saved from invasion by a fortunately timed death (from Attila partying too hard celebrating his latest wedding to his hot new bride).

The Huns took one last shot at the eastern Roman Empire under one of Attila’s sons in 469, vanishing from history with their defeat.

 However, much about the Hunnic Empire remains mysterious, even the empire’s full territorial extent – some maps tentatively suggest their empire extended to the Baltic, but we just don’t know. Similarly, we can only speculate on why Attila agreed to leave Italy, setting aside papal mojo. We only have glimpses of fascinating aspects of the Huns such as their practice of cranial deformation, with their subsequent appearance no doubt adding to their fearsome reputation.

 

 

Map of the Timurid Empire in 1400, Demis Map Server (from reference The Jalayirids: Dynastic State Formation in the Mongol Middle East Map 3, Wikipedia “Timurid Empire” under license https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

 

(10) TURKIC – TIMURID EMPIRE

 

Yeah, you know those horse blitzkriegs or nomadic empires by mounted nomadic pastoralist tribes from the Eurasian steppes – “those psychos on horseback” – that keep popping up in my top ten history lists?

A large number of them were Turkic, as one of the more prevalent ethnicities of Eurasian mounted nomadic pastoralist tribes – particularly after the so-called Turkic expansion throughout Eurasia from the 5th century AD onwards.

They are distinct from the Mongolic peoples but the Turkic expansion overlapped with the Mongol Empire as the latter enlisted Turkic peoples and confusingly gave rise to various Turko-Mongol “traditions” or ethnocultural syntheses. And to confuse things further, the Turkic expansion extended to the Middle East – giving rise to Turko-Persian tradition – and more famously, Anatolia, as the origin of the Turks who formed the Ottoman Empire and present nation of Turkey.

There’s enough Turkic empires for their own top ten, originating with the first definitive Turkic empire in the 6th century – the Göktürk Khaganate, variously titled the First Turkic Khaganate, the First Turkic Empire, or Turkic Khaganate, which also “became the first Central Asian transcontinental empire from Manchuria to the Black Sea”.

Indeed, Turkish nationalists have compiled their own top ten of Turkic empires, or rather, a top sixteen – the 16 Great Turkic Empires, albeit counting some disputed as Turkic, going back to the Xongniu or Huns.

However, one empire that is not disputed as Turkic – or rather, Turko-Mongol – is the Timurid Empire, founded by Timur or Tamerlane, “the last of the major nomadic conquerors of the Eurasian Steppe” and in doing so, mauled other states of such formidable reputation as the Golden Horde, Mamluk Sultanate, the Ottomans, and Delhi Sultanate. Or as I like to call him, the Timurnator. He was even eyeing off Ming China before his death

“The Timurid conquests and invasions started in the late 14th century with Timur’s control over the Chagatai Khanate” – one of the successor states of the Mongol Empire which I otherwise would have seen as the runt of the litter – and ended at the start of the 15th century with the death of Timur. Due to the sheer scale of Timur’s wars, and due to the fact that he was generally undefeated in battle, he has been regarded as one of the most successful military commanders of all time. These wars resulted in Timur’s supremacy over Central Asia, Persia, the Caucasus, the Levant, and parts of South Asia and eastern Europe, and they also resulted in the formation of the short-lived Timurid Empire”.

While his empire persisted for a century after his death, it slowly fragmented but one of his successors, his great-great-grandson Babur, conquered India to forge a whole new empire that was arguably the most powerful imperial state in the subcontinent prior to the British – the Mughal Empire, which survived even in decline to the nineteenth century.

 

 

B-TIER (HIGH TIER)

 

 

 

The Republic of Venice with its Domini de Terraferma and Stato da Mar – its main territories in Italy and overseas by Ariel196 for Wikipedia “Venice” licensed under https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

(11) VENETIAN EMPIRE 

 

Technically it’s the Venetian Republic – La Serenissima or the Most Serene Republic of Venice – as it was another imperial republic in the style of Rome, indeed with quite a few parallels between them.

Of course, the world had moved on from the days that an Italian city-state could dominate the peninsula and then the Mediterranean (and beyond) in the style of Rome, but Venice took a damn good swing at it, punching remarkably above its weight.

The parallels with Rome extend to a similarly legendary founding – the Republic dated its founding back to 697 AD, albeit predated by Venice itself reputed to have been settled by refugees from the Huns and Germanic invaders of the Roman Empire seeking the safety of its islands.

The Republic was founded as the Duchy of Venetia within the eastern Roman Empire’s Exarchate of Ravenna – its leader’s title of Doge originating from the Latin for dux (or duke) as an imperial provincial title. It became increasingly independent as the exarchate crumbled, until effectively achieving de facto independence because of an agreement between the Holy Roman Empire and the eastern Roman Empire.

Its independence corresponded with its rise as an imperial republic in its own right. Venice relied on the tried-and-true methods of a smaller state – particularly city and island states – to punch above its weight, namely naval power fuelled by wealth from maritime trade, as well as cunning and sharp practice in diplomacy. That wealth was also fuelled by its art, craft and manufacture – historian Geoffrey Blainey’s observation that Venice was like the Silicon Valley of its time, in things like glassmaking, has always stuck in my mind.

Indeed, while it resembled Rome’s classical (and imperial) republic, it also followed the classical Greek model of a maritime colonial empire with a focus on its naval power and trade, while in many ways pre-empting the European colonial – and neocolonial – empires of which it was a predecessor.

And like all empires, even maritime or mercantile ones, it was in the business of territorial expansion – “During its history it annexed a large part of north-east Italy, Istria, Dalmatia, the coasts of present-day Montenegro and Albania as well as numerous islands in the Adriatic and eastern Ionian seas. At the height of its expansion, between the 13th and 16th centuries, it also governed the Peloponnese, Crete and Cyprus, most of the Greek islands, as well as several cities and ports in the Mediterranean”.

Of course, its rise as imperial republic caused it to come into conflict with rival Italian city-states, notably Genoa, but also the eastern Roman empire. Venice had a weird love-hate symbiotic-parasitic relationship with the eastern Roman Empire – evolving from an imperial province and vassal in the empire’s reconquest of Italy, to ally and close associate of the empire effectively as its navy and trading house, and ultimately to rival and perfidious adversary in the Fourth Crusade.

In some ways, that symbiosis involved Venice as almost the inversion of Constantinople – the heart of a mercantile empire which waxed and rose, sucking from the blood of the latter as it waned and fell. Although ironically, Venice found its fortune to be little more symbiotic with Constantinople than it would have liked after all – as the rival declining eastern Roman empire was replaced by the new rival rising Ottoman Empire.

Even then, its remarkable to think that Venice as a city-state held its own going toe-to-toe with the Ottoman superpower for four centuries or so of Ottoman-Venetian Wars (that commenced even before the fall of Constantinople), albeit inevitably losing territory to the Ottomans.

The rise of the Ottoman Empire also indirectly prompted one of the primary factors behind the decline (and fall) of the Venetian Republic and the Mediterranean in general – the decline of Mediterranean trade relative to the Atlantic as the latter opened in the European Age of Discovery and conquest of the Americas. Even so, the Venetian Republic endured until 1797 when it finally fell to the French under Napoleon.

 

 

Map of the Carolingian Empire in 814 AD – Wikipedia “Holy Roman Empire” licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

(12) HOLY ROMAN EMPIRE

 

The Holy Roman Empire of the German Nation.

The thousand year Reich, subsequently styled as the First Reich – which means I’ve featured all three Reichs in my special mentions.

Yet as Voltaire famously quipped – neither holy nor Roman nor an empire.

The Holy Roman Empire had some substance to it, but also embodied an idea – or worse, a snub by Pope Leo III to the eastern Roman Empire and its empress Irene by crowning Charlemagne as Roman emperor, in Rome no less, in what must surely rank as a medieval meme.

Of course, underlying that idea was the enduring influence or template of the western Roman Empire, a legacy which many in the European kingdoms or nations subsequent to it sought to revive, even at the expense of the eastern Roman Empire.

That idea had some force to it under Charlemagne, who had achieved the largest unified polity in western Europe since the Roman Empire – although his empire should more accurately be styled as the Frankish Empire- but it soon fell apart after it was divided between his sons.

From that division, Germany emerged as a separate realm from the Frankish Empire, largely from the eastern Frankish empire, and it was from Germany that the Holy Roman Empire truly arose. Historians tend to distinguish the Frankish Empire from the Holy Roman Empire proper, with Otto I as the first Holy Roman Emperor in 962, even if that cuts down that thousand year Reich (from Charlemagne’s coronation in 800) to a mere 844 years.

Again, the idea had some force to it under Otto and his successors, even if it oscillated between that idea as reflected in its title as Roman Empire and the reality as reflected in its title as Empire or Kingdom of the Germans. It was still a snub to the eastern Roman empire, who were deeply insulted by the Pope crowning Roman Emperors – although in fairness, “the Pope was the only one of these people who actually lived in Rome itself” so “it could be argued he was the most entitled to decide who was Emperor of the Romans”.

The actual term Holy Roman Empire began to be used only during the reign of Friedrich or Frederick Barbarossa two centuries and two dynasties later, and under him, the idea had some teeth to it (as well as transforming him into a legendary figure) and continued to do so until his grandson Friedrich II, who attempted to run an Italian-German empire from Sicily.

That reflected the internal struggles within the Empire – with German nobles, with Italian cities or communes, and above all, with the Papacy. “The Empire and the Papacy, both competing for secular and religious power over all Christendom without the means to enforce it, essentially destroyed each other’s credibility. This was not helped by a fairly consistent policy of Emperors to neglect the basis of their power in Germany to grasp at its shadow in Italy – because in order for a German king to become Emperor, he had to go to Italy and be crowned by the pope”.

From there, the empire that had originated as a meme essentially devolved back into one – falling into irrelevancy or worse, the joke of an empire “that mostly clung to life because the ruler of Austria wanted to call himself an emperor and the rest of Europe was willing to humor him”. As Marx quipped, history repeats itself, the first time as tragedy, the second time as farce.

And above all, it was incredibly convoluted, both in history and structure – an emperor elected by powerful regional lords and clergy, in an empire that went from 300 to 1800 “sovereign kingdoms, duchies, free cities, and other entities”.

Hence Voltaire’s famous quip about it – and Napoleon doing away with the whole dog’s breakfast of the Holy Roman Empire in 1806.

 

 

Map of the Teutonic Order around 1300 by Marco Zanoli for Wikipedia “Military order (religious society)” licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

(13) TEUTONIC KNIGHTS 

 

It’s time to splash out with some wilder entries, as I usually do in my special mentions – although this entry is not as wild as you might think.

Yes – it’s pretty wild to think of a religious order, even one founded as a military society during the Crusades, as an empire. The Teutonic Knights or Teutonic Order was founded as the Order of Brothers of the German House of Saint Mary in Jerusalem.

But perhaps not that wild – after all, the Crusaders and their states or military orders served as precursors of European imperialism, as for example with the Reconquista leading directly into the Spanish Conquest of the Americas.

And the Teutonic Knights were arguably the most imperial of military orders, even carving out their own state – the State of the Teutonic Order – in the Baltic during the Northern Crusades. Although let’s not get too much in the past tense as the Teutonic Order still exists, albeit purely religious since 1810 after the military order was disbanded by Napoleon.

Also, I’m on a roll with German imperialism – I’ve managed to include all three German empires (from First to Third Reich) in my special mentions, so this is a bonus round for the imperialism of this definitively German military order, reflected in its very name. That’s pretty much it for German imperialism, except for a few weird African or American colonial ventures by German states prior to modern Germany (Brandenburg-Prussia, Augsburg, and so on).

Anyway, “after Christian forces were defeated in the Middle East”, the Order moved to Transylvania, where it got the taste for blood as an empire (heh) – attempting to build their own state before the Pope and the King of Hungary intervened to boot them out.

If at first you don’t succeed – try, try again. Which the Order did in Prussia as well as the present-day Baltic states, creating the aforementioned State of the Teutonic Order during the Northern Crusades (merging with the Livonian Brothers of the Sword)

From there, the Teutonic Knights “initiated numerous campaigns against its Christian neighbours, the Kingdom of Poland, the Grand Duchy of Lithuania, and the Novgorod Republic…and they also became a naval power in the Baltic Sea” but waned in power after being decisively defeated by a Polish-Lithuanian army at the Battle of Grunwald.

 

 

 

 

(14) EAST INDIA COMPANY 

 

It’s strange to think that most of the heavy lifting of the British Empire in India was done not by the British Crown or government, but by a company – indeed, to the extent that the British Empire in India was effectively that company. But what a company!

That is of course the East India Company – the British East India Company that is, not the Dutch East India Company or one of the other prolific East India Companies established in Europe (Danish, Portuguese, Genoese, French, Swedish and Austrian).

At its peak, the British East India Company was the largest company in the world and accounted for half the trade in the world.

So yes, you might say, that’s big – reflecting that they started with a Crown charter giving them a monopoly on English trade east of Cape of Good Hope and west of the Straits of Magellan – but it was just a company doing company things like trade, wasn’t it?

Well, for the East India Company, company things included having its own armed forces, including its own navy – the Bombay Marine – and three ‘presidency’ armies – the Bengal Army, the Madras Army and the Bombay Army – “totalling about 260,000 soldiers, twice the size of the British army at the time”.

They also included that the company “eventually came to rule large areas of present day Bangladesh, Pakistan and India, exercising military power and assuming administrative functions”, either directly or indirectly through “princely states tied to it by treaty”.

That was particularly so after the Battle of Plassey – the Anglicized form of Palashi or Polashi – when the Company, under the leadership of the famous Robert Clive or “Clive of India”, won against the Nawab of Bengal and the Nawab’s French allies in 1757.

However that all fell apart literally a century later, with the Indian or Sepoy Rebellion of 1857-1858, named for the sepoys that were the mainstay of the East India Company’s power – “locally raised, mostly Muslim, western trained and equipped soldiers that changed warfare in present day South Asia…a few thousand company sepoys, time and again, took on vastly superior Mughal forces numerically and came out victorious”.

Following this rebellion, the British Crown effectively took over the East India Company in India (by the Government of India Act 1858) – “assumed its governmental functions and absorbed its armies” – although the company survived as a financial shadow of its former self until it was formally dissolved (by the East India Stock Redemption Act 1874).

The Company also had its hand in Asia beyond the Indian subcontinent, not least competing with the Dutch for spice from Indonesia – and trading opium to China, prompting the Opium Wars.

“Wait – it’s all companies?”

“Always has been.”

As I said, it is strange to think of a company as the vanguard of British imperialism in India, but it might be observed how often that was the case in Western imperialism – and indeed, some might observe even more so for Western neo-imperialism. United Fruit and banana republics, anyone?

But yes – it was deeply ingrained in the DNA of European or Western imperialism that much of it was effectively private entrepreneurial rather than public governmental. That is, it was done by private individuals – including literal privateers or pirates – and corporations or organizations, albeit typically under government charters.

 

 

 

Napoleonic Empire at its peak in September 1812, occupying Prussia and advancing on Moscow, by DannamEmpire in Wikipedia “First French Empire” licensed under https://creativecommons.org/licenses/by/4.0/deed.en

 

 

(15) NAPOLEONIC EMPIRE

 

The empire ruled by Napoleon Bonaparte, “who established French hegemony over much of continental Europe” for a decade or so – formally from 18 May 1804 (although I would argue it effectively preceded that) to 6 April 1814, and for an encore from 20 March 1815 to 7 July 1815.

It’s referred to by historians as the First French Empire – to distinguish it from the second one ruled by his nephew Napoleon III, the perfect representation of the Marxist quip that history repeats itself, the first time as tragedy and the second time as farce. Historians also distinguish both from the French colonial empire, that overlapped with and persisted through them.

18 May 1804 was when Napoleon was granted the title Emperor of the French, crowning himself on 2 December 1804 – signifying the end of the French Consulate and French First Republic, although the stated continued to be called the French Republic until October 1808. However, the reality of French military predominance in Europe and Napoleon’s predominance within the Republic preceded the formal imperial title.  French military predominance was cemented as military supremacy and hegemony in continental Europe by Napoleon’s victories in the so-called War of the Third Coalition and the War of the Fourth Coalition, with the latter representing the high point of the empire.

Napoleon distinguished himself as one of the most brilliant military commanders of history. Under his leadership, the French armies repeatedly defeated numerically superior Austrian, Prussian and Russian armies – outfighting coalition after coalition led and financed by Britain.

But in the end Napoleon lost his Napoleonic wars and with them, his empire – defeat saw his empire dismantled, France completely defeated (once and for all in a battle subsequently commemorated by Abba) and Napoleon himself exiled to progressively more pathetic islands.

Despite his strategic and tactical brilliance, Napoleon was undermined by his own flaws. One basic flaw was his nepotism in handing out kingdoms or nations as prizes to his relatives – most critically in giving the kingdom of Spain to his brother Joseph, which prompted Spain to rise up against France in the Peninsular War, the running sore or “Spanish Ulcer” of Napoleon’s empire

Of course, it didn’t help that Napoleon was relentlessly opposed by the British, who were unparalleled in magnificent bastardry – with their most cunning aspect to pose as being nice, as if they were just going about playing cricket rather than taking out almost every country on earth in the name of empire.

In fighting the world’s greatest maritime power, Napoleon was handicapped by his lack of understanding of naval strategy (or his navy’s lack of ability) as well as geopolitics. It was trying to fight outside Europe (and on the seas) that Napoleon met with his earliest (and most consistent) defeats.

For all his romping around Europe, he effectively was bottled up in Europe by the British navy, unable to project his power into the world. All his victories in Europe did not change the basic fact that true world power had moved from the center of Europe to its edges – to the maritime empire of Britain and the continent-spanning empire of Russia, which ultimately crushed him between them. And in the end, all Napoleon’s wars achieved was handing world empire over not to his own empire, but to two successive Anglo-Saxon powers, Britain and the United States (the latter not least through the Louisiana Purchase) – the real winners of the Napoleonic Wars.

The defeat of his empire also initiated the rise of Germany under Prussia – with Prussia reforming itself militarily, and then, as part of the Congress of Vienna seeking to beef it up for a better balance of power, acquiring industrial regions in Germany that transformed agrarian Prussia into an industrial leader in the nineteenth century.

Of course, Germany was to have the same fatal flaw as that of Napoleon before them, bottled up between Britain and Russia as well as misjudging the extent to which world power had moved beyond Europe. Actually, their situation was worse, as world power to their west had moved across the Atlantic to the United States, even more beyond their reach than the maritime empire and power of Britain. Indeed, only twenty years after Waterloo, another Frenchman Alexis de Tocqueville predicted Russia and the United States as the two global powers – a process that visibly took shape during the Napoleonic Wars.

However, Napoleon’s empire saw the transformation of Europe and the world into their modern form– spreading French revolutionary principles over much of Europe (then identified as liberal with the same distaste as a subsequent era was to identify socialist or communist).

It “had profound consequences on global history, including the spread of nationalism and liberalism, the rise of Britain as the world’s foremost naval and economic power, the appearance of independence movements in Latin America and subsequent decline of the Spanish Empire and Portuguese Empire, the fundamental reorganization of German and Italian territories into larger states, and the introduction of radically new methods of conducting warfare.”

To which might have been added other things, such as the relative peace in continental Europe during the nineteenth century, and the territorial expansion of the United States with the Louisiana Purchase. And my own pet theory that the destruction of indigenous nations or peoples in the Americas and Australasia can be traced to Napoleon. Not directly, of course, but indirectly through the Louisiana Purchase, consolidation of British “settlement” in Australia and Latin American revolution or independence, which accelerated the impending destruction of indigenous peoples or nations.

 

 

X-TIER (WILD TIER)

 

 

The Ethiopian Empire in 1952 by Amde Michael – Wikipedia “Ethiopian Empire” licensed under https://creativecommons.org/licenses/by-sa/4.0/deed.en

 

(16) AFRICA – ETHIOPIAN EMPIRE 

 

“By the Conquering Lion of the Tribe of Judah, His Imperial Majesty Haile Selassie I, King of Kings, Lord of Lords, Elect of God”

Iron like a Lion in Zion!

Special mention shout-out for the empires of sub-Saharan Africa – of which there are a plethora from which to choose.

The Ethiopian Empire may not seem an obvious first choice – with the Mali Empire, under Mansu Musa, reputed to be the richest man in history, and the Songhai Empire, vying for the wealthiest and largest empires in Africa respectively.

However, the Ethiopian Empire was the longest lasting empire in Africa, enduring seven centuries from the Middle Ages in 1270(!) to the Cold War, with its messianic emperor Haile Selassie one of the last reigning emperors in history, deposed in 1974(!!) by communist revolution. Ethiopia was one of the last countries in the world to have the title for emperor as its head of state, along with Iran and Japan (as well as another empire we’ll mention later in these special mentions) – which left Japan as the only such nation after the 1970s.

Well longest-lasting apart from its enigmatic predecessor, the kingdom of Aksum, which is said to have lasted eight centuries from 100 AD to 900 AD and was styled as one of the great powers of antiquity.

Back to the Ethiopian Empire, sometimes styled as Abyssinia, it has a history that is almost literally the stuff of legend and literally the stuff of religion – starting with its imperial dynasty known as the Solomonic Dynasty, claiming descent from the last Aksumuite king and ultimately the Biblical duo of King Solomon and the Queen of Sheba themselves, tracing Sheba to Ethiopia.

With that Biblical pedigree, it remained staunchly committed to its ancient form of Christianity, despite being surrounded by hostile forces in the Horn of Africa, often identified as the source of the European legend of the mysterious non-European Christian monarch Prester John.

It’s odd to think of Ethiopian crusades against Islamic armies to become the dominant power of the Horn of Africa but that’s effectively what happened – and not too far in time from European crusades.

It’s also odd to think of Ethiopia in decline after that then warding off Islamic invasions, firstly with the help of the Portuguese – and then on their own against the Ottomans. It lost its Red Sea coast to the Ottomans – but then had its golden age, before falling into its own version of a shogunate.

It’s again odd to think of the Ethiopian Empire as an imperial participant in the Scramble for Africa but it was – an expansionist power like the Zulus earlier, expanding into the modern borders of Ethiopia and defeating a rival European power, the Italians pushing down from Eritrea in the Battle of Adwa in 1896, but making it stick unlike the Zulus and preserving their independence, the only African nation to do so (apart from Liberia).

Of course, the Italians famously took another swing at it under Mussolini and won in a strange throwback to the Scramble for Africa, occupying Ethiopia until being defeated there by the British in the Second World War, which saw Emperor Haile Selassie return from exile.

Finally, it’s odd to see its last emperor – the same Haile Selassie – again become the stuff of legend and religion, as he was hailed as a literally messianic figure, the returned Messiah of the Bible, by the Rastafarian religious movement and reggae, hence the quotes opening this entry. To play on an old gag, they saw the God-Emperor of Mankind – and he was black.

Until of course the less poetically named Derg, essentially a military junta, decided he was not the Messiah but just a very naughty boy – and chose the religion of Marxist-Leninism instead.

 

 

 

 

 

(17) AMERICA – AZTEC & INCA EMPIRES

 

The preeminent empires of pre-Columbian America, although sadly best known to history (and myself) as foils to the Spanish Empire – albeit because of defeats unparalleled in history for just how few Spanish forces conquered such populous empires in so short a span of time.

I have more knowledge of the Aztec Empire prior to the Spanish Conquest – if only for the lurid horror stories of its imperial religion of human sacrifice on a scale unprecedented in the region, or anywhere else for that matter. However, the nature and extent of Aztec human sacrifice is often disputed as historical propaganda – as indeed is the so-called Black Legend of anti-Spanish history when it comes to the Spanish Conquest of the Aztec Empire – with some fairness on both sides.

The Inca Empire was the largest empire in pre-Colombian America, almost ten times larger than the Aztec Empire and perhaps two or three times as populous but not as brutal. The size of the Inca Empire is quite striking for an empire predominantly in mountainous highlands – “one of the greatest imperial states in human history” created and maintained “without the use of the wheel, draft animals, knowledge of iron or steel, or even a system of writing”. Or largely without money or markets apparently, like Star Trek but without the post-scarcity. Also one without the more characteristic grain cultivation of other agricultural states – instead cultivating potatoes.

Which makes its defeat even more striking than that of the Aztecs, particularly as the Spanish leader Francisco Pizarro started with about a third of the forces of his counterpart Cortes against the Aztecs – a mere 168 soldiers – and was over 60 years of age at the time. Now that’s how to spend your retirement years!

Although Pizarro was perhaps luckier in his timing with a civil war of succession to the Inca imperial throne – as well as capturing and holding the reigning Inca ruler hostage.

Of course, the primary factor for the fall of both empires was the disease or diseases spread ahead of the Spanish who brought them – and which ravaged the native American populations who had no acquired resistance to them. While that would seem to be the greatest scale for the role disease has played in the fall of empires, disease has played a recurring role in the decline or fall of other empires, including the Roman Empire – as is the subject of Plagues and Peoples by historian William H. McNeill.

I have less knowledge of the Inca Empire prior to Spanish Conquest, although that seems apt as it’s an empire that has a quality of mystery or at least mystique to it. That includes the legendary “lost cities of the Incas” to which they retreated as a vestigial empire – the neo-Inca state – as well as “periodic attempts by indigenous leaders to expel the Spanish colonists and re-create the Inca Empire until the late 18th century”.

 

 

Coronation of Bokassa – by way of fair use as it appears to be one of the few images or only image (by unknown photographer) to depict his coronation (with its Napoleonic inspiration), also referenced as such in J.M. Roberts The Triumph of the West

 

(18) CENTRAL AFRICAN EMPIRE

 

History’s most ridiculous empire.

Also the last empire in Africa, subsequent to the fall of the Ethiopian Empire – and indeed the penultimate country in the world to have a head of state with the title of Emperor, leaving Japan as the last country standing with an Emperor.

The Central African Empire was achieved by the simple expedient of President Bokassa, military dictator of the Central African Republic, declaring himself Emperor and the republic an empire from 4 December 1976 to 21 September 1979.

Sadly, as head of state, he was able to conscript his hapless citizens in his imperial delusions. Also his state’s treasury, as he blew the equivalent of $20 million, a third of the country’s government income, on his coronation ceremony – modelled, like his imperial regalia and regime, on that of Napoleon Bonaparte.

His self-proclaimed empires relied on people playing along with it – not so much his own nation which had little choice about it, but the nation that had actually ruled it as an empire, France. Although that was primarily French President Giscard d’Estaing, who was bafflingly chummy with Bokassa. Of course, that may have had something to do with the diamonds and other gifts Bokassa gave him, ultimately resulting in scandal and election loss for Giscard d’Estaing.

Bokassa proved too embarrassing even for France when school riots led to massacres of civilians, prompting France to withdraw support and Bokassa cosied up to Gaddafi’s Libya instead – France then overthrew Bokassa in what has been called France’s last colonial expedition, Operation Barracuda.

Similarly, there were French and Napoleonic connections to two close runners-up for history’s most ridiculous empires, in the Americas in the nineteenth century rather than Africa in the twentieth – the short-lived Mexican and Haitian Empires.

There are actually two Mexican Empires – the First and Second Mexican Empire. The first is not so ridiculous, although it was short-lived and unique among former Spanish colonies winning independence – a brief monarchy from 1821 to 1823 after Mexico won its war of independence with the Spanish Empire, prompted by Napoleon’s invasion of Spain.

The second occurred from 1864 to 1867 when another Napoleon took another swing at it – this time by Napoleon’s less talented nephew, Napoleon III, who intervened in Mexico (in the Second French Intervention in Mexico) to install a puppet emperor.

These Mexican Empires echoed the earlier Haitian Empires – the first Haitian Empire, briefly created from 1804 to 1806 in its war on independence against Napoleon Bonaparte’s France, and the second from 1849 to 1859, with yet another President inspired by Napoleon declaring himself an emperor. Although at least the Second Haitian Empire did something imperial, invading the Dominican Republic – which had declared independence from Haiti in 1844 – in unsuccessful attempts to reconquer it.

 

 

Emperor Norton in full dress uniform and military regalia, his hand on the hilt of a ceremonial sabre, 1875

 

 

(19) EMPEROR JOSHUA NORTON 

 

Emperor Norton I – Emperor of the United States and Protector of Mexico.

Joshua Norton – the man who essentially memed himself into being the first and last Emperor of the United States.

No – he’s not fictional but a real historical figure, albeit somewhat obscure these days but one of San Francisco’s most prominent citizens in the nineteenth century and has fascinated me since I first read about him (in the Illuminatus Trilogy).

And his empire…was not entirely fictional either. Sure – the consensus seems to be that he had a complete mental breakdown after he lost his fortune from commodities trading and real estate speculation, which had elevated him to one of San Francisco’s richest citizens, from being financially ruined by a deal gone bad.

And so he declared himself emperor of the United States by imperial proclamation in a letter to the San Francisco Daily Evening Bulletin newspaper in 1859 – which they published because they thought it was funny. Which it was.

How did the city of San Francisco receive it? That’s the funniest thing – they played along. Restaurants and businesses accepted his self-issued imperial currency, effectively providing their services free of charge in return for being able to proclaim his imperial patronage, as he went about his “duty” inspecting the city. The city did a thriving trade in souvenirs from his eccentric celebrity – even donating him a new imperial uniform to replace his old one, given to him by army officers.

At one point, an overzealous police officer arrested him to commit him for involuntary treatment for a mental disorder. What followed was a massive uproar from the public and newspapers – “let him be emperor if he wants to be” was the public outcry. One paper wrote “that he had shed no blood; robbed no one; and despoiled no country; which is more than can be said of his fellows in that line”.

The Police Chief ordered him released, with a formal apology – which Emperor Norton graciously accepted by way of an imperial pardon for the officer – and thereafter police officers saluted him in the street.

He also used his imperial powers for good. One story told of him was that he had stopped a violently anti-Chinese race riot by interposing himself between the rioters and the hapless Chinese, praying the Lord’s Prayer. The story went that the rioters were so ashamed or embarrassed that they dispersed – and thereafter the residents of Chinatown were among his most loyal subjects.

After a “reign” of 21 years, he collapsed and died on the street. Despite legends of a hidden imperial fortune, he died in complete poverty – but one of the city’s clubs donated a fund for a casket and funeral procession, which was reported to have lined the streets with thousands of the city’s citizens.

I can only hope that my own breakdowns are accompanied by such imperial delusions of grandeur, published and received so warmly. Of course, it helped that Norton carried himself with a sense of genteel grace and nobility, more than a century removed from the city’s contemporary itinerant street figures – and that he lived modestly within his imperial means donated to him rather than some grift.

And to end on a personal note, when I visited Los Angeles and San Francisco, I gave myself a quest in each city, with my quest for the latter to seek out the tomb of Emperor Norton.

 

 

 

 

(20) HOLLYWOOD & PLAYBOY

 

If the Capitol, Pentagon, or White House represents the American empire’s Augustus, then Hollywood is its Virgil. Or some might say, its Caligula or Nero. Or some even more wild voices might say, a decadent American empire all of itself, at odds with the Republic – Hollywood Babylon.

Or the point where the frontier became film, from the American West to the western, that archetype of American film which one might argue that all American films still are at heart. Or where the West became the road, where all roads lead to the road movie.

We might be at the wildest of my wild tier or bottom of my empire iceberg here but aren’t we just talking about the apex of American cultural imperialism or “soft power”? Well yes, but that doesn’t mean Hollywood can’t rank special mention as empire.

Of course, my preceding special mention for Joshua Norton might outrank this one as the wildest tier or bottom of my empire iceberg but perhaps that he made his imperial proclamation from San Francisco demonstrates a consistent Californian or West Coast exuberance when it comes to American empire – or empires.

I’m joking and I’m serious. After all, if a religious military order like the Teutonic Knights or even more so a company like the East India Company can each rank special mention in my top empires, why not the American entertainment industry for which Hollywood is a geographical focus and metonym? And outside Washington DC, the only other metonym of American influence or power as evocative as Hollywood is Wall Street (except perhaps for Silicon Valley, also on the West Coast and indeed in California).

Hollywood may not have the military and political control over territory as the Teutonic Knights, although it has often been the Homer of the Pentagon’s Iliad or overseas odysseys – but there does seem to be a certain metaphorical parallel between crusading military orders carving out their empire in the converted eastern frontier of Europe with American studios doing the same in their settled western frontier.

The better comparison might be with the East India Company – perhaps not quite to the extent of the latter’s monopoly in world trade (or the latter’s military force), but at least a similar dominance of the world entertainment industry and popular culture. Hollywood was fortunate in that its rise overlapped that of the United States to global dominance in the twentieth century.

That prompts a segue to the second part of this entry – Playboy as empire.

Yes – again I’m joking and serious. In jest, I strive to reserve my final special mention for some kinky entry where the subject permits – and I believe this fulfills my obligation.

In seriousness, like Hollywood – with which there is considerable overlap, at least in its magazine interviews, celebrity pictorial features, and guest list at the iconic Playboy Mansion – Playboy is a metonym for the American adult entertainment industry in general.

Some might argue that is essentially synonymous with Hollywood, particularly those who describe the latter as Hollywood Babylon – it even shared much the same Californian geographical focus, most famously San Fernando Valley. I’ve read that American predominance in the world adult entertainment industry is – or at least was – even more pronounced than that of Hollywood for the general entertainment industry, such that it might even rank (or have ranked) as the American East India Company in terms of monopoly and share of world trade. I don’t know how true or accurate that is but if so, it should be a source of patriotic pride – USA! USA! USA!

Setting aside that metonym for the adult entertainment industry in general, there’s something to be said for the corporate holdings of Playboy itself as an empire. Of course, you could say that of many companies or corporations, drawing parallels with empires in financial, economic and even cultural spheres. Indeed, McDonalds or Coca Cola would perhaps be the iconic archetypes, particularly as the symbolic vanguards of American influence or power, the contemporary equivalent of gunboat diplomacy.

But there’s something to be said of the American adult entertainment industry in general and Playboy in particular, as the global vanguard or dare I say it, missionary position, of American sexual liberalism – and libertinism, the American Sexual Revolution.

Also, I can’t help but identify parallels with the rise and fall of the Playboy magazine with the Roman empire, with Hugh Hefner as its founding Augustus – and its Tiberius, albeit in the Mansion rather than Capri and with bunnies instead of minnows.

Of course, that may be because I was raised on Playboy as much as Rome in my youth – literally, if covertly on my part, as my father had the entire collection of Playboy magazines, until my mother descended on them like the Vandals.

That last seems something of a microcosm for the fall of Playboy as print magazine (and clubs) – echoing the fall of the western empire in that, a little like the eastern empire, the Playboy corporate brand and holdings have survived the fall of the magazine, not least as a cultural icon. I believe that much like the Holy Roman Empire and various states claiming succession from the Roman Empire, some international versions of the magazine are still ongoing in print.

Dare I jest that Playboy will always be my Holy Roman Empire? Or like the Last of the Romans, I still hold to the Playboy lifestyle and Playboy philosophy – nay, the Playboy religion, my bacchae and golden ass, my holy grail of adventurous bed and questing beast, so much so I made pilgrimage to the Playboy Mansion when I visited Los Angeles.

Top Tens – History: Top 10 Types of Empire & Imperialism (Special Mention) (20) S€xual Imperialism

Yeah, something like that – the cover of George Macdonald Fraser’s Flashman (fair use)

 

 

(20) S€XUAL IMPERIALISM

 

“I’d had fifteen years of military experience, perfecting the art of ordering a pink gin and saying ‘Do you do it doggy-doggy?’ in Swahili” – Captain Edmund Blackadder

Yeah, something like that.

Or those infamous memes of Spanish colonialism – or just Chel from The Road to El Dorado.

And that’s how light-hearted I’ll keep my final or twentieth special mention, which I like to reserve for a light-hearted kinky entry, because as with most things concerning imperialism, it can get a lot darker – essentially its primary connotation as yet another vector for imperial exploitation.

Outside that connotation, there are the more collaborative liaisons between imperial citizens and subjects throughout history – as with La Malinche, alternatively Malintzin or Marina, Cortes’ co-conquistador who was an instrumental part of the Spanish conquest of the Aztecs.

Top Tens – History: Top 10 Empires (Special Mention: Revised) (20) Hollywood & Playboy

 

 

 

(20) HOLLYWOOD & PLAYBOY

 

If the Capitol, Pentagon, or White House represents the American empire’s Augustus, then Hollywood is its Virgil. Or some might say, its Caligula or Nero. Or some even more wild voices might say, a decadent American empire all of itself, at odds with the Republic – Hollywood Babylon.

Or the point where the frontier became film, from the American West to the western, that archetype of American film which one might argue that all American films still are at heart. Or where the West became the road, where all roads lead to the road movie.

We might be at the wildest of my wild tier or bottom of my empire iceberg here but aren’t we just talking about the apex of American cultural imperialism or “soft power”? Well yes, but that doesn’t mean Hollywood can’t rank special mention as empire.

Of course, my preceding special mention for Joshua Norton might outrank this one as the wildest tier or bottom of my empire iceberg but perhaps that he made his imperial proclamation from San Francisco demonstrates a consistent Californian or West Coast exuberance when it comes to American empire – or empires.

I’m joking and I’m serious. After all, if a religious military order like the Teutonic Knights or even more so a company like the East India Company can each rank special mention in my top empires, why not the American entertainment industry for which Hollywood is a geographical focus and metonym? And outside Washington DC, the only other metonym of American influence or power as evocative as Hollywood is Wall Street (except perhaps for Silicon Valley, also on the West Coast and indeed in California).

Hollywood may not have the military and political control over territory as the Teutonic Knights, although it has often been the Homer of the Pentagon’s Iliad or overseas odysseys – but there does seem to be a certain metaphorical parallel between crusading military orders carving out their empire in the converted eastern frontier of Europe with American studios doing the same in their settled western frontier.

The better comparison might be with the East India Company – perhaps not quite to the extent of the latter’s monopoly in world trade (or the latter’s military force), but at least a similar dominance of the world entertainment industry and popular culture. Hollywood was fortunate in that its rise overlapped that of the United States to global dominance in the twentieth century.

That prompts a segue to the second part of this entry – Playboy as empire.

Yes – again I’m joking and serious. In jest, I strive to reserve my final special mention for some kinky entry where the subject permits – and I believe this fulfills my obligation.

In seriousness, like Hollywood – with which there is considerable overlap, at least in its magazine interviews, celebrity pictorial features, and guest list at the iconic Playboy Mansion – Playboy is a metonym for the American adult entertainment industry in general.

Some might argue that is essentially synonymous with Hollywood, particularly those who describe the latter as Hollywood Babylon – it even shared much the same Californian geographical focus, most famously San Fernando Valley. I’ve read that American predominance in the world adult entertainment industry is – or at least was – even more pronounced than that of Hollywood for the general entertainment industry, such that it might even rank (or have ranked) as the American East India Company in terms of monopoly and share of world trade. I don’t know how true or accurate that is but if so, it should be a source of patriotic pride – USA! USA! USA!

Setting aside that metonym for the adult entertainment industry in general, there’s something to be said for the corporate holdings of Playboy itself as an empire. Of course, you could say that of many companies or corporations, drawing parallels with empires in financial, economic and even cultural spheres. Indeed, McDonalds or Coca Cola would perhaps be the iconic archetypes, particularly as the symbolic vanguards of American influence or power, the contemporary equivalent of gunboat diplomacy.

But there’s something to be said of the American adult entertainment industry in general and Playboy in particular, as the global vanguard or dare I say it, missionary position, of American sexual liberalism – and libertinism, the American Sexual Revolution.

Also, I can’t help but identify parallels with the rise and fall of the Playboy magazine with the Roman empire, with Hugh Hefner as its founding Augustus – and its Tiberius, albeit in the Mansion rather than Capri and with bunnies instead of minnows.

Of course, that may be because I was raised on Playboy as much as Rome in my youth – literally, if covertly on my part, as my father had the entire collection of Playboy magazines, until my mother descended on them like the Vandals.

That last seems something of a microcosm for the fall of Playboy as print magazine (and clubs) – echoing the fall of the western empire in that, a little like the eastern empire, the Playboy corporate brand and holdings have survived the fall of the magazine, not least as a cultural icon. I believe that much like the Holy Roman Empire and various states claiming succession from the Roman Empire, some international versions of the magazine are still ongoing in print.

Dare I jest that Playboy will always be my Holy Roman Empire? Or like the Last of the Romans, I still hold to the Playboy lifestyle and Playboy philosophy – nay, the Playboy religion, my bacchae and golden ass, my holy grail of adventurous bed and questing beast, so much so I made pilgrimage to the Playboy Mansion when I visited Los Angeles.

Top Tens – History: Top 10 Types of Empire & Imperialism (Special Mention) (19) Barbarism

Barbarism and nudism! I’m a little worried what they intend to do to that statue – The Sack of Rome in 410 by the Barbarians by Joseph-Noël Sylvestre, 1890 (public domain)

 

 

(19) BARBARISM

 

“There once was a dream – a dream to purge this rotten world of the barbarians that infest it!” – Dovahhatty

Essentially anti-imperialism but from the perspective of the empire – or really, pretty much how an empire sees anyone who isn’t in it.

Barbarism is what an empire sees itself as rescuing its subjects from, or what it sees its subjects returning to if they resist or revolt against it – and what it sees itself holding the line against or falling to in the worst case scenario.

An empire sees anyone outside it as barbarians, even if those outsiders have an empire of their own – and indeed there’s a few empire that might be labelled barbarian empires, foremost among them nomadic empires like that of the Mongols.

Sure, an empire might give another empire some grudging respect, but in its heart see itself as superior to the other as barbarian, kind of like the way D.H. Lawrence summed up how the English – and by extension the British in their empire – saw themselves compared to others.

 

The English are so nice

so awfully nice

they are the nicest people in the world.

And what’s more, they’re very nice about being nice

about your being nice as well!

If you’re not nice they soon make you feel it.

Americans and French and Germans and so on

they’re all very well

but they’re not really nice, you know.

They’re not nice in our sense of the word, are they now?

Top Tens – History: Top 10 Empires (Special Mention) (19) Emperor Joshua Norton

 

Emperor Norton in full dress uniform and military regalia, his hand on the hilt of a ceremonial sabre, 1875

 

 

(19) EMPEROR JOSHUA NORTON 

 

Emperor Norton I – Emperor of the United States and Protector of Mexico.

Joshua Norton – the man who essentially memed himself into being the first and last Emperor of the United States.

No – he’s not fictional but a real historical figure, albeit somewhat obscure these days but one of San Francisco’s most prominent citizens in the nineteenth century and has fascinated me since I first read about him (in the Illuminatus Trilogy).

And his empire…was not entirely fictional either. Sure – the consensus seems to be that he had a complete mental breakdown after he lost his fortune from commodities trading and real estate speculation, which had elevated him to one of San Francisco’s richest citizens, from being financially ruined by a deal gone bad.

And so he declared himself emperor of the United States by imperial proclamation in a letter to the San Francisco Daily Evening Bulletin newspaper in 1859 – which they published because they thought it was funny. Which it was.

How did the city of San Francisco receive it? That’s the funniest thing – they played along. Restaurants and businesses accepted his self-issued imperial currency, effectively providing their services free of charge in return for being able to proclaim his imperial patronage, as he went about his “duty” inspecting the city. The city did a thriving trade in souvenirs from his eccentric celebrity – even donating him a new imperial uniform to replace his old one, given to him by army officers.

At one point, an overzealous police officer arrested him to commit him for involuntary treatment for a mental disorder. What followed was a massive uproar from the public and newspapers – “let him be emperor if he wants to be” was the public outcry. One paper wrote “that he had shed no blood; robbed no one; and despoiled no country; which is more than can be said of his fellows in that line”.

The Police Chief ordered him released, with a formal apology – which Emperor Norton graciously accepted by way of an imperial pardon for the officer – and thereafter police officers saluted him in the street.

He also used his imperial powers for good. One story told of him was that he had stopped a violently anti-Chinese race riot by interposing himself between the rioters and the hapless Chinese, praying the Lord’s Prayer. The story went that the rioters were so ashamed or embarrassed that they dispersed – and thereafter the residents of Chinatown were among his most loyal subjects.

After a “reign” of 21 years, he collapsed and died on the street. Despite legends of a hidden imperial fortune, he died in complete poverty – but one of the city’s clubs donated a fund for a casket and funeral procession, which was reported to have lined the streets with thousands of the city’s citizens.

I can only hope that my own breakdowns are accompanied by such imperial delusions of grandeur, published and received so warmly. Of course, it helped that Norton carried himself with a sense of genteel grace and nobility, more than a century removed from the city’s contemporary itinerant street figures – and that he lived modestly within his imperial means donated to him rather than some grift.

And to end on a personal note, when I visited Los Angeles and San Francisco, I gave myself a quest in each city, with my quest for the latter to seek out the tomb of Emperor Norton.

Top Tens – History: Top 10 Empires (Special Mention: Revised) (18) Central African Empire

 

Coronation of Bokassa – by way of fair use as it appears to be one of the few images or only image (by unknown photographer) to depict his coronation (with its Napoleonic inspiration), also referenced as such in J.M. Roberts The Triumph of the West

 

(18) CENTRAL AFRICAN EMPIRE

 

History’s most ridiculous empire.

Also the last empire in Africa, subsequent to the fall of the Ethiopian Empire – and indeed the penultimate country in the world to have a head of state with the title of Emperor, leaving Japan as the last country standing with an Emperor.

The Central African Empire was achieved by the simple expedient of President Bokassa, military dictator of the Central African Republic, declaring himself Emperor and the republic an empire from 4 December 1976 to 21 September 1979.

Sadly, as head of state, he was able to conscript his hapless citizens in his imperial delusions. Also his state’s treasury, as he blew the equivalent of $20 million, a third of the country’s government income, on his coronation ceremony – modelled, like his imperial regalia and regime, on that of Napoleon Bonaparte.

His self-proclaimed empires relied on people playing along with it – not so much his own nation which had little choice about it, but the nation that had actually ruled it as an empire, France. Although that was primarily French President Giscard d’Estaing, who was bafflingly chummy with Bokassa. Of course, that may have had something to do with the diamonds and other gifts Bokassa gave him, ultimately resulting in scandal and election loss for Giscard d’Estaing.

Bokassa proved too embarrassing even for France when school riots led to massacres of civilians, prompting France to withdraw support and Bokassa cosied up to Gaddafi’s Libya instead – France then overthrew Bokassa in what has been called France’s last colonial expedition, Operation Barracuda.

Similarly, there were French and Napoleonic connections to two close runners-up for history’s most ridiculous empires, in the Americas in the nineteenth century rather than Africa in the twentieth – the short-lived Mexican and Haitian Empires.

There are actually two Mexican Empires – the First and Second Mexican Empire. The first is not so ridiculous, although it was short-lived and unique among former Spanish colonies winning independence – a brief monarchy from 1821 to 1823 after Mexico won its war of independence with the Spanish Empire, prompted by Napoleon’s invasion of Spain.

The second occurred from 1864 to 1867 when another Napoleon took another swing at it – this time by Napoleon’s less talented nephew, Napoleon III, who intervened in Mexico (in the Second French Intervention in Mexico) to install a puppet emperor.

These Mexican Empires echoed the earlier Haitian Empires – the first Haitian Empire, briefly created from 1804 to 1806 in its war on independence against Napoleon Bonaparte’s France, and the second from 1849 to 1859, with yet another President inspired by Napoleon declaring himself an emperor. Although at least the Second Haitian Empire did something imperial, invading the Dominican Republic – which had declared independence from Haiti in 1844 – in unsuccessful attempts to reconquer it.

Top Tens – History: Top 10 Types of Empire & Imperialism (Special Mention) (17) Roman Imperial Metric – Eagle & Caesar

The Army takes an Oath to the Emperor after the Distribution of Eagles, 5 December 1804 – 1810 painting by Jacques-Louis David (public domain)

 

 

(17) ROMAN IMPERIAL METRIC – EAGLE & CAESAR

 

But is it a Roman Empire with eagle and Caesar? Is it an eagle empire?

Yes, it’s another Roman imperial metric, but this time more narrowly by its imperial standard or symbolism, as well as the adaptation of Caesar as imperial title.

The use of eagle as symbol for imperial states, with one or two heads, both precedes its use by the Romans and also extends well beyond those adapting Roman usage, because the eagle is a pretty impressive bird. It could well be the subject of its own top ten list – or lists, one for those adapting Roman usage and one for those not adapting Roman usage. Even the Roman usage overlapped with the Christian usage of the eagle as the symbol of St John the Evangelist.

An example of the eagle being used by an imperial state preceding the Roman usage is that by the Persian Achaemenid Empire.

A clear example of the eagle being used by states not influenced by or adapting Roman usage is that of the Aztecs, subsequently adopted by Mexico for its coat of arms and flag.

Adapting Roman usage from the western Roman empire, there was the Holy Roman Empire and its various ‘successors’ – the Hapsburgs (and through them the Spanish Empire), Austria, and Germany, the last most infamously in the Third Reich. There was also Napoleonic France, which also adapted the use of the Roman aquila or eagle as a standard for legions and their military reputation.

From the eastern Roman empire, there was Trebizond, Serbia, Bulgaria, Albania, and imperial Russia, although that last is usually now superseded in animal symbolism by the bear.

The most famous contemporary usage of the eagle as national symbol is that of the United States – although clearly influenced by the Roman model (as it was for much of the politics of its founding), it adapted that to the bald eagle as a bird uniquely native to their continent.

As for the usage of Caesar as imperial title, that generally follows the title in German or Slavic.

The usage in German – kaiser – is best known for its usage as title in the Second Reich. That is, imperial Germany from 1871 to the First World War.

The usage in Slavic – mostly commonly translated in English as tsar and czar (but also less commonly as tzar and csar) – is best known for its usage as title in Imperial Russia. However, it was also used as Serbia, as well as commonly used in American political circles as an informal title for an overarching government portfolio, such as drug czar or energy czar.

Top Tens – History: Top 10 Empires (Special Mention: Revised) (17) America – Aztec & Inca Empires

 

 

 

(17) AMERICA – AZTEC & INCA EMPIRES

 

The preeminent empires of pre-Columbian America, although sadly best known to history (and myself) as foils to the Spanish Empire – albeit because of defeats unparalleled in history for just how few Spanish forces conquered such populous empires in so short a span of time.

I have more knowledge of the Aztec Empire prior to the Spanish Conquest – if only for the lurid horror stories of its imperial religion of human sacrifice on a scale unprecedented in the region, or anywhere else for that matter. However, the nature and extent of Aztec human sacrifice is often disputed as historical propaganda – as indeed is the so-called Black Legend of anti-Spanish history when it comes to the Spanish Conquest of the Aztec Empire – with some fairness on both sides.

The Inca Empire was the largest empire in pre-Colombian America, almost ten times larger than the Aztec Empire and perhaps two or three times as populous but not as brutal. The size of the Inca Empire is quite striking for an empire predominantly in mountainous highlands – “one of the greatest imperial states in human history” created and maintained “without the use of the wheel, draft animals, knowledge of iron or steel, or even a system of writing”. Or largely without money or markets apparently, like Star Trek but without the post-scarcity. Also one without the more characteristic grain cultivation of other agricultural states – instead cultivating potatoes.

Which makes its defeat even more striking than that of the Aztecs, particularly as the Spanish leader Francisco Pizarro started with about a third of the forces of his counterpart Cortes against the Aztecs – a mere 168 soldiers – and was over 60 years of age at the time. Now that’s how to spend your retirement years!

Although Pizarro was perhaps luckier in his timing with a civil war of succession to the Inca imperial throne – as well as capturing and holding the reigning Inca ruler hostage.

Of course, the primary factor for the fall of both empires was the disease or diseases spread ahead of the Spanish who brought them – and which ravaged the native American populations who had no acquired resistance to them. While that would seem to be the greatest scale for the role disease has played in the fall of empires, disease has played a recurring role in the decline or fall of other empires, including the Roman Empire – as is the subject of Plagues and Peoples by historian William H. McNeill.

I have less knowledge of the Inca Empire prior to Spanish Conquest, although that seems apt as it’s an empire that has a quality of mystery or at least mystique to it. That includes the legendary “lost cities of the Incas” to which they retreated as a vestigial empire – the neo-Inca state – as well as “periodic attempts by indigenous leaders to expel the Spanish colonists and re-create the Inca Empire until the late 18th century”.

 

 

Top Tens – History: Top 10 Types of Empire & Imperialism (Special Mention) (16) Roman Imperial Metric

Napoleon in coronation robes – painting by Framcois Gerard (public domain)

 

 

(16) ROMAN IMPERIAL METRIC

 

But is it a Roman Empire?

Yes, that’s a gag, prompted by my Top 10 Roman Empires, which was also something of a gag.

But seriously, the Roman Empire endured as an imperial metric or template for subsequent empires, particularly in its former territory in Europe or Mediterranean basin – and particularly for those empires, as featured in my special mentions for my Top 10 Roman Empires, that claimed succession from the Roman Empire.

“The continuation, succession, and revival of the Roman Empire is a running theme of the history of Europe and the Mediterranean Basin. It reflects the lasting memories of power and prestige associated with the Roman Empire. Several polities have claimed immediate continuity with the Roman Empire, using its name or a variation thereof as their own exclusive or non-exclusive self-description. As centuries went by and more political ruptures occurred, the idea of institutional continuity became increasingly debatable”.

So yes, there’s a recurring Roman imperial metric among empires, either comparing themselves (or being compared) to the classical Roman empire or claiming succession from it – however tenuously, as for example with the Spanish Empire (both in comparison and succession) or the British Empire (in comparison). While that is generally for European or Mediterranean empires, that metric is sometimes extended to other empires, albeit usually European in origin – as for example with the Russian Empire or the United States.

There’s arguably an even wider Roman imperial metric – its metric or template of decline and fall, that “melancholy, long, withdrawing roar, retreating to the breath of the night-wind, down the vast edges drear and naked shingles of the world”.

Just as many looked to the Roman Empire as their state or imperial model, with kingdoms or states purporting to succeed or revive it in one form or another thereafter, even more look to its decline and fall. Even now, the decline and fall of the Roman Empire informs much modern discourse about state failure – from Edward Gibbon onwards, “we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears”.

The fashionable contemporary Roman imperial metric, particularly in decline and fall, is with the United States – as Adrian Goldsworthy noted in the introduction to his book “How Rome Fell: Death of a Superpower”, where he dismisses it as cliché, one which he entertainingly relates that he is routinely accosted at dinner parties when he informs someone of his historical speciality.

There’s also another Roman imperial metric that seems to pop up in actual comparative history – that between the Roman Empire and Imperial China, whether the Han Dynasty that was contemporary with the classical Roman Empire or the continuity of China as imperial polity in general.

The Roman imperial metric in comparison with China was notably drawn by Walter Scheidel in his book “Escape from Rome” – where he distinguished the unique Roman achievement of its imperial unity in Europe and of the Mediterranean, not replicated before or since (not even by the Byzantine or eastern Roman Empire), from the more continuous and enduring imperial polity in China, albeit in successive dynasties.

And that’s a good thing. In short, the thesis of this book is that the fall of Rome led to the Great Divergence – that divergence of “political, economic, scientific, and technological breakthroughs that allowed Europe to surge ahead while other parts of the world lagged behind”. Essentially, that’s because of “competitive fragmentation”, both within states and perhaps more fundamentally between them, with “the enduring failure of empire-building” and no single state ever able to rise to Rome’s imperial predominance in Europe. The main contrast is with China as polar opposite, with its consistent unitary imperial states, with the other Eurasian civilizations between them geographically also falling between them on this political scale of Rome vs China.